Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Growth Leasing LLC See All Filings	D	2019-06-12 14:25:44 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Robert Hissom CIK Number 0001670553 Filed Document 0001670553-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 14:25:44 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Diatomix, Inc. See All Filings	D	2019-06-12 14:17:39 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001779385 Filed Document 0001779385-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 14:17:39 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MRG GLEN COVE LLC See All Filings	D/A	2019-06-12 14:07:25 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001773817 Filed Document 0001773817-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 14:07:25 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Kimpact Evergreen Real Estate Investment Fund, LP See All Filings	D/A	2019-06-12 14:01:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681958 Filed Document 0001681958-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 14:01:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyan Funding, LLC See All Filings	D	2019-06-12 14:00:28 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001778761 Filed Document 0001778761-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 14:00:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Banneker (Dairy.com) Investors, LLC See All Filings	D	2019-06-12 13:54:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779360 Filed Document 0000899140-19-000421 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:54:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Song for Hope LLC See All Filings	D	2019-06-12 13:37:35 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001777509 Filed Document 0001777509-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:37:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Roshi Solutions, Inc. See All Filings	D	2019-06-12 13:35:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001779511 Filed Document 0001779511-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:35:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Telesensors Inc. See All Filings	D	2019-06-12 13:30:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers none CIK Number 0001745991 Filed Document 0001745991-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:30:55 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Finisterre Global Opportunity Fund See All Filings	D/A	2019-06-12 13:28:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478573 Filed Document 0000919574-19-004093 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:28:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Finisterre Emerging Markets Fund See All Filings	D/A	2019-06-12 13:21:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478667 Filed Document 0000919574-19-004091 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:21:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LIT Books Inc. See All Filings	D	2019-06-12 13:17:26 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001779495 Filed Document 0001779495-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:17:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Circadian Zirclight, Inc. See All Filings	D	2019-06-12 13:17:07 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001681737 Filed Document 0001681737-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:17:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Nanotronics Imaging, Inc. See All Filings	D	2019-06-12 13:15:25 UTC
Amount To Be Raised $49,999,665 Associated Brokers / Dealers N/A CIK Number 0001595210 Filed Document 0001595210-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:15:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Elizabeth Park Capital Offshore Fund, Ltd. See All Filings	D/A	2019-06-12 13:14:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John R. Ahern CIK Number 0001677014 Filed Document 0001677014-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:14:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finisterre Credit Fund See All Filings	D/A	2019-06-12 13:10:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517509 Filed Document 0000919574-19-004089 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:10:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lori Systems Corp. See All Filings	D	2019-06-12 13:06:30 UTC
Amount To Be Raised $14,999,984 Associated Brokers / Dealers N/A CIK Number 0001724556 Filed Document 0001724556-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:06:30 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
EVO Transportation & Energy Services, Inc. See All Filings	D	2019-06-12 13:05:31 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0000728447 Filed Document 0001437749-19-011854 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:05:31 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
QMS Financials-Only Global Macro U.S. Fund LP See All Filings	D	2019-06-12 13:02:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778710 Filed Document 0000919574-19-004087 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:02:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sense Photonics, Inc. See All Filings	D/A	2019-06-12 12:56:37 UTC
Amount To Be Raised $26,023,770 Associated Brokers / Dealers N/A CIK Number 0001715263 Filed Document 0001715263-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:56:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Aristeia Select Opportunities I, L.P. See All Filings	D	2019-06-12 12:46:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669065 Filed Document 0001315863-19-000509 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:46:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Principal Real Estate Debt Fund III, LP See All Filings	D	2019-06-12 12:46:19 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001777821 Filed Document 0000898432-19-000904 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:46:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
KIDS CARE HOLDCO, LLC See All Filings	D/A	2019-06-12 12:45:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778983 Filed Document 0001778983-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:45:31 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Authorized Luxury Group, Inc. See All Filings	D	2019-06-12 12:45:13 UTC
Amount To Be Raised $2,000,024 Associated Brokers / Dealers N/A CIK Number 0001717982 Filed Document 0001717982-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:45:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Deerfield TopCo Corp See All Filings	D	2019-06-12 12:42:55 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001731994 Filed Document 0000950172-19-000087 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:42:55 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SignalFx, Inc. See All Filings	D	2019-06-12 12:40:08 UTC
Amount To Be Raised $74,999,996 Associated Brokers / Dealers N/A CIK Number 0001573467 Filed Document 0001573467-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:40:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SLR Cotton Gin Phase III Investor, LLC See All Filings	D	2019-06-12 12:29:06 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001779070 Filed Document 0001779070-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:29:06 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KIDS CARE HOLDCO, LLC See All Filings	D	2019-06-12 12:23:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778983 Filed Document 0001778983-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:23:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Opioid Clinical Management, Inc. See All Filings	D	2019-06-12 12:23:01 UTC
Amount To Be Raised $203,577 Associated Brokers / Dealers N/A CIK Number 0001729744 Filed Document 0001729744-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:23:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Respirogen, Inc. See All Filings	D	2019-06-12 12:15:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001707040 Filed Document 0001707040-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:15:24 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
PECOS APARTMENTS LLC See All Filings	D	2019-06-12 12:12:10 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers RICHARD HARRIS CIK Number 0001779498 Filed Document 0001779498-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:12:10 UTC Type of Offering D Industry Commercial Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2019-06-12 12:08:09 UTC
Amount To Be Raised $5,421,202 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:08:09 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
ENCAMP, INC. See All Filings	D/A	2019-06-12 12:00:36 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001762965 Filed Document 0001762965-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:00:36 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
CMWA Mid Cap Partnership LLC See All Filings	D/A	2019-06-12 11:56:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:56:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TransCanna Holdings Inc. See All Filings	D	2019-06-12 11:55:49 UTC
Amount To Be Raised $7,501,313 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001773618 Filed Document 0001477932-19-003493 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:55:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EF VC30 LP See All Filings	D	2019-06-12 11:47:38 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001776145 Filed Document 0001776145-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:47:38 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2019-06-12 11:46:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:46:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MSD Boca Partners, L.P. See All Filings	D	2019-06-12 11:44:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779017 Filed Document 0000902664-19-002716 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:44:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D/A	2019-06-12 11:35:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001300758-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:35:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Arete Macro US Feeder Fund See All Filings	D/A	2019-06-12 11:28:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EurekaCap Partners, Inc. CIK Number 0001676493 Filed Document 0000919574-19-004085 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:28:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA International Small Cap Partnership LLC See All Filings	D/A	2019-06-12 11:27:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484940 Filed Document 0001484940-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:27:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-LRN, a series of Equidate Investments, LLC See All Filings	D/A	2019-06-12 11:26:01 UTC
Amount To Be Raised $16,999,932 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001758082 Filed Document 0001775544-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:26:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revelis Hooch Fund II, LLC See All Filings	D	2019-06-12 11:20:48 UTC
Amount To Be Raised $443,038 Associated Brokers / Dealers N/A CIK Number 0001775544 Filed Document 0001775544-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:20:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HW Operating, LLC See All Filings	D	2019-06-12 11:12:54 UTC
Amount To Be Raised $793,125 Associated Brokers / Dealers N/A CIK Number 0001761484 Filed Document 0001761484-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:12:54 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
CPG Carlyle Commitments Master Fund, LLC See All Filings	D/A	2019-06-12 11:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001560917 Filed Document 0000926877-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rodman PP Mill, L.P. See All Filings	D	2019-06-12 11:02:59 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001779494 Filed Document 0001779494-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:02:59 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CPG Carlyle Commitments Fund, LLC See All Filings	D/A	2019-06-12 11:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001560916 Filed Document 0000926877-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:02:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLUE SKY URANIUM CORP. See All Filings	D	2019-06-12 10:50:55 UTC
Amount To Be Raised $583,319 Associated Brokers / Dealers N/A CIK Number 0001463978 Filed Document 0001463978-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 10:50:55 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Align Affordable Housing Bond Fund, L.P. See All Filings	D/A	2019-06-12 10:46:12 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001742324 Filed Document 0001742324-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 10:46:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor Institutional Partners, Ltd. See All Filings	D/A	2019-06-12 10:43:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735611 Filed Document 0001566114-19-000088 Exclusions or Exemptions 506b Accepted Date 2019-06-12 10:43:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund