Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aracos Fund, L.P. See All Filings	D/A	2019-06-28 10:55:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464059 Filed Document 0001464059-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:55:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FENESTRA HOLDINGS LTD See All Filings	D	2019-06-28 10:43:55 UTC
Amount To Be Raised $22,056 Associated Brokers / Dealers N/A CIK Number 0001735530 Filed Document 0001104659-19-038178 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:43:55 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Patriot Energy Group, Inc. See All Filings	D	2019-06-28 10:40:10 UTC
Amount To Be Raised $12,382,427 Associated Brokers / Dealers N/A CIK Number 0001780392 Filed Document 0001596771-19-000076 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:40:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Patriot Merger Corp See All Filings	D	2019-06-28 10:35:31 UTC
Amount To Be Raised $12,382,427 Associated Brokers / Dealers N/A CIK Number 0001780391 Filed Document 0001596771-19-000075 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:35:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2019-06-28 10:32:39 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers Vik Goel and John D. Nguyen CIK Number 0001773819 Filed Document 0001773819-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:32:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Patriot Energy Acquisition, LLC See All Filings	D	2019-06-28 10:30:07 UTC
Amount To Be Raised $12,382,427 Associated Brokers / Dealers N/A CIK Number 0001780390 Filed Document 0001596771-19-000074 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:30:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Contrarian Opportunity Fund II, L.P. See All Filings	D/A	2019-06-28 10:27:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744644 Filed Document 0000919574-19-004333 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:27:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EMEX Midco Holdings, LLC See All Filings	D	2019-06-28 10:25:23 UTC
Amount To Be Raised $12,382,427 Associated Brokers / Dealers N/A CIK Number 0001780383 Filed Document 0001596771-19-000073 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:25:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Zenith Investment Partners, LP See All Filings	D/A	2019-06-28 10:24:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710424 Filed Document 0001710424-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:24:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMEX Holdings, LLC See All Filings	D	2019-06-28 10:19:53 UTC
Amount To Be Raised $12,382,427 Associated Brokers / Dealers N/A CIK Number 0001738794 Filed Document 0001596771-19-000072 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:19:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ProChain Offshore Ltd See All Filings	D/A	2019-06-28 10:15:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744810 Filed Document 0001013594-19-000426 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:15:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gresham Real Assets Strategies, L.P. See All Filings	D/A	2019-06-28 10:15:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524442 Filed Document 0001524441-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:15:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRILLIUM COTTONWOOD OWNER, LLC See All Filings	D	2019-06-28 10:13:51 UTC
Amount To Be Raised $4,585,000 Associated Brokers / Dealers N/A CIK Number 0001780735 Filed Document 0001780735-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:13:51 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
GK Secured Income V, LLC See All Filings	D/A	2019-06-28 10:13:07 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC, Ausdal Financial Partners, Inc., Broker Bank Securities, Inc., Cabin Securities, Inc., Great Point Capital, LLC, Center Street Securities, Inc., Dempsey Lord Smith, LLC, JCCC Advisory, LLC, Moloney Securities Co., Inc., Ni Advisors, Whitehall-Parker Securities, Inc., Kingsbury Capital, and Lion Street Financial, LLC CIK Number 0001706275 Filed Document 0001706275-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:13:07 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lazard International Strategic Equity (ACW Ex-U.S.) Trust See All Filings	D/A	2019-06-28 10:12:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525576 Filed Document 0001525576-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:12:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProChain Onshore Fund LP See All Filings	D/A	2019-06-28 10:12:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744811 Filed Document 0001013594-19-000425 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:12:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMEX Blocker, LLC See All Filings	D	2019-06-28 10:12:33 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001780384 Filed Document 0001596771-19-000071 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:12:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Global Fixed Income Trust See All Filings	D/A	2019-06-28 10:07:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525578 Filed Document 0001525578-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:07:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O2 Oxygen EMEX Intermediate, LLC See All Filings	D	2019-06-28 10:07:08 UTC
Amount To Be Raised $2,276,644 Associated Brokers / Dealers N/A CIK Number 0001738796 Filed Document 0001596771-19-000070 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:07:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Infinite Cooling, Inc. See All Filings	D	2019-06-28 10:05:19 UTC
Amount To Be Raised $4,006,904 Associated Brokers / Dealers N/A CIK Number 0001778614 Filed Document 0000897069-19-000325 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:05:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Contrarian Opportunity Fund II Offshore, L.P. See All Filings	D/A	2019-06-28 10:02:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744655 Filed Document 0000919574-19-004331 Exclusions or Exemptions 506b Accepted Date 2019-06-28 10:02:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EAMAS CURRY JUNCTION LLC See All Filings	D	2019-06-28 09:55:07 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001781019 Filed Document 0001781019-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 09:55:07 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ALLAGI Inc See All Filings	D	2019-06-28 09:51:54 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001741835 Filed Document 0001741835-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 09:51:54 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Gresham Private Equity Strategies, L.P. See All Filings	D/A	2019-06-28 09:48:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524441 Filed Document 0001524441-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 09:48:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NowSecure, Inc. See All Filings	D	2019-06-28 09:42:03 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001780945 Filed Document 0001780945-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 09:42:03 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Arden Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2019-06-28 09:41:45 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Arden Fund Management, LLC CIK Number 0001775711 Filed Document 0001775711-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-28 09:41:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Field of Snow Limied Liability Co See All Filings	D	2019-06-28 09:32:37 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001781042 Filed Document 0001781042-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 09:32:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
CONTRARIAN CAPITAL TRADE CLAIMS OFFSHORE Ltd See All Filings	D/A	2019-06-28 09:30:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496050 Filed Document 0000919574-19-004327 Exclusions or Exemptions 506b Accepted Date 2019-06-28 09:30:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rennova Health, Inc. See All Filings	D	2019-06-28 09:00:43 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001493152-19-009843 Exclusions or Exemptions 506b Accepted Date 2019-06-28 09:00:43 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
East Beach Opportunity Fund I, L.P. See All Filings	D	2019-06-28 08:57:23 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Gentry Ashmore Hoit CIK Number 0001779979 Filed Document 0001779979-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 08:57:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PSquared SICAV PLC - Event Opportunity Fund See All Filings	D/A	2019-06-28 08:49:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608465 Filed Document 0000945621-19-000229 Exclusions or Exemptions 506b Accepted Date 2019-06-28 08:49:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shearwater Offshore Ltd. See All Filings	D/A	2019-06-28 08:48:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611136 Filed Document 0001780457-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 08:48:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goodwin Real Estate Fund II, LP See All Filings	D	2019-06-28 08:47:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780809 Filed Document 0001780809-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 08:47:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shearwater Onshore LLC See All Filings	D/A	2019-06-28 08:43:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611135 Filed Document 0001780457-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 08:43:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newfoundland Partners L.P. See All Filings	D/A	2019-06-28 06:51:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352643 Filed Document 0000902664-19-002880 Exclusions or Exemptions 506b Accepted Date 2019-06-28 06:51:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Labrador Partners L.P. See All Filings	D/A	2019-06-28 06:48:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168235 Filed Document 0000902664-19-002879 Exclusions or Exemptions 506b Accepted Date 2019-06-28 06:48:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DL Partners Opportunities Fund LP See All Filings	D/A	2019-06-28 06:42:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523902 Filed Document 0000902664-19-002878 Exclusions or Exemptions 506b Accepted Date 2019-06-28 06:42:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DL Partners Opportunities Fund Ltd See All Filings	D/A	2019-06-28 06:39:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523903 Filed Document 0000902664-19-002877 Exclusions or Exemptions 506b Accepted Date 2019-06-28 06:39:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA-HAM Asia Investment Vehicle, L.P. See All Filings	D/A	2019-06-28 06:37:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710275 Filed Document 0000902664-19-002876 Exclusions or Exemptions 506b Accepted Date 2019-06-28 06:37:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Wexford Focused Equities, L.P. See All Filings	D/A	2019-06-28 06:35:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707805 Filed Document 0000902664-19-002875 Exclusions or Exemptions 506b Accepted Date 2019-06-28 06:35:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Western Uranium & Vanadium Corp. See All Filings	D	2019-06-27 20:45:14 UTC
Amount To Be Raised $262,459 Associated Brokers / Dealers N/A CIK Number 0001621906 Filed Document 0001727689-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-06-27 20:45:14 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Metabolomycs, Inc. See All Filings	D	2019-06-27 19:57:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781027 Filed Document 0001562555-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-06-27 19:57:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DYN365, INC. See All Filings	D	2019-06-27 19:50:50 UTC
Amount To Be Raised $87,999,996 Associated Brokers / Dealers N/A CIK Number 0001727596 Filed Document 0001727596-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 19:50:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LBA Sunstone Fund I, LP See All Filings	D	2019-06-27 19:42:45 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001780977 Filed Document 0001780977-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-27 19:42:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Pantheon Access (US), L.P. See All Filings	D/A	2019-06-27 19:29:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001676042 Filed Document 0001567619-19-014099 Exclusions or Exemptions 506b Accepted Date 2019-06-27 19:29:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gemelli Biotech Corp. See All Filings	D	2019-06-27 19:13:33 UTC
Amount To Be Raised $2,999,999 Associated Brokers / Dealers N/A CIK Number 0001780605 Filed Document 0001780605-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-27 19:13:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AKAZ Onshore Fund LP See All Filings	D/A	2019-06-27 18:50:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745937 Filed Document 0000902664-19-002869 Exclusions or Exemptions 506b Accepted Date 2019-06-27 18:50:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Imgur, Inc. See All Filings	D	2019-06-27 18:44:23 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001604278 Filed Document 0001604278-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 18:44:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Welton Global Quantitative Equity Fund Ltd. See All Filings	D/A	2019-06-27 18:39:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001646013 Filed Document 0001646013-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 18:39:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KOIO COLLECTIVE, INC. See All Filings	D	2019-06-27 18:39:12 UTC
Amount To Be Raised $5,999,998 Associated Brokers / Dealers N/A CIK Number 0001675700 Filed Document 0001675700-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 18:39:12 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity