Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Optima Global Trading Fund LLC See All Filings	D/A	2020-08-31 11:59:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509531 Filed Document 0001509531-20-000006 Exclusions or Exemptions 506c Accepted Date 2020-08-31 11:59:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Avenue Funding, LLC See All Filings	D	2020-08-31 09:36:30 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001705908 Filed Document 0001705908-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-31 09:36:30 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Franklin-Thomas Co INC See All Filings	D	2020-08-31 07:59:06 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Joe Shepard CIK Number 0001823010 Filed Document 0001823010-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-08-31 07:59:06 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wine Ambassador, Inc. See All Filings	D	2020-08-28 15:43:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822273 Filed Document 0001822273-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-28 15:43:19 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
R-Go Macro Orthogonal Factor Opportunities Feeder Fund, L.P. See All Filings	D	2020-08-28 15:20:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001821050 Filed Document 0001821050-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-28 15:20:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shared Housing Solutions, LLC See All Filings	D	2020-08-28 13:46:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001822921 Filed Document 0001822921-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-28 13:46:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Friends & Family Capital II, L.P. See All Filings	D/A	2020-08-28 13:01:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816413 Filed Document 0001816413-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-28 13:01:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aussie Soles Global Corp. See All Filings	D/A	2020-08-28 12:59:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001811255 Filed Document 0001811255-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-28 12:59:35 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
1931 Funding, LLC See All Filings	D/A	2020-08-28 10:43:22 UTC
Amount To Be Raised $14,256,900 Associated Brokers / Dealers None CIK Number 0001735211 Filed Document 0001735211-20-000006 Exclusions or Exemptions 506c Accepted Date 2020-08-28 10:43:22 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Bank Loan Core Fund See All Filings	D/A	2020-08-28 09:01:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659694 Filed Document 0001623632-20-001580 Exclusions or Exemptions 506c Accepted Date 2020-08-28 09:01:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCE Social Capital See All Filings	D/A	2020-08-28 08:10:06 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001676142 Filed Document 0000950103-20-016686 Exclusions or Exemptions 506c Accepted Date 2020-08-28 08:10:06 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
METROPOLITAN LIFE INSURANCE CO See All Filings	D	2020-08-28 08:09:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lucas Robustelli CIK Number 0000937834 Filed Document 0000937834-20-000019 Exclusions or Exemptions 506c Accepted Date 2020-08-28 08:09:10 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
METROPOLITAN LIFE INSURANCE CO See All Filings	D	2020-08-28 08:07:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lucas Robustelli CIK Number 0000937834 Filed Document 0000937834-20-000018 Exclusions or Exemptions 506c Accepted Date 2020-08-28 08:07:50 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
OurCrowd 50 III, L.P. See All Filings	D	2020-08-28 06:52:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STIFEL FINANCIAL CORP. CIK Number 0001821036 Filed Document 0001821036-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-28 06:52:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CSC Lexington Realty Capital, LLC See All Filings	D	2020-08-27 21:31:05 UTC
Amount To Be Raised $3,873,000 Associated Brokers / Dealers N/A CIK Number 0001822907 Filed Document 0001822907-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-27 21:31:05 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
New Horizon Apts JV LLC See All Filings	D	2020-08-27 17:40:04 UTC
Amount To Be Raised $12,381,000 Associated Brokers / Dealers N/A CIK Number 0001822767 Filed Document 0001822767-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-27 17:40:04 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Lightstone Fund 9 LLC See All Filings	D	2020-08-27 17:10:16 UTC
Amount To Be Raised $207,000,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001822147 Filed Document 0001567619-20-016110 Exclusions or Exemptions 506c Accepted Date 2020-08-27 17:10:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SC India Principals Growth Fund III Ltd. See All Filings	D	2020-08-27 16:54:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821805 Filed Document 0001821805-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-27 16:54:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC India Venture Principals Fund VII Ltd. See All Filings	D	2020-08-27 16:44:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814918 Filed Document 0001814918-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-27 16:44:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sequoia Capital U.S. Venture XVII Principals Fund, L.P. See All Filings	D	2020-08-27 16:20:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814909 Filed Document 0001814909-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-27 16:20:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sequoia Capital U.S. Growth IX Principals Fund, L.P. See All Filings	D	2020-08-27 16:15:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814912 Filed Document 0001814912-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-27 16:15:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Fund Equity II, L.P. See All Filings	D	2020-08-27 15:11:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822715 Filed Document 0001822715-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-27 15:11:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abdiel Qualified Offshore Partners Ltd. See All Filings	D/A	2020-08-27 15:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508260 Filed Document 0001508260-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-27 15:01:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Fund II (C), L.P. See All Filings	D	2020-08-27 14:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822716 Filed Document 0001822716-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-27 14:59:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abdiel Qualified Onshore Partners LP See All Filings	D/A	2020-08-27 14:58:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508238 Filed Document 0001508238-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-27 14:58:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rudy's SPE LLC See All Filings	D	2020-08-27 14:52:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001822256 Filed Document 0001822256-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-27 14:52:07 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
629 7th Avenue South, LLC See All Filings	D	2020-08-27 14:48:36 UTC
Amount To Be Raised $9,800,000 Associated Brokers / Dealers N/A CIK Number 0001797247 Filed Document 0001797247-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-27 14:48:36 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Ibex Mobility Revolution Fund LP See All Filings	D/A	2020-08-27 13:28:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713658 Filed Document 0001713658-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-08-27 13:28:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ML Villa APTS Sidecar, LLC See All Filings	D	2020-08-27 13:24:23 UTC
Amount To Be Raised $1,272,948 Associated Brokers / Dealers N/A CIK Number 0001822471 Filed Document 0001822471-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-27 13:24:23 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ML Villa APTS JV, LLC See All Filings	D	2020-08-27 13:21:10 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001822565 Filed Document 0001822565-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-27 13:21:10 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Adaptive Phage Therapeutics, Inc. See All Filings	D/A	2020-08-27 12:32:31 UTC
Amount To Be Raised $3,650,000 Associated Brokers / Dealers N/A CIK Number 0001701259 Filed Document 0001701259-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-08-27 12:32:31 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
RSC Motors, Inc. See All Filings	D	2020-08-27 10:55:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001821488 Filed Document 0001821488-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-27 10:55:03 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
BDI Augusta Court, LLC See All Filings	D	2020-08-27 10:33:09 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001822745 Filed Document 0001822745-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-27 10:33:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Congress Avenue Ventures Fund 2Q See All Filings	D	2020-08-27 10:30:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel C Burns, James E Hurst, Alain J Hanover, and Deborah L Walden CIK Number 0001822346 Filed Document 0001822348-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-27 10:30:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Anchor Fund, LLC See All Filings	D/A	2020-08-27 10:13:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570314 Filed Document 0001570314-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-27 10:13:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Congress Avenue Ventures Fund 2 See All Filings	D	2020-08-27 09:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel C Burns, James E Hurst, Alain J Hanover, and Deborah L Walden CIK Number 0001822348 Filed Document 0001822348-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-27 09:50:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Life Electric Vehicles, Inc. See All Filings	D	2020-08-27 09:38:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001744380 Filed Document 0001744380-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-27 09:38:50 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Life Code Global Blockchain Technology Cloud Service & Datacenters Providers LLC See All Filings	D	2020-08-27 09:34:01 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Hussain Shahzad CIK Number 0001822768 Filed Document 0001822768-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-27 09:34:01 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
SHL Capital, LP- A1 See All Filings	D/A	2020-08-27 08:09:21 UTC
Amount To Be Raised $385,000 Associated Brokers / Dealers N/A CIK Number 0001820254 Filed Document 0001820254-20-000005 Exclusions or Exemptions 506c Accepted Date 2020-08-27 08:09:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UGPay Group AG See All Filings	D	2020-08-27 08:08:37 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001822574 Filed Document 0001822574-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-27 08:08:37 UTC Type of Offering D Industry Other Technology Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Other
IA Fund, LP - A1 See All Filings	D/A	2020-08-27 08:02:34 UTC
Amount To Be Raised $78,800 Associated Brokers / Dealers N/A CIK Number 0001817486 Filed Document 0001817486-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-08-27 08:02:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jude Gomila, LP - A1 See All Filings	D/A	2020-08-27 07:58:19 UTC
Amount To Be Raised $152,500 Associated Brokers / Dealers N/A CIK Number 0001817547 Filed Document 0001817547-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-08-27 07:58:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSW Rescue Fund, LLC See All Filings	D	2020-08-26 17:55:16 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001822740 Filed Document 0001822740-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-26 17:55:16 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Bascom Ventures Fund 4Q See All Filings	D	2020-08-26 17:39:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel C Burns, James E Hurst, Alain J Hanover, and Deborah L Walden CIK Number 0001822279 Filed Document 0001822279-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-26 17:39:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GEAUX INVEST FUND I, LLC See All Filings	D	2020-08-26 17:20:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001822519 Filed Document 0001822519-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-26 17:20:54 UTC Type of Offering D Industry Residential Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Casters Holdings Inc See All Filings	D	2020-08-26 17:06:52 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001792675 Filed Document 0001792675-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-08-26 17:06:52 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Multiple Equity Fund I, LP See All Filings	D	2020-08-26 17:02:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821064 Filed Document 0001821064-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-08-26 17:02:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bascom Ventures Fund 4 See All Filings	D	2020-08-26 16:52:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel C Burns, James E Hurst, Alain J Hanover, and Deborah L Walden CIK Number 0001822292 Filed Document 0001822255-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-08-26 16:52:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Castor Ventures Fund 5Q See All Filings	D	2020-08-26 16:09:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel C Burns, James E Hurst, Alain J Hanover, and Deborah L Walden CIK Number 0001822245 Filed Document 0001822255-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-26 16:09:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Castor Ventures Fund 5 See All Filings	D	2020-08-26 15:33:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel C Burns, James E Hurst, Alain J Hanover, and Deborah L Walden CIK Number 0001822255 Filed Document 0001822255-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-26 15:33:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity