|
|
D/A |
2019-07-17 11:47:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001481045
- Filed Document
- 0000935836-19-000386
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:47:30 UTC
- Type of Offering
- D/A
- Industry
- Investment Banking
- Principal Place of Business
- JAPAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-07-17 11:46:54 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577385
- Filed Document
- 0001577385-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:46:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-17 11:46:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Man Investments Inc.
- CIK Number
- 0001679819
- Filed Document
- 0001679819-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:46:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-17 11:40:56 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes
- CIK Number
- 0001782440
- Filed Document
- 0001567619-19-014898
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:40:56 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-17 11:39:20 UTC |
- Amount To Be Raised
- $3,675,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782241
- Filed Document
- 0001782241-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:39:20 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-07-17 11:37:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613841
- Filed Document
- 0000902664-19-003052
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:37:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-17 11:34:27 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616783
- Filed Document
- 0001616783-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:34:27 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-07-17 11:30:54 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595578
- Filed Document
- 0001595578-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:30:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2019-07-17 11:30:54 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695178
- Filed Document
- 0001168404-19-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:30:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-07-17 11:30:23 UTC |
- Amount To Be Raised
- $21,826,000
- Associated Brokers / Dealers
- PASL
- CIK Number
- 0001778675
- Filed Document
- 0001778675-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:30:23 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-07-17 11:27:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614004
- Filed Document
- 0001614004-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:27:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-17 11:26:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706840
- Filed Document
- 0001315863-19-000618
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:26:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-17 11:21:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684297
- Filed Document
- 0001315863-19-000617
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:21:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-17 11:17:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779403
- Filed Document
- 0001315863-19-000616
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:17:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-17 11:13:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001583545
- Filed Document
- 0001583545-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:13:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-17 11:09:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001180952
- Filed Document
- 0001180952-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:09:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-17 11:07:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609488
- Filed Document
- 0001609488-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:07:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-17 11:05:39 UTC |
- Amount To Be Raised
- $120,000,000
- Associated Brokers / Dealers
- 1st Global Capital Corp., American Portfolios Financial Services, Inc., Ameritas Investment Corp., Arete Wealth Management, LLC, Arkadios Capital, Ausdal Financial Partners, Inc., Berthel, Fisher & Company Financial Services, Inc., Calton & Associates, Inc., Cambridge Investment Research, Inc., Centaurus Financial, Inc., Cetera Advisors LLC, Cetera Advisor Networks LLC, Commonwealth Financial Network, DFPG Investments, Inc., First Allied Securities, Inc., Independent Financial Group, LLC, JCC Advisors, LLC, Kalos Capital, Inc., Lincoln Investment, M. H. Leblang, Inc., M Holdings Securities, Inc., NI Advisors, Parkland Securities, LLC, Sigma Financial Corporation, Summit Brokerage Services, Inc., Sunbelt Securities, Inc., The O.N. Equity Sales Company, The Strategic Financial Alliance, Inc., Cabin Securities, Inc., SCF Securities, Inc., Green Vista Capital, LLC, Triad Advisors LLC, Concord Wealth Brokerage, Inc., Securities America, Inc., Madison Avenue Securities, LLC, Aurora Securities, BD4RIA, Inc., and Concorde Investment Services, LLC
- CIK Number
- 0001770985
- Filed Document
- 0001770985-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:05:39 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-17 11:01:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619692
- Filed Document
- 0001619692-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 11:01:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-17 10:54:39 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690433
- Filed Document
- 0001690433-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 10:54:39 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-07-17 10:53:24 UTC |
- Amount To Be Raised
- $650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001437389
- Filed Document
- 0001437389-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 10:53:24 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-07-17 10:31:57 UTC |
- Amount To Be Raised
- $24,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453696
- Filed Document
- 0001453696-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 10:31:57 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-07-17 10:31:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782055
- Filed Document
- 0001782055-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 10:31:33 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-17 10:16:56 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693894
- Filed Document
- 0001693894-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 10:16:56 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-07-17 10:08:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782721
- Filed Document
- 0001782721-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 10:08:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-17 10:03:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534559
- Filed Document
- 0001534559-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 10:03:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-17 09:57:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580190
- Filed Document
- 0001012975-19-000485
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 09:57:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-17 09:50:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660728
- Filed Document
- 0001012975-19-000484
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 09:50:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-17 09:47:55 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782447
- Filed Document
- 0001782447-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 09:47:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PUERTO RICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-17 09:46:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553390
- Filed Document
- 0001012975-19-000483
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 09:46:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-17 09:43:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553391
- Filed Document
- 0001012975-19-000482
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 09:43:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-17 09:37:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746302
- Filed Document
- 0000945621-19-000266
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 09:37:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-17 09:10:30 UTC |
- Amount To Be Raised
- $4,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782727
- Filed Document
- 0001782727-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 09:10:30 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-17 09:09:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453938
- Filed Document
- 0001453938-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 09:09:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-17 09:08:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Fusion Partners Global LLC
- CIK Number
- 0001746477
- Filed Document
- 0000947871-19-000522
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 09:08:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-17 08:57:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782570
- Filed Document
- 0001782570-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 08:57:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-17 08:49:04 UTC |
- Amount To Be Raised
- $34,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746935
- Filed Document
- 0001746935-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 08:49:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-17 08:40:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782633
- Filed Document
- 0000902664-19-003050
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 08:40:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-17 08:20:26 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001470530
- Filed Document
- 0001437749-19-014105
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 08:20:26 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-17 08:19:53 UTC |
- Amount To Be Raised
- $8,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677469
- Filed Document
- 0001677469-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 08:19:53 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-17 08:09:04 UTC |
- Amount To Be Raised
- $72,403,877
- Associated Brokers / Dealers
- DFPG Investments Inc., McDermott Investment Services LLC, Gary G Benson, Matthew T Rubis, Gregory J Meyer, Concorde Investment Services LLC, James M. Lamont, David B. Clark, Chay Lapin, Joral T Schmalle, David P Dahill, Tomas J Velken, Robin T Naylor, Michael L. Cruz, Edward Fernandez, Leslie Pappas, Kim R. Kunz, Elizabeth L. Friant, James K. Johnston, Martin J. Curry, Patrick T Shea, Jason A Salmon, Christina S. Nielson, John L. Jenkins, Joseph D. Jackson, Mcihael G. Culwell, Dieter E. Thurow, Robert D. Brinbaum, Dawn E. Campbell, Stacey J. Morimoto, Brian K. Evans, Jim A. Lund, Randy A. Barmache, Jon Lusin, David Kangas, Anthony Brown, Andrew Bagnall, Susan J. Gitt, and William D. Ford
- CIK Number
- 0001762806
- Filed Document
- 0001762806-19-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 08:09:04 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-17 07:38:25 UTC |
- Amount To Be Raised
- $497,875,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001742804
- Filed Document
- 0001742804-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 07:38:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-17 06:10:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001645673
- Filed Document
- 0000902664-19-003048
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 06:10:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-17 06:06:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001645677
- Filed Document
- 0000902664-19-003047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-17 06:06:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-16 20:10:35 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001144865
- Filed Document
- 0001144865-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-16 20:10:35 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-16 19:05:34 UTC |
- Amount To Be Raised
- $3,601,874
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782325
- Filed Document
- 0001782325-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-16 19:05:34 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- JAPAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-16 19:05:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678069
- Filed Document
- 0001678069-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-16 19:05:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-16 19:03:35 UTC |
- Amount To Be Raised
- $4,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782477
- Filed Document
- 0001782477-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-16 19:03:35 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-16 18:57:35 UTC |
- Amount To Be Raised
- $6,203,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782575
- Filed Document
- 0001782575-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-16 18:57:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-16 18:54:48 UTC |
- Amount To Be Raised
- $5,824,600
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782629
- Filed Document
- 0001782629-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-16 18:54:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|