|
|
D |
2019-06-27 12:34:32 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780973
- Filed Document
- 0001780973-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 12:34:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-27 12:27:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000939222
- Filed Document
- 0001393725-19-000101
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 12:27:07 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-27 12:25:23 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780920
- Filed Document
- 0001780921-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 12:25:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-27 12:21:16 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001728411
- Filed Document
- 0001728411-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 12:21:16 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-27 12:18:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385653
- Filed Document
- 0001385653-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 12:18:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-27 12:12:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc. and Register Financial Associates, Inc.
- CIK Number
- 0001307360
- Filed Document
- 0001307360-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 12:12:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-27 12:11:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780091
- Filed Document
- 0000945621-19-000228
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 12:11:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-27 12:10:27 UTC |
- Amount To Be Raised
- $220,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780921
- Filed Document
- 0001780921-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 12:10:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-27 12:04:53 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778458
- Filed Document
- 0001778458-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 12:04:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-27 12:03:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001610076
- Filed Document
- 0001405086-19-000211
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 12:03:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-27 12:03:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001472483
- Filed Document
- 0001472483-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 12:03:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-27 12:03:06 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780965
- Filed Document
- 0001780965-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 12:03:06 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-06-27 12:01:03 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721607
- Filed Document
- 0000905729-19-000141
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 12:01:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-27 12:00:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001584006
- Filed Document
- 0001405086-19-000210
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 12:00:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-27 11:59:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001516013
- Filed Document
- 0001405086-19-000209
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:59:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-27 11:58:58 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001775060
- Filed Document
- 0001775060-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:58:58 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-06-27 11:58:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001487702
- Filed Document
- 0001405086-19-000208
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:58:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-27 11:55:53 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- Arete Wealth Management, LLC, Calton & Associates, Inc., Coastal Equities, Inc., Landolt Securities, Inc., JCCC Advisory, LLC, Moloney Securities Co., Inc., Ni Advisors, Whitehall-Parker Securities, Inc., Center Street Securities, Inc., Dempsey Lord Smith, LLC, Ausdal Financial Partners, Inc., Broker Bank Securities, Inc., Sunbelt Securities, Inc., and Nova Capital Solutions, LLC
- CIK Number
- 0001743304
- Filed Document
- 0001743304-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:55:53 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-27 11:55:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001745868
- Filed Document
- 0001405086-19-000207
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:55:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-27 11:53:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001745153
- Filed Document
- 0001405086-19-000206
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:53:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-27 11:52:49 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780952
- Filed Document
- 0001780952-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:52:49 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-06-27 11:51:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001745154
- Filed Document
- 0001405086-19-000205
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:51:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-27 11:49:56 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001775147
- Filed Document
- 0001775147-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:49:56 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-06-27 11:49:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001454447
- Filed Document
- 0001405086-19-000204
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:49:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-27 11:48:07 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780958
- Filed Document
- 0001780958-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:48:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-06-27 11:47:46 UTC |
- Amount To Be Raised
- $2,258,850
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725129
- Filed Document
- 0001725129-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:47:46 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-06-27 11:47:25 UTC |
- Amount To Be Raised
- $1,720,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778972
- Filed Document
- 0001778972-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:47:25 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-06-27 11:46:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001393619
- Filed Document
- 0001405086-19-000203
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:46:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-27 11:46:00 UTC |
- Amount To Be Raised
- $3,717,429
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725129
- Filed Document
- 0001725129-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:46:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-06-27 11:44:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625779
- Filed Document
- 0001625779-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:44:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-27 11:44:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001645913
- Filed Document
- 0001405086-19-000202
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:44:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-27 11:43:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665724
- Filed Document
- 0000919574-19-004317
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:43:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-27 11:40:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, Inc.
- CIK Number
- 0001780889
- Filed Document
- 0000897069-19-000324
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:40:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-27 11:26:10 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001775060
- Filed Document
- 0001775146-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:26:10 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-06-27 11:25:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625778
- Filed Document
- 0001625778-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:25:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-27 11:19:07 UTC |
- Amount To Be Raised
- $9,999,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689548
- Filed Document
- 0001689548-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:19:07 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-27 11:17:52 UTC |
- Amount To Be Raised
- $2,878,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780744
- Filed Document
- 0001780744-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:17:52 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-27 11:13:33 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001775146
- Filed Document
- 0001775146-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:13:33 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-06-27 11:09:04 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780963
- Filed Document
- 0001780963-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:09:04 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-27 11:06:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643691
- Filed Document
- 0001013594-19-000424
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 11:06:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-27 10:59:12 UTC |
- Amount To Be Raised
- $62,705,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779936
- Filed Document
- 0001012975-19-000453
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 10:59:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-27 10:55:04 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778845
- Filed Document
- 0001778845-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 10:55:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-27 10:54:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001400683
- Filed Document
- 0001761088-19-000058
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 10:54:13 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2019-06-27 10:52:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780916
- Filed Document
- 0000897069-19-000323
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 10:52:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-27 10:48:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC, UBS Financial Services, Inc., Suntrust Investment Services, Inc., Stifel, Nicolaus & Company, Incorporated, Morgan Stanley Smith Barney LLC, Hightower Securities, LLC, Benjamin F. Edwards & Company, Inc., RBC Capital Markets, LLC, Summit Brokerage Services, Inc., LPL Financial LLC, and Spire Securities, LLC
- CIK Number
- 0001395520
- Filed Document
- 0001395520-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 10:48:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-27 10:47:32 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780969
- Filed Document
- 0001780969-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 10:47:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-27 10:46:48 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690280
- Filed Document
- 0001776193-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 10:46:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-27 10:44:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459500
- Filed Document
- 0001013594-19-000423
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 10:44:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-27 10:41:34 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001774861
- Filed Document
- 0001774861-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 10:41:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-27 10:34:03 UTC |
- Amount To Be Raised
- $22,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780950
- Filed Document
- 0001437749-19-012865
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-27 10:34:03 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|