Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fend Inc See All Filings	D	2019-07-08 14:13:07 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001781589 Filed Document 0001781589-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 14:13:07 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Alef Edge, Inc. See All Filings	D	2019-07-08 14:13:04 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001781660 Filed Document 0001781660-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 14:13:04 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Corbel Opportunity Zone Fund I, LLC See All Filings	D	2019-07-08 14:12:40 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001781724 Filed Document 0001683168-19-002130 Exclusions or Exemptions 506b Accepted Date 2019-07-08 14:12:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shedd, LLC See All Filings	D	2019-07-08 14:02:52 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers None CIK Number 0001781829 Filed Document 0001781829-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 14:02:52 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FRONTFOUR CAPITAL PARTNERS LP See All Filings	D/A	2019-07-08 14:00:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Weston Financial Services LLC and MARC L. FRIEDMAN CIK Number 0001449466 Filed Document 0001449466-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 14:00:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TIFF Centerstone Fund, L.P. See All Filings	D/A	2019-07-08 13:52:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711194 Filed Document 0001711194-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:52:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Diversified Neutral, Ltd. See All Filings	D/A	2019-07-08 13:50:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613923 Filed Document 0001613923-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:50:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOCAL PROPERTIES LLC See All Filings	D	2019-07-08 13:48:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers David Geake, Levant Bishop, and Michael Grady CIK Number 0001742357 Filed Document 0001742357-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:48:09 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cornerstone Private Equity Fund IX-B, L.P. See All Filings	D/A	2019-07-08 13:38:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746155 Filed Document 0001746155-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:38:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FASTBALL CAPITAL GROUP, LLC See All Filings	D	2019-07-08 13:38:02 UTC
Amount To Be Raised $13,750,000 Associated Brokers / Dealers ALLEN E. STOYE, JR. and SCOTT NOERR CIK Number 0001781777 Filed Document 0001781777-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:38:02 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cornerstone Private Equity Fund IX, L.P. See All Filings	D/A	2019-07-08 13:36:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746156 Filed Document 0001746156-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:36:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Radiology Partners Holdings, LLC See All Filings	D	2019-07-08 13:35:40 UTC
Amount To Be Raised $14,600,000 Associated Brokers / Dealers N/A CIK Number 0001608716 Filed Document 0001608716-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:35:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Breakaway Music Festival, LLC See All Filings	D	2019-07-08 13:25:15 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers n/a CIK Number 0001777989 Filed Document 0001777989-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:25:15 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PowerSpike, Inc. See All Filings	D	2019-07-08 13:19:48 UTC
Amount To Be Raised $1,985,000 Associated Brokers / Dealers N/A CIK Number 0001781852 Filed Document 0001781852-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:19:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aspireon Opportunities Fund, LP, Series 2: Closed-End Strategies See All Filings	D	2019-07-08 13:17:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781648 Filed Document 0001781648-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:17:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Travera, LLC See All Filings	D/A	2019-07-08 13:14:37 UTC
Amount To Be Raised $7,850,000 Associated Brokers / Dealers N/A CIK Number 0001732756 Filed Document 0001732756-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:14:37 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Procyrion, Inc. See All Filings	D	2019-07-08 13:13:49 UTC
Amount To Be Raised $29,999,996 Associated Brokers / Dealers N/A CIK Number 0001540695 Filed Document 0001540695-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:13:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AerBetic, Inc. See All Filings	D	2019-07-08 13:11:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001781772 Filed Document 0001781772-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:11:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
PLS INC. See All Filings	D	2019-07-08 13:08:39 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001631875 Filed Document 0001631875-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:08:39 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Keystone Real Estate Income Trust, LLC See All Filings	D	2019-07-08 13:04:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001781696 Filed Document 0001781696-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:04:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Raymond James Tax Credit Fund 45 L.L.C. See All Filings	D	2019-07-08 12:56:52 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Raymond James Tax Credit Funds, Inc., William John Wagner, and Walter Vandy Tullos IV CIK Number 0001781447 Filed Document 0001781447-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:56:52 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
SBF Opportunities Fund, LP See All Filings	D/A	2019-07-08 12:56:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647554 Filed Document 0001711199-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:56:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SportGait, Inc. See All Filings	D/A	2019-07-08 12:55:22 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001722775 Filed Document 0001722775-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:55:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Housing Tax Credit Fund LXXXIX LP See All Filings	D	2019-07-08 12:50:09 UTC
Amount To Be Raised $14,026,700 Associated Brokers / Dealers Hudson Housing Securities LLC CIK Number 0001781095 Filed Document 0001567619-19-014475 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:50:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspireon Opportunities Fund, LP, Series 1: Open-End Strategies See All Filings	D	2019-07-08 12:45:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781651 Filed Document 0001781651-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:45:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gabriel, Roeder, Smith & Co Holdings, Inc. See All Filings	D	2019-07-08 12:42:39 UTC
Amount To Be Raised $98,833 Associated Brokers / Dealers N/A CIK Number 0001682362 Filed Document 0001682362-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:42:39 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Point Credit Non-US LP See All Filings	D/A	2019-07-08 12:35:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581107 Filed Document 0000945621-19-000238 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:35:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Point Credit US LP See All Filings	D/A	2019-07-08 12:31:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581108 Filed Document 0000945621-19-000237 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:31:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TIFF KEYSTONE FUND, L.P. See All Filings	D/A	2019-07-08 12:30:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440954 Filed Document 0001440954-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:30:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluewater Investment Holdings, LLC See All Filings	D/A	2019-07-08 12:26:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711199 Filed Document 0001711199-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:26:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCTC Holdings, Inc. See All Filings	D	2019-07-08 12:23:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001413488 Filed Document 0001079974-19-000350 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:23:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Slim Chickens Global, LLC See All Filings	D	2019-07-08 12:21:20 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001781786 Filed Document 0001781786-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:21:20 UTC Type of Offering D Industry Restaurants Principal Place of Business ARKANSAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SUPIRB TECHNOLOGIES, LLC See All Filings	D/A	2019-07-08 12:15:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745537 Filed Document 0001745537-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:15:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
JV-57 Stars Co-Invest Fund I, L.P. See All Filings	D	2019-07-08 12:14:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781113 Filed Document 0001781113-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:14:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MOTIVO, INC. See All Filings	D	2019-07-08 12:00:33 UTC
Amount To Be Raised $1,615,000 Associated Brokers / Dealers N/A CIK Number 0001703245 Filed Document 0001703245-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:00:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Orange Schermerhorn LLC See All Filings	D	2019-07-08 12:00:06 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001781583 Filed Document 0001781583-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:00:06 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
OncoSenX, Inc. See All Filings	D	2019-07-08 11:57:36 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001780610 Filed Document 0001780610-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:57:36 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Aregua Investors (Cayman), Ltd. See All Filings	D/A	2019-07-08 11:55:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001588221 Filed Document 0000919574-19-004480 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:55:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Peak Life Capital LP See All Filings	D	2019-07-08 11:52:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781295 Filed Document 0001781295-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:52:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diamond Brook Investors (Cayman), Ltd. See All Filings	D/A	2019-07-08 11:50:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001735213 Filed Document 0000919574-19-004478 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:50:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tise Peak Investors (Cayman), Ltd. See All Filings	D/A	2019-07-08 11:43:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001536913 Filed Document 0000919574-19-004476 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:43:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GREENVILLE APARTMENTS, LLC See All Filings	D	2019-07-08 11:43:23 UTC
Amount To Be Raised $8,050,000 Associated Brokers / Dealers N/A CIK Number 0001781369 Filed Document 0001781369-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:43:23 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
InCite Investment Fund 1, LLC See All Filings	D	2019-07-08 11:43:23 UTC
Amount To Be Raised $11,250,000 Associated Brokers / Dealers N/A CIK Number 0001781576 Filed Document 0001567619-19-014470 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:43:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Equity Absolute Return Investors (Cayman), Ltd. See All Filings	D/A	2019-07-08 11:27:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001703689 Filed Document 0000919574-19-004474 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:27:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NP Globe Co-Investment LP See All Filings	D	2019-07-08 11:21:16 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001781172 Filed Document 0001781172-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:21:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Numeero, Inc. See All Filings	D	2019-07-08 11:18:10 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001781719 Filed Document 0001781719-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:18:10 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CRESTRIDGE DRIVE LLC See All Filings	D	2019-07-08 11:16:54 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001781815 Filed Document 0001781815-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:16:54 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Newt Software Technologies, LLC See All Filings	D	2019-07-08 11:15:24 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001781451 Filed Document 0001781451-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:15:24 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
DEMANDJUMP INC. See All Filings	D	2019-07-08 11:11:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001654217 Filed Document 0001654217-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:11:44 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Concord Dadeland Investors LLC See All Filings	D	2019-07-08 11:07:34 UTC
Amount To Be Raised $5,439,400 Associated Brokers / Dealers N/A CIK Number 0001781758 Filed Document 0001781758-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:07:34 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity