Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fund EQ-ONJ, a series of Equidate Investments LLC See All Filings	D/A	2019-07-18 17:26:55 UTC
Amount To Be Raised $43,947,416 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001728390 Filed Document 0001728390-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:26:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONNER HOMES AT SUNRISE VIEW LLC See All Filings	D	2019-07-18 17:22:40 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001782908 Filed Document 0001782908-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:22:40 UTC Type of Offering D Industry Construction Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KKR Next Generation Technology Growth Fund II SCSp See All Filings	D	2019-07-18 17:20:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory, LLC, Citigroup Global Markets Inc., Altegris Investments, LLC, Morgan Stanley Smith Barney LLC, OCP Fund Management Inc., and OCP Fund Management LP CIK Number 0001777674 Filed Document 0001777674-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:20:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trinity Ventures XIII, L.P. See All Filings	D	2019-07-18 17:14:13 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001780869 Filed Document 0001780869-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:14:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X-Vax Technology, Inc. See All Filings	D/A	2019-07-18 17:10:42 UTC
Amount To Be Raised $58,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001682900 Filed Document 0001213900-19-013124 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:10:42 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mercy Hill Apartments, LLC See All Filings	D	2019-07-18 17:09:58 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001780251 Filed Document 0001780251-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:09:58 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RTW ONSHORE FUND ONE, LP See All Filings	D/A	2019-07-18 17:09:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan R. Darnell, Niraj A. Mehta, and Zanbato Securities LLC CIK Number 0001485578 Filed Document 0001485578-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:09:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ugly Brands Holdings Inc. See All Filings	D	2019-07-18 17:08:07 UTC
Amount To Be Raised $5,620,421 Associated Brokers / Dealers N/A CIK Number 0001782875 Filed Document 0001782875-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:08:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cooks Venture, Inc. See All Filings	D	2019-07-18 17:07:33 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001782922 Filed Document 0001782922-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:07:33 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
IFM Australian Infrastructure Wholesale Fund A See All Filings	D/A	2019-07-18 17:07:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001583132 Filed Document 0001583132-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:07:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Echelon Investment Partners Onshore LP See All Filings	D/A	2019-07-18 17:06:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699395 Filed Document 0001699395-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:06:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARES PG CO-INVEST, L.P. See All Filings	D	2019-07-18 17:06:36 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers ARES INVESTOR SERVICES LLC CIK Number 0001782808 Filed Document 0001782808-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:06:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Reserve at Ballenger Sponsor, LLC See All Filings	D	2019-07-18 17:06:15 UTC
Amount To Be Raised $15,250,000 Associated Brokers / Dealers N/A CIK Number 0001780342 Filed Document 0001780342-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:06:15 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
RTW Innovation Offshore Fund Ltd See All Filings	D/A	2019-07-18 17:05:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649579 Filed Document 0001649579-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:05:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Echelon Investment Partners Offshore LP See All Filings	D/A	2019-07-18 17:03:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699391 Filed Document 0001699391-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:03:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Energy Assets - VII, LLC See All Filings	D/A	2019-07-18 17:02:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001728633 Filed Document 0001728633-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:02:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RTW Innovation Onshore Fund LP See All Filings	D/A	2019-07-18 17:02:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649577 Filed Document 0001649577-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:02:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paravest Kenton Place, L.P. See All Filings	D	2019-07-18 17:02:00 UTC
Amount To Be Raised $4,248,391 Associated Brokers / Dealers N/A CIK Number 0001781296 Filed Document 0001781296-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-18 17:02:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
WP AUSA, L.P. See All Filings	D	2019-07-18 16:59:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001782407 Filed Document 0001782407-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:59:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RTW OFFSHORE FUND ONE, LTD. See All Filings	D/A	2019-07-18 16:57:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Zanbato Securities LLC and Artist Capital, LLC CIK Number 0001493217 Filed Document 0001493217-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:57:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LCG Growth, LP See All Filings	D	2019-07-18 16:56:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782924 Filed Document 0001013594-19-000468 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:56:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altmore CD I, LLC See All Filings	D	2019-07-18 16:51:16 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001782318 Filed Document 0001782318-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:51:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
TCM Capital Plaza LLC See All Filings	D	2019-07-18 16:37:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782913 Filed Document 0001782913-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:37:41 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ID Funds LLC - Series VIII See All Filings	D	2019-07-18 16:36:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers CAVU SECURITIES LLC CIK Number 0001782730 Filed Document 0001099910-19-000058 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:36:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q DIVERSIFIED NEUTRAL ALPHA LTD See All Filings	D/A	2019-07-18 16:36:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403966 Filed Document 0001403966-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:36:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GETCHELL GOLD CORP. See All Filings	D	2019-07-18 16:34:03 UTC
Amount To Be Raised $127,834 Associated Brokers / Dealers N/A CIK Number 0001778097 Filed Document 0001778097-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:34:03 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Audax Senior Loan Fund IV-B, L.P. See All Filings	D	2019-07-18 16:33:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAP USA, L.P. CIK Number 0001782422 Filed Document 0001782422-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:33:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leap Fund LLC See All Filings	D/A	2019-07-18 16:31:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781728 Filed Document 0001781728-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:31:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Audax Senior Loan Fund IV-A, L.P. See All Filings	D	2019-07-18 16:29:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAP USA, L.P. CIK Number 0001782465 Filed Document 0001782465-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:29:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agnetix, Inc. See All Filings	D	2019-07-18 16:26:55 UTC
Amount To Be Raised $7,446,830 Associated Brokers / Dealers N/A CIK Number 0001782845 Filed Document 0001782845-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:26:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Moneda Latin American Corporate Debt See All Filings	D/A	2019-07-18 16:22:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545913 Filed Document 0001545913-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:22:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Debt
WellSheet Inc. See All Filings	D	2019-07-18 16:17:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001716179 Filed Document 0001716179-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:17:42 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
JCF IV Coinvest Apex L.P. See All Filings	D	2019-07-18 16:15:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780905 Filed Document 0001780905-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:15:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maven Royalty 2, LP See All Filings	D	2019-07-18 16:07:25 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers Sean Plummer CIK Number 0001782635 Filed Document 0001782635-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:07:25 UTC Type of Offering D Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McNeill Hotel Holdings, LLC See All Filings	D/A	2019-07-18 16:02:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744745 Filed Document 0001567619-19-014974 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:02:10 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
TravelPerk, Inc. See All Filings	D	2019-07-18 16:00:35 UTC
Amount To Be Raised $59,999,967 Associated Brokers / Dealers N/A CIK Number 0001676221 Filed Document 0001567619-19-014972 Exclusions or Exemptions 506b Accepted Date 2019-07-18 16:00:35 UTC Type of Offering D Industry Other Principal Place of Business SPAIN Revenue or Assets Decline to Disclose Type of Security Equity
OZCM OPCO I LLC See All Filings	D/A	2019-07-18 15:59:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779231 Filed Document 0001779231-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-18 15:59:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Simple Passive Cashflow Hui Income Fund, LLC See All Filings	D	2019-07-18 15:58:40 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001782890 Filed Document 0001782902-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-18 15:58:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
Richmond Hill Capital Partners, LP See All Filings	D/A	2019-07-18 15:56:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501574 Filed Document 0001315863-19-000622 Exclusions or Exemptions 506b Accepted Date 2019-07-18 15:56:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MACCORMICK INC. See All Filings	D	2019-07-18 15:54:29 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001782654 Filed Document 0001782654-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 15:54:29 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Xiang He Fund II, L.P. See All Filings	D/A	2019-07-18 15:47:30 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001746154 Filed Document 0001012975-19-000490 Exclusions or Exemptions 506b Accepted Date 2019-07-18 15:47:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CX Reagan Crossing Depositor, LLC See All Filings	D/A	2019-07-18 15:40:53 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Reginald H Robinson CIK Number 0001780674 Filed Document 0001780674-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-18 15:40:53 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Xenetic Biosciences, Inc. See All Filings	D	2019-07-18 15:39:28 UTC
Amount To Be Raised $251,508 Associated Brokers / Dealers N/A CIK Number 0001534525 Filed Document 0001683168-19-002236 Exclusions or Exemptions 506b Accepted Date 2019-07-18 15:39:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EOS Farm LLC See All Filings	D/A	2019-07-18 15:32:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769428 Filed Document 0001769428-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-07-18 15:32:34 UTC Type of Offering D/A Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RMS Evergreen US Forestland Fund LP See All Filings	D/A	2019-07-18 15:17:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. CIK Number 0001635382 Filed Document 0001635382-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-18 15:17:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Bitbridge LP See All Filings	D	2019-07-18 15:15:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781378 Filed Document 0001567619-19-014970 Exclusions or Exemptions 506b Accepted Date 2019-07-18 15:15:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integrated Oncology Network Holdco, LLC See All Filings	D	2019-07-18 15:12:01 UTC
Amount To Be Raised $69,874,354 Associated Brokers / Dealers N/A CIK Number 0001781707 Filed Document 0001015325-19-000019 Exclusions or Exemptions 506b Accepted Date 2019-07-18 15:12:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
100 Thieves, LLC See All Filings	D	2019-07-18 15:05:47 UTC
Amount To Be Raised $35,950,000 Associated Brokers / Dealers N/A CIK Number 0001737021 Filed Document 0001737021-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-18 15:05:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cage Bio, Inc. See All Filings	D	2019-07-18 15:05:00 UTC
Amount To Be Raised $11,896,962 Associated Brokers / Dealers N/A CIK Number 0001782671 Filed Document 0001782671-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-18 15:05:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2019-07-18 15:00:26 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers Vik Goel, John D. Nguyen, Brian Pacen, Richard Jackman, John Mickelson, James Reinhart, Jason Salmon, Brent Honea, Chris Vizzi, and Tony Barouti CIK Number 0001773819 Filed Document 0001773819-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-07-18 15:00:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity