Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ProStar GeoCorp., Inc. See All Filings	D	2019-06-18 17:10:14 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001780057 Filed Document 0001567619-19-013582 Exclusions or Exemptions 506b Accepted Date 2019-06-18 17:10:14 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ZGC Peakview US Fund I, LP See All Filings	D	2019-06-18 17:07:14 UTC
Amount To Be Raised $87,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001780105 Filed Document 0001213900-19-010979 Exclusions or Exemptions 506b Accepted Date 2019-06-18 17:07:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caffeinated Capital Divvy SPV, LLC See All Filings	D	2019-06-18 17:02:34 UTC
Amount To Be Raised $5,975,000 Associated Brokers / Dealers N/A CIK Number 0001776170 Filed Document 0001776170-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 17:02:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AIT Therapeutics, Inc. See All Filings	D	2019-06-18 17:00:41 UTC
Amount To Be Raised $7,960,635 Associated Brokers / Dealers N/A CIK Number 0001641631 Filed Document 0001493152-19-009392 Exclusions or Exemptions 506b Accepted Date 2019-06-18 17:00:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Urban Communities Fund #1, LP See All Filings	D	2019-06-18 16:58:31 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001780036 Filed Document 0001780036-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:58:31 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SeeQC, Inc. See All Filings	D	2019-06-18 16:55:34 UTC
Amount To Be Raised $2,827,019 Associated Brokers / Dealers N/A CIK Number 0001779977 Filed Document 0001779977-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:55:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pura Vida SPV I, LLC See All Filings	D/A	2019-06-18 16:48:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615286 Filed Document 0000919574-19-004210 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:48:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
18th Factor Community Momentum Fund, LP See All Filings	D	2019-06-18 16:45:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771081 Filed Document 0001771081-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:45:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pura Vida Pro Special Opportunity Onshore Fund, LP See All Filings	D/A	2019-06-18 16:44:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Z. Omar Naeem CIK Number 0001774338 Filed Document 0000919574-19-004208 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:44:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pura Vida Onshore Fund One, LP See All Filings	D/A	2019-06-18 16:40:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan Russell Darnell, David Sanchez, and Z. Omar Naeem CIK Number 0001560175 Filed Document 0000919574-19-004206 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:40:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pura Vida Offshore Fund One, Ltd See All Filings	D/A	2019-06-18 16:36:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ZIA UMAR NAEEM CIK Number 0001637529 Filed Document 0000919574-19-004204 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:36:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SJCO-Garner Group Fund I, L.L.C. See All Filings	D	2019-06-18 16:32:14 UTC
Amount To Be Raised $367,372 Associated Brokers / Dealers N/A CIK Number 0001780013 Filed Document 0001780013-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:32:14 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Pura Vida Private Equity Fund LP See All Filings	D/A	2019-06-18 16:31:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661856 Filed Document 0000919574-19-004201 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:31:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alyce, Inc. See All Filings	D	2019-06-18 16:26:34 UTC
Amount To Be Raised $13,148,428 Associated Brokers / Dealers N/A CIK Number 0001681285 Filed Document 0001681285-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:26:34 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tall Clover II, LLC See All Filings	D	2019-06-18 16:18:53 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001779085 Filed Document 0001779085-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:18:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loan Ecosystem LLC See All Filings	D/A	2019-06-18 16:16:45 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001736958 Filed Document 0001736958-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-06-18 16:16:45 UTC Type of Offering D/A Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fortress United, LLC See All Filings	D/A	2019-06-18 16:13:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598233 Filed Document 0001598233-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:13:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Small Cap Offshore, Ltd. See All Filings	D/A	2019-06-18 16:12:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413543 Filed Document 0001413543-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:12:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Small Cap Partners Qualified, L.P. See All Filings	D/A	2019-06-18 16:11:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557974 Filed Document 0001557974-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:11:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest Small Cap Partners, L.P. See All Filings	D/A	2019-06-18 16:08:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001327697 Filed Document 0001327697-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:08:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meriton, LLC See All Filings	D/A	2019-06-18 16:08:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001779600 Filed Document 0001779600-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:08:31 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RSIG Partners Fund LP See All Filings	D	2019-06-18 16:04:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780050 Filed Document 0001780050-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:04:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Legalist Fund II, L.P. See All Filings	D/A	2019-06-18 15:53:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772543 Filed Document 0000935836-19-000345 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:53:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RL Serene Vegas LLC See All Filings	D	2019-06-18 15:52:13 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001780008 Filed Document 0001780008-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:52:13 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Kachuwa Investment Cooperative PBC See All Filings	D	2019-06-18 15:51:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001780059 Filed Document 0001780059-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:51:44 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Rocketail, LLC See All Filings	D	2019-06-18 15:48:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001727904 Filed Document 0001727904-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:48:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HABI, Inc. See All Filings	D	2019-06-18 15:31:22 UTC
Amount To Be Raised $2,710,000 Associated Brokers / Dealers N/A CIK Number 0001741506 Filed Document 0001741506-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:31:22 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
3E Bioventures Capital II, L.P See All Filings	D	2019-06-18 15:25:11 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001780073 Filed Document 0001213900-19-010937 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:25:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nuveen Municipal Opportunities Fund LP See All Filings	D	2019-06-18 15:22:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001779086 Filed Document 0001567619-19-013551 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:22:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magpie Factory LLC See All Filings	D	2019-06-18 15:22:42 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001775510 Filed Document 0001775510-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:22:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Life Pack Organics Inc. See All Filings	D	2019-06-18 15:20:34 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Life Pack Organics CIK Number 0001780070 Filed Document 0001780070-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:20:34 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PawTree, LLC See All Filings	D	2019-06-18 15:19:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001582764 Filed Document 0001582764-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:19:30 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Nuveen High Yield Municipal Opportunities Fund LP See All Filings	D	2019-06-18 15:16:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001779083 Filed Document 0001567619-19-013550 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:16:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BODYSHOPBIDS, INC. See All Filings	D/A	2019-06-18 15:11:26 UTC
Amount To Be Raised $28,656,818 Associated Brokers / Dealers FTP Securities LLC CIK Number 0001585027 Filed Document 0001585027-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:11:26 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Forerunner Builders II, L.P. See All Filings	D	2019-06-18 15:07:31 UTC
Amount To Be Raised $62,000,000 Associated Brokers / Dealers N/A CIK Number 0001777501 Filed Document 0001777501-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:07:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRICATA, INC. See All Filings	D	2019-06-18 15:04:25 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001713685 Filed Document 0001713685-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:04:25 UTC Type of Offering D Industry Computers Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Accel Robotics Corp See All Filings	D	2019-06-18 15:00:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001732077 Filed Document 0001732077-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:00:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gershwin Fund, LLC See All Filings	D/A	2019-06-18 14:52:00 UTC
Amount To Be Raised $305,000 Associated Brokers / Dealers N/A CIK Number 0001777295 Filed Document 0001777879-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-18 14:52:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECM Therapeutics, Inc. See All Filings	D/A	2019-06-18 14:50:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001743104 Filed Document 0001743104-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 14:50:21 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Curaleaf Holdings, Inc. See All Filings	D	2019-06-18 14:46:13 UTC
Amount To Be Raised $14,038,455 Associated Brokers / Dealers N/A CIK Number 0001756770 Filed Document 0001062993-19-002661 Exclusions or Exemptions 506b Accepted Date 2019-06-18 14:46:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Curaleaf Holdings, Inc. See All Filings	D	2019-06-18 14:44:27 UTC
Amount To Be Raised $8,363,653 Associated Brokers / Dealers N/A CIK Number 0001756770 Filed Document 0001062993-19-002660 Exclusions or Exemptions 506b Accepted Date 2019-06-18 14:44:27 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Evercare Health Fund Feeder, L.P. See All Filings	D	2019-06-18 14:34:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779948 Filed Document 0001779948-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-18 14:34:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSM Acquisitions, Inc. See All Filings	D	2019-06-18 14:31:43 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001718395 Filed Document 0001718395-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 14:31:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
55 Catalyst International, LP See All Filings	D	2019-06-18 14:28:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779265 Filed Document 0000935836-19-000343 Exclusions or Exemptions 506b Accepted Date 2019-06-18 14:28:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHAH CAPITAL OFFSHORE OPPORTUNITY FUND See All Filings	D/A	2019-06-18 14:28:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433285 Filed Document 0001433285-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 14:28:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Evercare Health Fund, L.P. See All Filings	D	2019-06-18 14:24:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779843 Filed Document 0001779843-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-18 14:24:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Peak Domestic Fund, LP See All Filings	D/A	2019-06-18 14:24:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742450 Filed Document 0001742450-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 14:24:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
H-SOURCE HOLDINGS LTD. See All Filings	D	2019-06-18 14:21:02 UTC
Amount To Be Raised $729,313 Associated Brokers / Dealers N/A CIK Number 0001653031 Filed Document 0001183740-19-000133 Exclusions or Exemptions 506b Accepted Date 2019-06-18 14:21:02 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
RealtyMogul 131, LLC See All Filings	D	2019-06-18 14:14:33 UTC
Amount To Be Raised $2,775,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001775528 Filed Document 0001775528-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 14:14:33 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
SHAH CAPITAL OPPORTUNITY FUND LP See All Filings	D/A	2019-06-18 14:08:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392302 Filed Document 0001392302-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 14:08:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Over $100,000,000 Type of Security Equity