|
|
D |
2019-07-03 17:50:23 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781025
- Filed Document
- 0001781025-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 17:50:23 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-07-03 17:31:41 UTC |
- Amount To Be Raised
- $5,380,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781644
- Filed Document
- 0001781644-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 17:31:41 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-03 17:22:32 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781628
- Filed Document
- 0001781628-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 17:22:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-07-03 17:21:23 UTC |
- Amount To Be Raised
- $4,651,281
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702919
- Filed Document
- 0001702919-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 17:21:23 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-03 17:06:38 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679252
- Filed Document
- 0001679252-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 17:06:38 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-07-03 17:05:33 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001747622
- Filed Document
- 0001011034-19-000028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 17:05:33 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-07-03 17:05:04 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- Skyway Capital Markets, LLC and Paulson Investment Company, LLC
- CIK Number
- 0001252142
- Filed Document
- 0001209191-19-041200
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 17:05:04 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2019-07-03 16:56:43 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781035
- Filed Document
- 0001781035-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:56:43 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-03 16:54:31 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781690
- Filed Document
- 0001781690-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:54:31 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- IDAHO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-03 16:54:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781276
- Filed Document
- 0001781276-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:54:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-03 16:52:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779097
- Filed Document
- 0001779097-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:52:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-03 16:50:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781277
- Filed Document
- 0001781277-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:50:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-03 16:48:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779091
- Filed Document
- 0001779091-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:48:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-03 16:47:57 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749418
- Filed Document
- 0001749418-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:47:57 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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|
D |
2019-07-03 16:46:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781689
- Filed Document
- 0001682741-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:46:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-03 16:44:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781278
- Filed Document
- 0001781278-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:44:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-03 16:42:32 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780907
- Filed Document
- 0001780907-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:42:32 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-03 16:42:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780518
- Filed Document
- 0001780518-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:42:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-03 16:38:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781279
- Filed Document
- 0001781279-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:38:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-03 16:36:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779203
- Filed Document
- 0001779203-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:36:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-03 16:32:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770374
- Filed Document
- 0001770374-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:32:57 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-07-03 16:25:51 UTC |
- Amount To Be Raised
- $16,299,993
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781512
- Filed Document
- 0001781512-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:25:51 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-03 16:23:32 UTC |
- Amount To Be Raised
- $780,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682741
- Filed Document
- 0001682741-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:23:32 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-03 16:21:08 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001380771
- Filed Document
- 0001380771-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:21:08 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-07-03 16:19:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TGP Securities, Inc. and Triple A Partners Japan Co. Ltd
- CIK Number
- 0001781261
- Filed Document
- 0001781261-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:19:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-03 16:17:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TGP Securities, Inc. and Triple A Partners Japan Co. Ltd
- CIK Number
- 0001781262
- Filed Document
- 0001781262-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:17:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-03 16:14:05 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779081
- Filed Document
- 0001553350-19-000689
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:14:05 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-03 16:09:58 UTC |
- Amount To Be Raised
- $2,117,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781571
- Filed Document
- 0001781571-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:09:58 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-03 16:07:56 UTC |
- Amount To Be Raised
- $70,090,419
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749425
- Filed Document
- 0001567619-19-014430
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:07:56 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-03 16:02:50 UTC |
- Amount To Be Raised
- $55,172,296
- Associated Brokers / Dealers
- DEBRA JO SCHLEINING, INLAND SECURITIES CORPORATION, DFPG INVESTMENTS, INC., CONCORDE INVESTMENT SERVICES, LLC, RYAN DAVID FINCH, Jessica Healy, SAMUEL JAMES ANGELO JR, KEVIN MICHAEL SWEENEY, RICKY WAYNE SMALL, Daniel James Mercer, BRIAN DANIEL VOSBERG, Samuel Heller, JANET LONG CORRELL, CALEB WILL HUFTALIN, JOHN ARIOLA, KENNETH ALLAN ULRICH, GREGORY RALPH TROTTER, ROYCE LEE CANNON SR, TROY TAKU WADA, GENE ALVIN BREHM, David P Dahill, JASON C. BEZOU, AARON LUKE WATSON, KAYE MCKINNEY MILLER, WILLIAM HUGH BLACK, KENT CHARLES COOPER, MARK LOTT, DOLORES B MITCHELL, NICHOLAS AGNONE, RICHARD GENE HOLLIS, Eric James Bell, DONALD WAYNE RUPPANNER, DUNCAN PIRIE SANDILAND, LENAJO MARIE HARTLEY, PATRICK BRYAN HEALEY, MARK LAWRENCE SHERIN, JEFFREY ALAN PERRY, GREG PAUL MORELL, MATTHEW BRADLEY BROZIK, and PETER A PIGEON
- CIK Number
- 0001773603
- Filed Document
- 0001773603-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 16:02:50 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-07-03 15:59:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781343
- Filed Document
- 0001781343-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:59:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-03 15:56:16 UTC |
- Amount To Be Raised
- $2,599,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781386
- Filed Document
- 0001567619-19-014422
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:56:16 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-03 15:56:08 UTC |
- Amount To Be Raised
- $17,500,000
- Associated Brokers / Dealers
- Sandler O'Neill & Partners L.P.
- CIK Number
- 0001565041
- Filed Document
- 0001565041-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:56:08 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-07-03 15:55:51 UTC |
- Amount To Be Raised
- $39,421
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781519
- Filed Document
- 0001781519-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:55:51 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-07-03 15:48:52 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781211
- Filed Document
- 0001781211-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:48:52 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-03 15:47:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MERCURY CAPITAL ADVISORS, LLC
- CIK Number
- 0001487441
- Filed Document
- 0000943663-19-000137
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:47:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-03 15:46:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780948
- Filed Document
- 0001780948-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:46:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-03 15:43:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MERCURY CAPITAL ADVISORS, LLC, FLI INVESTORS, LLC, and SUMMIT FINANCIAL RESOURCES INC
- CIK Number
- 0001209024
- Filed Document
- 0000943663-19-000136
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:43:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-03 15:42:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780546
- Filed Document
- 0001780546-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:42:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-07-03 15:34:11 UTC |
- Amount To Be Raised
- $72,403,877
- Associated Brokers / Dealers
- DFPG Investments Inc., McDermott Investment Services LLC, Gary G Benson, Matthew T Rubis, Gregory J Meyer, Concorde Investment Services LLC, James M. Lamont, David B. Clark, Chay Lapin, Joral T Schmalle, David P Dahill, Tomas J Velken, Robin T Naylor, Michael L. Cruz, Edward Fernandez, Leslie Pappas, Kim R. Kunz, Elizabeth L. Friant, James K. Johnston, Martin J. Curry, Patrick T Shea, Jason A Salmon, Christina S. Nielson, John L. Jenkins, Joseph D. Jackson, Mcihael G. Culwell, Dieter E. Thurow, Robert D. Brinbaum, Dawn E. Campbell, Stacey J. Morimoto, Brian K. Evans, Jim A. Lund, Randy A. Barmache, Jon Lusin, David Kangas, Anthony Brown, Andrew Bagnall, and Susan J. Gitt
- CIK Number
- 0001762806
- Filed Document
- 0001762806-19-000022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:34:11 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-03 15:33:57 UTC |
- Amount To Be Raised
- $65,000,000
- Associated Brokers / Dealers
- Raymond James & Associates, Inc.
- CIK Number
- 0001781340
- Filed Document
- 0001567619-19-014407
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:33:57 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-03 15:33:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FLI INVESTORS, LLC, SUMMIT FINANCIAL RESOURCES INC, and M HOLDINGS SECURITIES, INC.
- CIK Number
- 0001272840
- Filed Document
- 0000943663-19-000135
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:33:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-03 15:30:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780755
- Filed Document
- 0001780755-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:30:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-03 15:29:51 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- CSP SECURITIES, LP
- CIK Number
- 0001775885
- Filed Document
- 0001775885-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:29:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-03 15:28:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FLI INVESTORS, LLC and SUMMIT FINANCIAL RESOURCES INC
- CIK Number
- 0001380921
- Filed Document
- 0000943663-19-000134
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:28:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-03 15:26:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FLI INVESTORS, LLC and SUMMIT FINANCIAL RESOURCES INC
- CIK Number
- 0001272840
- Filed Document
- 0000943663-19-000133
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:26:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-03 15:20:14 UTC |
- Amount To Be Raised
- $5,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781542
- Filed Document
- 0001781542-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:20:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-03 15:18:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780755
- Filed Document
- 0001780755-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:18:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-03 15:15:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stephen Feid, Richard Klitzberg, and Christopher Caputo
- CIK Number
- 0001569080
- Filed Document
- 0001569080-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:15:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-03 15:14:17 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- Allen, Mooney & Barnes Brokerage Services, LLC
- CIK Number
- 0001781630
- Filed Document
- 0001781630-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-03 15:14:17 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|