|
|
D |
2019-06-11 15:45:58 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- Stonybrook Capital One, LLC
- CIK Number
- 0001519449
- Filed Document
- 0001519449-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:45:58 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-06-11 15:45:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777779
- Filed Document
- 0001567619-19-013210
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:45:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-11 15:39:42 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652958
- Filed Document
- 0001004878-19-000093
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:39:42 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-06-11 15:39:23 UTC |
- Amount To Be Raised
- $88,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778902
- Filed Document
- 0001778902-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:39:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-11 15:37:09 UTC |
- Amount To Be Raised
- $20,100,503
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779305
- Filed Document
- 0001779305-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:37:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-11 15:35:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001552573
- Filed Document
- 0001552573-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:35:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-11 15:32:29 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560737
- Filed Document
- 0001560737-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:32:29 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-11 15:30:28 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779367
- Filed Document
- 0001779367-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:30:28 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2019-06-11 15:28:12 UTC |
- Amount To Be Raised
- $120,000,000
- Associated Brokers / Dealers
- 1st Global Capital Corp., American Portfolios Financial Services, Inc., Ameritas Investment Corp., Arete Wealth Management, LLC, Arkadios Capital, Ausdal Financial Partners, Inc., Berthel, Fisher & Company Financial Services, Inc., Calton & Associates, Inc., Cambridge Investment Research, Inc., Centaurus Financial, Inc., Cetera Advisors LLC, Cetera Advisor Networks LLC, Commonwealth Financial Network, DFPG Investments, Inc., First Allied Securities, Inc., Independent Financial Group, LLC, JCC Advisors, LLC, Kalos Capital, Inc., Lincoln Investment, M. H. Leblang, Inc., M Holdings Securities, Inc., NI Advisors, Parkland Securities, LLC, Sigma Financial Corporation, Summit Brokerage Services, Inc., Sunbelt Securities, Inc., The O.N. Equity Sales Company, The Strategic Financial Alliance, Inc., Cabin Securities, Inc., SCF Securities, Inc., and Green Vista Capital, LLC
- CIK Number
- 0001770985
- Filed Document
- 0001770985-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:28:12 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-11 15:27:00 UTC |
- Amount To Be Raised
- $15,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000831609
- Filed Document
- 0001062993-19-002578
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:27:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
PIMCO ILS Fund SP I, A Segregated Portfolio of PIMCO ILS Series SPC
See All Filings
|
D |
2019-06-11 15:21:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001778560
- Filed Document
- 0001778560-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:21:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-11 15:20:19 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- na
- CIK Number
- 0001577960
- Filed Document
- 0001577960-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:20:19 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-06-11 15:18:41 UTC |
- Amount To Be Raised
- $1,937,500
- Associated Brokers / Dealers
- none
- CIK Number
- 0001779266
- Filed Document
- 0001779266-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:18:41 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-11 15:15:12 UTC |
- Amount To Be Raised
- $2,386,188
- Associated Brokers / Dealers
- None
- CIK Number
- 0001713943
- Filed Document
- 0001713943-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:15:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-11 15:05:45 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- na
- CIK Number
- 0001577960
- Filed Document
- 0001577960-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:05:45 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-06-11 15:04:01 UTC |
- Amount To Be Raised
- $2,066,245
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778525
- Filed Document
- 0001778525-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:04:01 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-11 15:01:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779452
- Filed Document
- 0001779452-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 15:01:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-11 14:59:39 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532099
- Filed Document
- 0001532099-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 14:59:39 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-11 14:56:58 UTC |
- Amount To Be Raised
- $11,250,000
- Associated Brokers / Dealers
- Cyrus Pirasteh
- CIK Number
- 0001717011
- Filed Document
- 0001717011-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 14:56:58 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-11 14:52:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001775015
- Filed Document
- 0001775015-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 14:52:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-11 14:50:52 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Richard Benedetti, Richard Griffin, Robert Raab, Glenn Fiocca, William LaPiana, Douglas Albert, Craig Rabinovitz, and Rodolfo Andres Salgado
- CIK Number
- 0001707309
- Filed Document
- 0000932440-19-000037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 14:50:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-11 14:40:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579417
- Filed Document
- 0001579417-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 14:40:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-11 14:35:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001632849
- Filed Document
- 0001722053-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 14:35:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-11 14:29:15 UTC |
- Amount To Be Raised
- $1,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779144
- Filed Document
- 0001779144-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 14:29:15 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-11 14:27:32 UTC |
- Amount To Be Raised
- $1,030,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768553
- Filed Document
- 0001768553-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 14:27:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-11 14:26:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Frontier Solutions, LLC, Old City Securities LLC, and MMX Global Partners LLC
- CIK Number
- 0001552060
- Filed Document
- 0001315863-19-000507
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 14:26:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-11 14:24:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Frontier Solutions, LLC and MMX Global Partners, LLC
- CIK Number
- 0001555000
- Filed Document
- 0001315863-19-000506
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 14:24:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-11 14:21:18 UTC |
- Amount To Be Raised
- $1,422,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771609
- Filed Document
- 0001728388-19-000040
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 14:21:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-11 14:16:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors Inc.
- CIK Number
- 0001772955
- Filed Document
- 0000350797-19-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 14:16:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-11 14:10:52 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- First Liberties Financial
- CIK Number
- 0001778885
- Filed Document
- 0001778885-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 14:10:52 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2019-06-11 14:08:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001772264
- Filed Document
- 0001772264-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 14:08:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-11 14:05:37 UTC |
- Amount To Be Raised
- $2,895,135
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779185
- Filed Document
- 0001779185-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 14:05:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-11 14:03:37 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741870
- Filed Document
- 0001713943-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 14:03:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-11 13:56:05 UTC |
- Amount To Be Raised
- $25,008
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778881
- Filed Document
- 0001778881-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 13:56:05 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-11 13:50:22 UTC |
- Amount To Be Raised
- $107,996
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778880
- Filed Document
- 0001778880-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 13:50:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-11 13:45:26 UTC |
- Amount To Be Raised
- $582,700
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779371
- Filed Document
- 0001779371-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 13:45:26 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-06-11 13:42:00 UTC |
- Amount To Be Raised
- $13,475,383
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603909
- Filed Document
- 0001603909-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 13:42:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-11 13:37:53 UTC |
- Amount To Be Raised
- $860,791
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000854328
- Filed Document
- 0000854328-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 13:37:53 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-06-11 13:31:32 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779154
- Filed Document
- 0001779154-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 13:31:32 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-06-11 13:26:34 UTC |
- Amount To Be Raised
- $101,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725026
- Filed Document
- 0001728388-19-000039
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 13:26:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-11 13:23:02 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779122
- Filed Document
- 0001209191-19-036037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 13:23:02 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-11 13:22:21 UTC |
- Amount To Be Raised
- $254,360
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778943
- Filed Document
- 0001778943-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 13:22:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-11 13:14:27 UTC |
- Amount To Be Raised
- $92,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778948
- Filed Document
- 0001778948-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 13:14:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-11 13:07:21 UTC |
- Amount To Be Raised
- $1,373,675
- Associated Brokers / Dealers
- Equidate Markets, LLC
- CIK Number
- 0001752400
- Filed Document
- 0001728388-19-000038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 13:07:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-11 13:06:12 UTC |
- Amount To Be Raised
- $334,421
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779009
- Filed Document
- 0001779009-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 13:06:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-11 13:00:53 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746101
- Filed Document
- 0001746101-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 13:00:53 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-06-11 12:57:19 UTC |
- Amount To Be Raised
- $36,532,475
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779225
- Filed Document
- 0001779225-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 12:57:19 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-11 12:55:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Shelter Rock Capital Advisors LLC
- CIK Number
- 0001763254
- Filed Document
- 0001763254-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 12:55:45 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-11 12:53:16 UTC |
- Amount To Be Raised
- $6,997,039
- Associated Brokers / Dealers
- Equidate Markets, LLC
- CIK Number
- 0001728388
- Filed Document
- 0001728388-19-000037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 12:53:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-11 12:49:18 UTC |
- Amount To Be Raised
- $2,076,125
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779291
- Filed Document
- 0001728388-19-000036
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-11 12:49:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
|