Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Electric Power Systems, Inc. See All Filings	D	2019-07-30 15:14:56 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers N/A CIK Number 0001783137 Filed Document 0001477932-19-004394 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:14:56 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Stone Crossing Apts, LLC See All Filings	D	2019-07-30 15:11:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001782363 Filed Document 0001683168-19-002377 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:11:10 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MBS Services Capital, LLC See All Filings	D	2019-07-30 15:08:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784026 Filed Document 0001784026-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:08:46 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rank Software Inc. See All Filings	D	2019-07-30 15:08:37 UTC
Amount To Be Raised $1,379,520 Associated Brokers / Dealers N/A CIK Number 0001784047 Filed Document 0001784047-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:08:37 UTC Type of Offering D Industry Other Travel Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Debt
Powerplant Ventures II, L.P. See All Filings	D/A	2019-07-30 15:07:08 UTC
Amount To Be Raised $165,000,000 Associated Brokers / Dealers N/A CIK Number 0001750728 Filed Document 0001750728-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:07:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nutraceutical Investco LP See All Filings	D	2019-07-30 15:02:33 UTC
Amount To Be Raised $109,000,000 Associated Brokers / Dealers N/A CIK Number 0001783172 Filed Document 0001783172-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:02:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THOMA BRAVO CREDIT FUND I (OFFSHORE), L.P. See All Filings	D/A	2019-07-30 14:49:20 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers NORTHERN LIGHTS ALTERNATIVE ADVISORS LLP CIK Number 0001708208 Filed Document 0001708208-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:49:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO CREDIT FUND I, L.P. See All Filings	D/A	2019-07-30 14:48:25 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers NORTHERN LIGHTS ALTERNATIVE INVESTORS LLP CIK Number 0001708207 Filed Document 0001708207-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:48:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Emerald Coast Estates, LLC See All Filings	D	2019-07-30 14:47:40 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001779356 Filed Document 0001779356-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:47:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LumiShield Technologies Inc. See All Filings	D	2019-07-30 14:36:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001683295 Filed Document 0001683295-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:36:32 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Little Bean Butters, LLC See All Filings	D	2019-07-30 14:36:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001782414 Filed Document 0001782414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:36:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Green Field Investments I, LLC See All Filings	D/A	2019-07-30 14:31:51 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001782903 Filed Document 0001782903-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:31:51 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
IMCS Venture, LLC See All Filings	D	2019-07-30 14:23:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001675639 Filed Document 0001675639-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:23:56 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
THL Credit DL IV-L (Offshore) A-1 LP See All Filings	D/A	2019-07-30 14:22:36 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley MUFG Securities Co., Ltd. CIK Number 0001747761 Filed Document 0001747761-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:22:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARE ANGEL, INC. See All Filings	D	2019-07-30 14:22:09 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001679968 Filed Document 0001679968-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:22:09 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Kentucky Hospital Management LLC See All Filings	D/A	2019-07-30 14:22:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748273 Filed Document 0001748273-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:22:09 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
THL Credit DL IV Funding LLC See All Filings	D/A	2019-07-30 14:21:19 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley MUFG Securities Co., Ltd. CIK Number 0001747765 Filed Document 0001747765-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:21:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THL Credit DL IV Co-Invest LLC See All Filings	D/A	2019-07-30 14:19:47 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley MUFG Securities Co., Ltd. CIK Number 0001747763 Filed Document 0001747763-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:19:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THL Credit DL IV (Offshore) A-1 LP See All Filings	D/A	2019-07-30 14:17:29 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley MUFG Securities Co., Ltd. CIK Number 0001747764 Filed Document 0001747764-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:17:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THL Credit Direct Lending Levered Fund IV LLC See All Filings	D/A	2019-07-30 14:16:16 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley MUFG Securities Co., Ltd. CIK Number 0001747759 Filed Document 0001747759-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:16:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HISTORICAL FILM LLC See All Filings	D	2019-07-30 14:16:13 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001782120 Filed Document 0001782120-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:16:13 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
THL Credit Direct Lending Fund IV LLC See All Filings	D/A	2019-07-30 14:15:04 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley MUFG Securities Co., Ltd. CIK Number 0001747760 Filed Document 0001747760-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:15:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Access Point Technologies EP, Inc. See All Filings	D	2019-07-30 14:11:02 UTC
Amount To Be Raised $3,000,025 Associated Brokers / Dealers N/A CIK Number 0001666898 Filed Document 0001014108-19-000103 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:11:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ABSTRACT TOKENIZATION, INC. See All Filings	D	2019-07-30 14:00:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001756591 Filed Document 0000898432-19-001037 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:00:43 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HEAL OR BURN Ltd LIABILITY Co See All Filings	D	2019-07-30 13:58:44 UTC
Amount To Be Raised $9,850,000 Associated Brokers / Dealers N/A CIK Number 0001783728 Filed Document 0001783728-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:58:44 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Events Local, Inc. See All Filings	D	2019-07-30 13:50:37 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001784019 Filed Document 0001784019-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:50:37 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
ORTHOSENSOR, INC See All Filings	D/A	2019-07-30 13:34:00 UTC
Amount To Be Raised $9,751,043 Associated Brokers / Dealers Ceros Financial Services, Inc. CIK Number 0001436914 Filed Document 0000897069-19-000360 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:34:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Inertia Systems, Inc. See All Filings	D/A	2019-07-30 13:30:46 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001780345 Filed Document 0001780345-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:30:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
We Co. See All Filings	D	2019-07-30 13:28:35 UTC
Amount To Be Raised $6,245,886 Associated Brokers / Dealers N/A CIK Number 0001533523 Filed Document 0000950172-19-000099 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:28:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
We Co. See All Filings	D	2019-07-30 13:27:41 UTC
Amount To Be Raised $19,299,390 Associated Brokers / Dealers N/A CIK Number 0001533523 Filed Document 0000950172-19-000098 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:27:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Evansville IN II, LLC See All Filings	D	2019-07-30 13:24:38 UTC
Amount To Be Raised $7,924,000 Associated Brokers / Dealers N/A CIK Number 0001783935 Filed Document 0001783935-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:24:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Hippo Analytics Inc. See All Filings	D	2019-07-30 13:20:39 UTC
Amount To Be Raised $99,999,998 Associated Brokers / Dealers N/A CIK Number 0001715763 Filed Document 0001715763-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:20:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arise Careers, Inc. See All Filings	D	2019-07-30 13:19:29 UTC
Amount To Be Raised $1,197,999 Associated Brokers / Dealers N/A CIK Number 0001783835 Filed Document 0001783835-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:19:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OrderMark, Inc. See All Filings	D	2019-07-30 13:16:05 UTC
Amount To Be Raised $17,999,992 Associated Brokers / Dealers N/A CIK Number 0001709480 Filed Document 0001709480-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:16:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IMCS GROUP, INC. See All Filings	D	2019-07-30 13:03:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001636745 Filed Document 0001636745-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:03:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Crackle Holdings, L.P. See All Filings	D	2019-07-30 12:55:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714969 Filed Document 0001714969-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 12:55:30 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PSF3 Sidecar Fund, LP See All Filings	D/A	2019-07-30 12:53:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001728405 Filed Document 0001728405-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 12:53:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CE EQUITY VERY SMALL CAP US LONG LP See All Filings	D/A	2019-07-30 12:50:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001342255 Filed Document 0001342255-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-07-30 12:50:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crackle Holdings, L.P. See All Filings	D	2019-07-30 12:49:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714969 Filed Document 0001714969-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 12:49:43 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Carroll Multifamily Venture VI, LP See All Filings	D	2019-07-30 12:48:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783983 Filed Document 0001783983-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 12:48:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Portland Seed Fund III, LP See All Filings	D/A	2019-07-30 12:46:05 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001728422 Filed Document 0001728422-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 12:46:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T-REX OIL, INC. See All Filings	D	2019-07-30 12:38:31 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001287900 Filed Document 0001065949-19-000113 Exclusions or Exemptions 506b Accepted Date 2019-07-30 12:38:31 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pneuma Respiratory, Inc. See All Filings	D	2019-07-30 12:36:06 UTC
Amount To Be Raised $3,300,026 Associated Brokers / Dealers N/A CIK Number 0001701794 Filed Document 0001701794-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-07-30 12:36:06 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
TCS VSC, L.P. See All Filings	D	2019-07-30 12:13:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783480 Filed Document 0001783480-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 12:13:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pneuma Respiratory, Inc. See All Filings	D/A	2019-07-30 12:10:45 UTC
Amount To Be Raised $4,999,906 Associated Brokers / Dealers N/A CIK Number 0001701794 Filed Document 0001701794-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-07-30 12:10:45 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Riverwood Capital Partners III (Parallel - B) L.P. See All Filings	D/A	2019-07-30 12:06:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746848 Filed Document 0001746848-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 12:06:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angel Oak Strategic Mortgage Income Fund, Ltd. See All Filings	D/A	2019-07-30 12:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bury Street Capital CIK Number 0001610581 Filed Document 0001610581-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 12:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberty Storage Jacksonville Durbin Park, LLLP See All Filings	D	2019-07-30 12:04:05 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001783972 Filed Document 0001783972-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 12:04:05 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Dominium TEBS Parent III, LLC See All Filings	D	2019-07-30 11:58:22 UTC
Amount To Be Raised $16,771,406 Associated Brokers / Dealers Dougherty & Company, LLC CIK Number 0001783930 Filed Document 0001245105-19-000062 Exclusions or Exemptions 506b Accepted Date 2019-07-30 11:58:22 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Riverwood Capital Partners Latam L.P. See All Filings	D/A	2019-07-30 11:55:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746844 Filed Document 0001746844-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 11:55:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund