Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Driven Deliveries, Inc. See All Filings	D	2019-06-20 16:15:48 UTC
Amount To Be Raised $1,948,000 Associated Brokers / Dealers N/A CIK Number 0001629606 Filed Document 0001654954-19-007513 Exclusions or Exemptions 506b Accepted Date 2019-06-20 16:15:48 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROYL 19 Holding, LLC See All Filings	D	2019-06-20 16:14:19 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001780249 Filed Document 0001780249-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 16:14:19 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Big Tree Farms Inc See All Filings	D	2019-06-20 16:13:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511138 Filed Document 0001511138-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 16:13:48 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
PA Small Co Private Equity Fund IX, LP See All Filings	D	2019-06-20 16:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC CIK Number 0001780179 Filed Document 0001780179-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 16:10:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eden Empire Inc. See All Filings	D	2019-06-20 15:59:43 UTC
Amount To Be Raised $104,650 Associated Brokers / Dealers HAYWOOD SECURITIES (USA) INC. CIK Number 0001780221 Filed Document 0001780221-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 15:59:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Debt
Ambient Clinical Analytics, Inc. See All Filings	D	2019-06-20 15:57:14 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001597172 Filed Document 0001209191-19-038204 Exclusions or Exemptions 506b Accepted Date 2019-06-20 15:57:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
OSG Group Holdings, Inc. See All Filings	D/A	2019-06-20 15:53:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708616 Filed Document 0001708616-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 15:53:16 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
OPTCAPITAL LLC See All Filings	D/A	2019-06-20 15:48:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Optsecurities, LLC CIK Number 0001280660 Filed Document 0001280660-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 15:48:53 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
AD1 SE Portfolio Hotels DE, LLC See All Filings	D	2019-06-20 15:48:50 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001777635 Filed Document 0001777635-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 15:48:50 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
HABI, Inc. See All Filings	D	2019-06-20 15:36:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Metropolitan Capital Investment Banc, Inc. CIK Number 0001741506 Filed Document 0001741506-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-20 15:36:59 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Aviation Offshore Fund, L.P. See All Filings	D	2019-06-20 15:35:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780279 Filed Document 0001780279-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 15:35:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goodman Capital Real Estate Fund II, L.P. See All Filings	D/A	2019-06-20 15:33:41 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers NORTH CAPITAL PRIVATE SECURITIES CORPORATION CIK Number 0001777502 Filed Document 0001777502-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-20 15:33:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oaks at University Holdings LLC See All Filings	D	2019-06-20 15:19:02 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001779884 Filed Document 0001779882-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-20 15:19:02 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
5020 W Peoria Ave LLC See All Filings	D	2019-06-20 15:01:26 UTC
Amount To Be Raised $7,300,000 Associated Brokers / Dealers N/A CIK Number 0001779882 Filed Document 0001779882-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 15:01:26 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Real Winners, Inc. See All Filings	D	2019-06-20 15:00:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758195 Filed Document 0001758195-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 15:00:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Debt
DRSN Real Estate GP LLC See All Filings	D	2019-06-20 15:00:24 UTC
Amount To Be Raised $11,310,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001585612 Filed Document 0001585612-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 15:00:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Ocelot Tactical Income Master Fund, LP See All Filings	D	2019-06-20 14:58:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780307 Filed Document 0001780307-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 14:58:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
bejan esmaili See All Filings	D	2019-06-20 14:56:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers bejan esmaili CIK Number 0001779802 Filed Document 0001779802-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-20 14:56:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Kairos Venture Opportunities I, L.P. See All Filings	D/A	2019-06-20 14:53:06 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Ascent Capital Advisors (America) LLC CIK Number 0001772438 Filed Document 0001315863-19-000523 Exclusions or Exemptions 506b Accepted Date 2019-06-20 14:53:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Merchants Alliance LLC See All Filings	D/A	2019-06-20 14:50:02 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001737480 Filed Document 0001737480-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 14:50:02 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Find Your Influence, Inc. See All Filings	D	2019-06-20 14:48:42 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001780275 Filed Document 0001780275-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 14:48:42 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
IntuitiveX, Inc. See All Filings	D	2019-06-20 14:35:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001779851 Filed Document 0001779851-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-20 14:35:59 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GN Capital, LLC See All Filings	D	2019-06-20 14:29:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001780289 Filed Document 0001780289-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 14:29:11 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
LeagueSide, Inc. See All Filings	D	2019-06-20 14:27:49 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001730234 Filed Document 0001730234-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-20 14:27:49 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Butterfly Technologies, Inc. See All Filings	D	2019-06-20 14:27:27 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001780305 Filed Document 0001780305-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 14:27:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
KHOSLA VENTURES VI (AIV), L.P. See All Filings	D	2019-06-20 14:25:53 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001778468 Filed Document 0001778468-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 14:25:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Physicians Realty L.P. See All Filings	D	2019-06-20 14:25:00 UTC
Amount To Be Raised $1,861,817 Associated Brokers / Dealers None CIK Number 0001583994 Filed Document 0001583994-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-20 14:25:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
Polaris Aggressive Technology Trader Fund #1 LLC See All Filings	D/A	2019-06-20 14:20:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552484 Filed Document 0001552484-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 14:20:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KHOSLA VENTURES VI (AIV) HOLDING, L.P. See All Filings	D	2019-06-20 14:20:02 UTC
Amount To Be Raised $20,020,850 Associated Brokers / Dealers N/A CIK Number 0001778470 Filed Document 0001778470-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 14:20:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Two Sigma Hamilton Fund, LLC See All Filings	D/A	2019-06-20 14:14:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596835 Filed Document 0000919574-19-004240 Exclusions or Exemptions 506b Accepted Date 2019-06-20 14:14:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Granite Equity LLC See All Filings	D/A	2019-06-20 14:05:22 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001542639 Filed Document 0001362118-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-06-20 14:05:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Citrus Park Storage Associates, LLC See All Filings	D	2019-06-20 14:04:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001780291 Filed Document 0001780291-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 14:04:07 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Livepeer, Inc. See All Filings	D	2019-06-20 13:46:40 UTC
Amount To Be Raised $8,155,000 Associated Brokers / Dealers N/A CIK Number 0001731138 Filed Document 0001231919-19-000031 Exclusions or Exemptions 506b Accepted Date 2019-06-20 13:46:40 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highland Capital Partners 10A, L.P. See All Filings	D	2019-06-20 13:43:27 UTC
Amount To Be Raised $6,666,664 Associated Brokers / Dealers N/A CIK Number 0001780293 Filed Document 0001780293-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-20 13:43:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ocelot Tactical Income Offshore Fund, LTD See All Filings	D	2019-06-20 13:22:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780290 Filed Document 0001780290-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 13:22:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Knowingly Corp See All Filings	D	2019-06-20 13:16:49 UTC
Amount To Be Raised $3,205,000 Associated Brokers / Dealers N/A CIK Number 0001605791 Filed Document 0001458754-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 13:16:49 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Circulate Inc. See All Filings	D	2019-06-20 13:11:13 UTC
Amount To Be Raised $938,384 Associated Brokers / Dealers N/A CIK Number 0001780102 Filed Document 0001780102-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 13:11:13 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Varde Skyway Opportunity Fund, L.P. See All Filings	D/A	2019-06-20 13:09:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677459 Filed Document 0000950142-19-001380 Exclusions or Exemptions 506b Accepted Date 2019-06-20 13:09:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baskerville Capital Partners, LP See All Filings	D/A	2019-06-20 13:08:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527357 Filed Document 0001527357-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 13:08:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Life Pack Organics Inc. See All Filings	D/A	2019-06-20 13:08:04 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Life Pack Organics CIK Number 0001780070 Filed Document 0001780070-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-20 13:08:04 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Devil's Purse Brewing See All Filings	D	2019-06-20 13:04:49 UTC
Amount To Be Raised $435,231 Associated Brokers / Dealers N/A CIK Number 0001779302 Filed Document 0001779302-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 13:04:49 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Machine Learning Fund, Ltd. See All Filings	D	2019-06-20 12:57:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780143 Filed Document 0001780143-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 12:57:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hampshire 248, LLC See All Filings	D	2019-06-20 12:55:21 UTC
Amount To Be Raised $3,195,500 Associated Brokers / Dealers N/A CIK Number 0001780184 Filed Document 0001567619-19-013742 Exclusions or Exemptions 506b Accepted Date 2019-06-20 12:55:21 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Woodland Capital, LLC See All Filings	D	2019-06-20 12:52:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Jeff Ganis CIK Number 0001760824 Filed Document 0001760824-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-06-20 12:52:38 UTC Type of Offering D Industry Investing Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
P/E Funds Ltd - Class F2 Shares See All Filings	D/A	2019-06-20 12:50:38 UTC
Amount To Be Raised $419,910,490 Associated Brokers / Dealers N/A CIK Number 0001520496 Filed Document 0001520496-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-20 12:50:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Equity
Global Equity Absolute Return Partners, L.P. See All Filings	D/A	2019-06-20 12:47:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001566023 Filed Document 0000919574-19-004236 Exclusions or Exemptions 506b Accepted Date 2019-06-20 12:47:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Archipelago Partners, L.P. See All Filings	D/A	2019-06-20 12:41:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001143503 Filed Document 0000919574-19-004234 Exclusions or Exemptions 506b Accepted Date 2019-06-20 12:41:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sig-Valley Ranch, Ltd See All Filings	D/A	2019-06-20 12:35:29 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Morris Monroe, Christopher Moss, and Jim C Harris CIK Number 0001777524 Filed Document 0001777524-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-20 12:35:29 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Debt
GAM Beachwood Total Return Offshore Fund See All Filings	D/A	2019-06-20 12:31:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAM Services Inc. CIK Number 0001469833 Filed Document 0001469833-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-20 12:31:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NGT II Offshore Feeder Fund, L.P. See All Filings	D	2019-06-20 12:29:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Citi Private Advisory, LLC CIK Number 0001779949 Filed Document 0000950172-19-000090 Exclusions or Exemptions 506b Accepted Date 2019-06-20 12:29:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund