|
|
D |
2019-05-31 13:59:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778274
- Filed Document
- 0001778274-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 13:59:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-31 13:48:05 UTC |
- Amount To Be Raised
- $35,475,517
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696992
- Filed Document
- 0001696992-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 13:48:05 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-31 13:38:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Pzena Financial Services, LLC
- CIK Number
- 0001740384
- Filed Document
- 0001315863-19-000497
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 13:38:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-31 13:32:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Neuberger Berman BD LLC
- CIK Number
- 0001714708
- Filed Document
- 0001012975-19-000394
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 13:32:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-31 13:27:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778245
- Filed Document
- 0001778245-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 13:27:48 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 13:25:11 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759348
- Filed Document
- 0001759348-19-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 13:25:11 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 13:21:54 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739614
- Filed Document
- 0001739614-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 13:21:54 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 13:19:15 UTC |
- Amount To Be Raised
- $8,622,627
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778260
- Filed Document
- 0001231919-19-000027
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 13:19:15 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-31 13:18:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Neuberger Berman BD LLC
- CIK Number
- 0001702537
- Filed Document
- 0001012975-19-000393
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 13:18:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-31 13:16:27 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001772489
- Filed Document
- 0001772489-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 13:16:27 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2019-05-31 13:09:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001271140
- Filed Document
- 0001567619-19-012471
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 13:09:49 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Security To Be Acquired
|
|
|
D/A |
2019-05-31 13:07:39 UTC |
- Amount To Be Raised
- $72,403,877
- Associated Brokers / Dealers
- DFPG Investments Inc., McDermott Investment Services LLC, Gary G Benson, Matthew T Rubis, Gregory J Meyer, Concorde Investment Services LLC, James M. Lamont, David B. Clark, Chay Lapin, Joral T Schmalle, David P Dahill, Tomas J Velken, Robin T Naylor, Michael L. Cruz, Edward Fernandez, Leslie Pappas, Kim R. Kunz, Elizabeth L. Friant, James K. Johnston, Martin J. Curry, Patrick T Shea, Jason A Salmon, Christina S. Nielson, John L. Jenkins, Joseph D. Jackson, Mcihael G. Culwell, Dieter E. Thurow, Robert D. Brinbaum, Dawn E. Campbell, Stacey J. Morimoto, Brian K. Evans, and Jim A. Lund
- CIK Number
- 0001762806
- Filed Document
- 0001762806-19-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 13:07:39 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 13:03:17 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- KCD Financial Inc.
- CIK Number
- 0000875729
- Filed Document
- 0000875729-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 13:03:17 UTC
- Type of Offering
- D
- Industry
- Environmental Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 13:00:20 UTC |
- Amount To Be Raised
- $7,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778287
- Filed Document
- 0001778287-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 13:00:20 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-05-31 12:59:36 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777771
- Filed Document
- 0001777771-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 12:59:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 12:53:41 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777622
- Filed Document
- 0001777622-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 12:53:41 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 12:50:19 UTC |
- Amount To Be Raised
- $252,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777770
- Filed Document
- 0001777770-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 12:50:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 12:41:45 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777769
- Filed Document
- 0001777769-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 12:41:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 12:33:30 UTC |
- Amount To Be Raised
- $8,921,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778402
- Filed Document
- 0001778402-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 12:33:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 12:32:01 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776637
- Filed Document
- 0001776637-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 12:32:01 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PUERTO RICO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-05-31 12:26:31 UTC |
- Amount To Be Raised
- $4,570,810
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777508
- Filed Document
- 0001777508-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 12:26:31 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 12:20:21 UTC |
- Amount To Be Raised
- $3,100,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001778303
- Filed Document
- 0001778303-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 12:20:21 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WYOMING
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-05-31 12:13:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SG Americas Securities, LLC
- CIK Number
- 0001469980
- Filed Document
- 0001469980-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 12:13:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 12:08:14 UTC |
- Amount To Be Raised
- $120,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648086
- Filed Document
- 0001648086-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 12:08:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-05-31 11:59:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708945
- Filed Document
- 0001566114-19-000073
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 11:59:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-05-31 11:56:05 UTC |
- Amount To Be Raised
- $93,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001235912
- Filed Document
- 0001235912-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 11:56:05 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-31 11:53:05 UTC |
- Amount To Be Raised
- $28,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652648
- Filed Document
- 0001652648-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 11:53:05 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 11:46:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777471
- Filed Document
- 0001777471-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 11:46:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-05-31 11:44:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SG Americas Securities, LLC
- CIK Number
- 0001542699
- Filed Document
- 0001542699-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 11:44:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 11:37:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778406
- Filed Document
- 0001778406-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 11:37:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-31 11:35:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741437
- Filed Document
- 0001013594-19-000393
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 11:35:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-31 11:34:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741436
- Filed Document
- 0001013594-19-000392
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 11:34:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 11:30:47 UTC |
- Amount To Be Raised
- $51,050,833
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664994
- Filed Document
- 0001664994-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 11:30:47 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-31 11:24:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Man Investments Inc.
- CIK Number
- 0001675559
- Filed Document
- 0001675559-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 11:24:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-05-31 11:11:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SG Americas Securities, LLC
- CIK Number
- 0001598202
- Filed Document
- 0001598202-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 11:11:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 11:08:57 UTC |
- Amount To Be Raised
- $11,999,988
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664994
- Filed Document
- 0001664994-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 11:08:57 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 11:03:09 UTC |
- Amount To Be Raised
- $875,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778201
- Filed Document
- 0001778201-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 11:03:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-05-31 11:00:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001741878
- Filed Document
- 0000919574-19-003907
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 11:00:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-31 10:55:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705823
- Filed Document
- 0000899140-19-000414
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 10:55:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-31 10:45:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639878
- Filed Document
- 0001315863-19-000496
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 10:45:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-05-31 10:44:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578944
- Filed Document
- 0000919574-19-003905
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 10:44:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-31 10:41:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647135
- Filed Document
- 0001315863-19-000495
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 10:41:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-05-31 10:19:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609360
- Filed Document
- 0001013594-19-000391
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 10:19:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-31 10:15:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620902
- Filed Document
- 0001013594-19-000390
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 10:15:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-31 10:13:45 UTC |
- Amount To Be Raised
- $55,000,000
- Associated Brokers / Dealers
- Maxim Group LLC
- CIK Number
- 0001682900
- Filed Document
- 0001213900-19-009851
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 10:13:45 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-31 10:13:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741621
- Filed Document
- 0000902664-19-002573
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 10:13:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 10:12:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778182
- Filed Document
- 0001707229-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 10:12:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-05-31 10:11:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741567
- Filed Document
- 0000902664-19-002572
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 10:11:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-31 10:11:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Royal Alliance Associates, Inc. and Morgan Creek Capital Distributors, LLC
- CIK Number
- 0001374272
- Filed Document
- 0000919574-19-003902
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 10:11:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-31 10:08:15 UTC |
- Amount To Be Raised
- $945,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001516068
- Filed Document
- 0001516068-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-31 10:08:15 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|