Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fanatiz Holdings Ltd See All Filings	D	2019-07-01 15:51:35 UTC
Amount To Be Raised $7,022,158 Associated Brokers / Dealers N/A CIK Number 0001781291 Filed Document 0001781291-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:51:35 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CITYFURNISH, INC. See All Filings	D	2019-07-01 15:45:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001781285 Filed Document 0001781285-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:45:26 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
ACTIV Surgical, Inc. See All Filings	D	2019-07-01 15:44:23 UTC
Amount To Be Raised $18,533,366 Associated Brokers / Dealers N/A CIK Number 0001710426 Filed Document 0001710426-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:44:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RiverPark Ventures III, L.P. See All Filings	D	2019-07-01 15:44:02 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001780742 Filed Document 0001780742-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:44:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blue Moose of Boulder, LLC See All Filings	D	2019-07-01 15:37:58 UTC
Amount To Be Raised $5,354,999 Associated Brokers / Dealers N/A CIK Number 0001780751 Filed Document 0001780751-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:37:58 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
URSA MAJOR TECHNOLOGIES, INC. See All Filings	D	2019-07-01 15:37:20 UTC
Amount To Be Raised $25,266,499 Associated Brokers / Dealers N/A CIK Number 0001723727 Filed Document 0001723727-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:37:20 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Appian Way Opportunity Fund LLC See All Filings	D/A	2019-07-01 15:34:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001779813 Filed Document 0001779813-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:34:17 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Index Opportunity Fund LP See All Filings	D/A	2019-07-01 15:33:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001743695 Filed Document 0001743695-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:33:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Moose of Boulder, LLC See All Filings	D	2019-07-01 15:28:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001780751 Filed Document 0001780751-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:28:31 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cavalry Opportunity Fund, L.P. See All Filings	D/A	2019-07-01 15:25:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574902 Filed Document 0000935836-19-000362 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:25:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hit Labs, Inc. See All Filings	D	2019-07-01 15:24:11 UTC
Amount To Be Raised $7,908,307 Associated Brokers / Dealers N/A CIK Number 0001634873 Filed Document 0001634873-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:24:11 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Graham Institutional Partners, LP See All Filings	D/A	2019-07-01 15:24:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609415 Filed Document 0001609415-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:24:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pivot Holdings III LLC See All Filings	D	2019-07-01 15:21:10 UTC
Amount To Be Raised $7,500,041 Associated Brokers / Dealers N/A CIK Number 0001748624 Filed Document 0001748624-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:21:10 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Curated Wealth Partners LLC See All Filings	D	2019-07-01 15:21:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001781284 Filed Document 0001781284-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:21:03 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Expel, Inc. See All Filings	D	2019-07-01 15:12:15 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001684049 Filed Document 0001684049-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:12:15 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BRIGAID LLC See All Filings	D	2019-07-01 15:10:13 UTC
Amount To Be Raised $576,271 Associated Brokers / Dealers N/A CIK Number 0001749561 Filed Document 0001749561-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:10:13 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Jane Technologies, Inc. See All Filings	D	2019-07-01 15:10:11 UTC
Amount To Be Raised $13,999,331 Associated Brokers / Dealers N/A CIK Number 0001781063 Filed Document 0001567619-19-014152 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:10:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Emergent Opportunities Fund, LP See All Filings	D	2019-07-01 15:08:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781283 Filed Document 0001781283-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:08:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellnecity Group, Inc. See All Filings	D	2019-07-01 15:05:56 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001758548 Filed Document 0001758548-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:05:56 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Aegis Special Situations Fund LLC - Series Big Data I See All Filings	D/A	2019-07-01 14:57:02 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001773823 Filed Document 0001773823-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:57:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Copperwood Energy Offshore LP See All Filings	D/A	2019-07-01 14:56:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560450 Filed Document 0001315863-19-000565 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:56:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
E.G. WOODE, L3C See All Filings	D	2019-07-01 14:55:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769355 Filed Document 0001769355-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:55:42 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Copperwood Energy Fund LP See All Filings	D/A	2019-07-01 14:55:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560468 Filed Document 0001315863-19-000564 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:55:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ares Real Estate Secured Income REIT, LLC See All Filings	D	2019-07-01 14:52:49 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001781154 Filed Document 0001781154-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:52:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ares Real Estate Enhanced Income REIT, LLC See All Filings	D	2019-07-01 14:44:21 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001781155 Filed Document 0001781155-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:44:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZUPP EXPERIENCES INC. See All Filings	D	2019-07-01 14:38:07 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001781243 Filed Document 0001781243-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:38:07 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
25 Orchard Drive, LLC See All Filings	D	2019-07-01 14:35:57 UTC
Amount To Be Raised $709,362 Associated Brokers / Dealers N/A CIK Number 0001780783 Filed Document 0001780783-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:35:57 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Alta Bay Portfolio I, LLC See All Filings	D	2019-07-01 14:29:42 UTC
Amount To Be Raised $761,673 Associated Brokers / Dealers N/A CIK Number 0001780786 Filed Document 0001780786-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:29:42 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
StratusLIVE LLC See All Filings	D	2019-07-01 14:27:27 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001577127 Filed Document 0001577127-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:27:27 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Instrumental Labs, Inc. See All Filings	D	2019-07-01 14:18:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001781204 Filed Document 0001781204-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:18:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ScriptDash Inc. See All Filings	D	2019-07-01 14:16:40 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001766669 Filed Document 0001766669-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:16:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kaleidoscope Group PBC See All Filings	D	2019-07-01 14:11:16 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001706418 Filed Document 0001706418-19-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2019-07-01 14:11:16 UTC Type of Offering D Industry Business Services Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tybourne Strategic Opportunities Fund LP See All Filings	D	2019-07-01 14:05:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781221 Filed Document 0001781221-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:05:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonwealth Fusion Systems LLC See All Filings	D/A	2019-07-01 14:04:51 UTC
Amount To Be Raised $114,999,971 Associated Brokers / Dealers N/A CIK Number 0001744079 Filed Document 0001744079-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:04:51 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Altegris Tuatara Capital Fund, L.P. See All Filings	D	2019-07-01 14:04:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781118 Filed Document 0001781118-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:04:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
400 Capital Asset Based Offshore Term Fund II LP See All Filings	D	2019-07-01 13:54:07 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001781084 Filed Document 0001315863-19-000563 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:54:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
APP Intermediate, Inc. See All Filings	D	2019-07-01 13:53:44 UTC
Amount To Be Raised $3,194,094 Associated Brokers / Dealers N/A CIK Number 0001781231 Filed Document 0001781231-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:53:44 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ARGA International Small-Cap Fund, a series of ARGA Funds Trust See All Filings	D/A	2019-07-01 13:47:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742950 Filed Document 0001742950-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:47:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Real Estate Mezzanine Debt Fund LP See All Filings	D	2019-07-01 13:45:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001780340 Filed Document 0001567619-19-014149 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:45:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HICKORY TSF, LLC See All Filings	D	2019-07-01 13:44:17 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001781184 Filed Document 0001014100-19-000026 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:44:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Odeza, LLC See All Filings	D	2019-07-01 13:40:57 UTC
Amount To Be Raised $1,681,860 Associated Brokers / Dealers N/A CIK Number 0001780111 Filed Document 0001780111-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:40:57 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KENNEDY CAPITAL MANAGEMENT, INC. See All Filings	D	2019-07-01 13:35:56 UTC
Amount To Be Raised $2,528,283 Associated Brokers / Dealers N/A CIK Number 0000884589 Filed Document 0000884589-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:35:56 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ARGA Emerging Markets Equity Fund, a series of ARGA Funds Trust See All Filings	D/A	2019-07-01 13:33:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586024 Filed Document 0001493616-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:33:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PAK BioSolutions, Inc. See All Filings	D	2019-07-01 13:30:58 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001781101 Filed Document 0001781101-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:30:58 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
NANO FINANCIAL HOLDINGS, INC. See All Filings	D	2019-07-01 13:23:06 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Brean Capital, LLC CIK Number 0001714537 Filed Document 0001567619-19-014148 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:23:06 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
JDBC Holding, Inc. See All Filings	D	2019-07-01 13:11:24 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001780567 Filed Document 0001780567-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:11:24 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MKCA Opportunity Fund, LLC See All Filings	D/A	2019-07-01 13:09:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. Riley FBR, Inc. CIK Number 0001465069 Filed Document 0001465069-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:09:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpine Start, Inc. See All Filings	D	2019-07-01 13:09:04 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001702552 Filed Document 0001702552-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:09:04 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
PETROTEQ ENERGY INC. See All Filings	D	2019-07-01 13:08:15 UTC
Amount To Be Raised $293,029 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:08:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ACRIGEN BIOSCIENCES, INC. See All Filings	D	2019-07-01 13:08:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001779315 Filed Document 0001779315-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:08:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt