Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CV Morrissey, LLC See All Filings	D	2019-07-01 18:07:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781347 Filed Document 0001781347-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 18:07:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oregon Res-Op Capital, LLC See All Filings	D	2019-07-01 18:01:33 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001780204 Filed Document 0001780204-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 18:01:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ZIN BOATS, INC. See All Filings	D	2019-07-01 17:58:39 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001781317 Filed Document 0001781317-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:58:39 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Serina Therapeutics, Inc. See All Filings	D	2019-07-01 17:54:17 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001558525 Filed Document 0001754404-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:54:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Hawk Parent Holdings LLC See All Filings	D	2019-07-01 17:52:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686146 Filed Document 0001686146-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:52:10 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Canaria Therapeutics, Inc. See All Filings	D	2019-07-01 17:46:31 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001754404 Filed Document 0001754404-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:46:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Protein Dynamic Solutions, Inc. See All Filings	D	2019-07-01 17:44:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001780775 Filed Document 0001144204-19-033434 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:44:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Resolute Innovation, Inc. See All Filings	D	2019-07-01 17:43:57 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001716679 Filed Document 0001231919-19-000036 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:43:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AIMS Private Equity Participants XIII LLC See All Filings	D	2019-07-01 17:28:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001780999 Filed Document 0001780999-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:28:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capitaline Growth & Income, LP See All Filings	D/A	2019-07-01 17:28:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614135 Filed Document 0001614135-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:28:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thunder Bridge Acquisition Ltd See All Filings	D	2019-07-01 17:26:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720592 Filed Document 0001720592-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:26:54 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
AIMS Private Equity Participants XIII LLC See All Filings	D	2019-07-01 17:25:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001780999 Filed Document 0001780999-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:25:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIMS Private Equity Participants XIII LLC See All Filings	D	2019-07-01 17:22:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001780999 Filed Document 0001780999-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:22:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thunder Bridge Acquisition Ltd See All Filings	D	2019-07-01 17:20:33 UTC
Amount To Be Raised $135,000,000 Associated Brokers / Dealers N/A CIK Number 0001720592 Filed Document 0001720592-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:20:33 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Dominus Capital Partners (Offshore) III, L.P. See All Filings	D	2019-07-01 17:20:27 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001776870 Filed Document 0001776870-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:20:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Upfront Growth III, L.P. See All Filings	D	2019-07-01 17:19:45 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001779963 Filed Document 0001779963-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:19:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dominus Capital Partners III, L.P. See All Filings	D	2019-07-01 17:17:22 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001776862 Filed Document 0001776862-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:17:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Human Longevity, Inc. See All Filings	D	2019-07-01 17:17:03 UTC
Amount To Be Raised $30,032,965 Associated Brokers / Dealers N/A CIK Number 0001781303 Filed Document 0001781303-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:17:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OkTech Inc. See All Filings	D	2019-07-01 17:16:24 UTC
Amount To Be Raised $15,527,234 Associated Brokers / Dealers N/A CIK Number 0001749908 Filed Document 0001749908-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:16:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dominus Capital Coinvestment III, L.P. See All Filings	D	2019-07-01 17:13:12 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001780437 Filed Document 0001780437-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:13:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rise Capital III LP See All Filings	D	2019-07-01 17:09:41 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001781309 Filed Document 0001781309-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:09:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Button, Inc. See All Filings	D	2019-07-01 17:04:09 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001621436 Filed Document 0000905718-19-000583 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:04:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Traxo, Inc. See All Filings	D/A	2019-07-01 17:02:43 UTC
Amount To Be Raised $5,243,044 Associated Brokers / Dealers N/A CIK Number 0001588545 Filed Document 0001588545-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:02:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Button, Inc. See All Filings	D	2019-07-01 17:02:07 UTC
Amount To Be Raised $20,749,988 Associated Brokers / Dealers N/A CIK Number 0001621436 Filed Document 0000905718-19-000582 Exclusions or Exemptions 506b Accepted Date 2019-07-01 17:02:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KLH CAPITAL FUND IV, L.P. See All Filings	D	2019-07-01 16:57:46 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers ACALYX ADVISORS INC. CIK Number 0001779825 Filed Document 0001779825-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:57:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Merchants Bancorp See All Filings	D	2019-07-01 16:55:51 UTC
Amount To Be Raised $21,850,000 Associated Brokers / Dealers N/A CIK Number 0001629019 Filed Document 0001629019-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:55:51 UTC Type of Offering D Industry Commercial Banking Principal Place of Business INDIANA Revenue or Assets $Over $100,000,000 Type of Security Equity
TCB-Edens Holding, LLC See All Filings	D	2019-07-01 16:53:06 UTC
Amount To Be Raised $34,050,000 Associated Brokers / Dealers N/A CIK Number 0001781330 Filed Document 0001781330-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:53:06 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pretium Structured Credit Opportunities (Cayman) Fund, LP See All Filings	D	2019-07-01 16:46:47 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001780849 Filed Document 0001780849-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:46:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cannonball Secrets, LLC See All Filings	D	2019-07-01 16:38:40 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001626697 Filed Document 0001209191-19-039739 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:38:40 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Siebar Glastonbury 3.0 LLC See All Filings	D	2019-07-01 16:34:07 UTC
Amount To Be Raised $3,278,000 Associated Brokers / Dealers N/A CIK Number 0001780881 Filed Document 0001780881-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:34:07 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Level 5 Capital Partners Fund 1, LP See All Filings	D	2019-07-01 16:31:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001775077 Filed Document 0001775077-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:31:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Factory OS, Inc. See All Filings	D	2019-07-01 16:30:58 UTC
Amount To Be Raised $22,703,576 Associated Brokers / Dealers N/A CIK Number 0001781202 Filed Document 0001781202-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:30:58 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Moments Boynton Place Investors, LLC See All Filings	D	2019-07-01 16:27:08 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001780825 Filed Document 0001780825-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:27:08 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Cellibre, Inc. See All Filings	D	2019-07-01 16:26:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Paradigm Capital U.S., Inc. CIK Number 0001781232 Filed Document 0001781232-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:26:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
909 DESTINY FUND LLC See All Filings	D	2019-07-01 16:23:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001779395 Filed Document 0001779395-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:23:53 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
NITROME BIOSCIENCES, INC See All Filings	D	2019-07-01 16:23:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001746366 Filed Document 0001746366-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:23:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Debt
PRICE FLEX-QP FUND, L.P. See All Filings	D/A	2019-07-01 16:19:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142550 Filed Document 0001315863-19-000572 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:19:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Pretium Structured Credit Opportunities Fund, LP See All Filings	D	2019-07-01 16:19:10 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001780850 Filed Document 0001780850-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:19:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Price Flex Qualified-QP Fund, L.P. See All Filings	D/A	2019-07-01 16:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495529 Filed Document 0001315863-19-000571 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:17:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
California Ethanol & Power, LLC See All Filings	D	2019-07-01 16:16:21 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001491441 Filed Document 0001491441-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:16:21 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRICE FLEX QUALIFIED FUND, L.P. See All Filings	D/A	2019-07-01 16:16:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290873 Filed Document 0001315863-19-000570 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:16:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Price Flex Fund, L.P. See All Filings	D/A	2019-07-01 16:15:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518930 Filed Document 0001315863-19-000569 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:15:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RhumbLine REIT Index Fund LLC See All Filings	D	2019-07-01 16:13:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001781153 Filed Document 0001781153-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:13:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Marcato Encore International Ltd. See All Filings	D/A	2019-07-01 16:11:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646139 Filed Document 0000919574-19-004379 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:11:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mercury iFunds LLC - Mercury CCA Life Settlements Fund II See All Filings	D	2019-07-01 16:10:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001780875 Filed Document 0001213900-19-011868 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:10:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marcato Encore, L.P. See All Filings	D/A	2019-07-01 16:08:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646061 Filed Document 0000919574-19-004377 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:08:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UL Holdings Inc. See All Filings	D	2019-07-01 16:05:02 UTC
Amount To Be Raised $49,500,000 Associated Brokers / Dealers N/A CIK Number 0001780331 Filed Document 0001780331-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:05:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DWF Capital Holdings LLC See All Filings	D	2019-07-01 16:01:03 UTC
Amount To Be Raised $1,541,284 Associated Brokers / Dealers N/A CIK Number 0001652820 Filed Document 0001652820-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:01:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cyberinc Corp See All Filings	D	2019-07-01 15:59:57 UTC
Amount To Be Raised $8,898,125 Associated Brokers / Dealers N/A CIK Number 0001739362 Filed Document 0001382963-19-000052 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:59:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ferndale - The James, LLC See All Filings	D	2019-07-01 15:54:45 UTC
Amount To Be Raised $6,560,000 Associated Brokers / Dealers N/A CIK Number 0001781237 Filed Document 0001781237-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:54:45 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity