Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ProdPerfect, Inc. See All Filings	D	2019-07-31 14:32:05 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001750025 Filed Document 0001750025-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:32:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
StackHawk, Inc. See All Filings	D	2019-07-31 14:29:59 UTC
Amount To Be Raised $2,124,998 Associated Brokers / Dealers N/A CIK Number 0001784226 Filed Document 0001784226-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:29:59 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CIFC Event Driven Opportunities Fund LP See All Filings	D	2019-07-31 14:24:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784081 Filed Document 0001784082-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:24:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Thunder Mining Corp. See All Filings	D	2019-07-31 14:24:06 UTC
Amount To Be Raised $189,571 Associated Brokers / Dealers N/A CIK Number 0001783772 Filed Document 0001783772-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:24:06 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
8VC HighLight III SPV, L.P. See All Filings	D	2019-07-31 14:19:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783722 Filed Document 0001567619-19-015519 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:19:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ORock Technologies, Inc. See All Filings	D/A	2019-07-31 14:17:27 UTC
Amount To Be Raised $22,000,002 Associated Brokers / Dealers N/A CIK Number 0001752430 Filed Document 0001752430-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:17:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Arizona Opportunities Fund V, LLC See All Filings	D/A	2019-07-31 14:13:18 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001776743 Filed Document 0001776743-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:13:18 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
CIFC Event Driven Opportunities (UST) Fund LP See All Filings	D	2019-07-31 14:12:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784082 Filed Document 0001784082-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:12:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HumazeMD, LLC See All Filings	D	2019-07-31 14:10:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783786 Filed Document 0001783786-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:10:31 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Connect Dynamics, Inc. See All Filings	D	2019-07-31 14:10:30 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001743165 Filed Document 0001743165-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:10:30 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Networks of Wealth, INC See All Filings	D	2019-07-31 14:10:20 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001771191 Filed Document 0001771191-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:10:20 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AMC Fund 15, LLC See All Filings	D	2019-07-31 13:59:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001784077 Filed Document 0001784077-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:59:39 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Heronbridge Value Equity Fund See All Filings	D/A	2019-07-31 13:55:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554600 Filed Document 0001567619-19-015515 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:55:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGIM Real Estate U.S. Debt Fund, L.P. See All Filings	D/A	2019-07-31 13:53:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hana Financial Investment Co., LTD CIK Number 0001713971 Filed Document 0001713971-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:53:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLANDS 850, LLC See All Filings	D	2019-07-31 13:52:45 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001784218 Filed Document 0001784218-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:52:45 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
AuGC BioFund LP See All Filings	D/A	2019-07-31 13:42:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710437 Filed Document 0001710437-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:42:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flowr Corp See All Filings	D	2019-07-31 13:40:12 UTC
Amount To Be Raised $1,406,892 Associated Brokers / Dealers N/A CIK Number 0001752524 Filed Document 0001567619-19-015511 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:40:12 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Caddie Network, LLC See All Filings	D	2019-07-31 13:39:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001736690 Filed Document 0001736690-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:39:56 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EXPLORIOUS Co See All Filings	D	2019-07-31 13:39:39 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001718558 Filed Document 0001718558-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:39:39 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Salerno Pharmaceuticals, LP See All Filings	D	2019-07-31 13:38:54 UTC
Amount To Be Raised $1,831,692 Associated Brokers / Dealers N/A CIK Number 0001694399 Filed Document 0001694399-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:38:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Oceanwood European Financial Select Opportunities Fund, LP See All Filings	D/A	2019-07-31 13:24:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644067 Filed Document 0001777966-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:24:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC See All Filings	D	2019-07-31 13:16:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001641219 Filed Document 0000899140-19-000493 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:16:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orchid Health, Inc. See All Filings	D	2019-07-31 13:09:11 UTC
Amount To Be Raised $2,999,983 Associated Brokers / Dealers N/A CIK Number 0001783626 Filed Document 0001783626-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:09:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Westmount at Kessler Park Investors LP See All Filings	D	2019-07-31 12:49:42 UTC
Amount To Be Raised $7,808,678 Associated Brokers / Dealers N/A CIK Number 0001784167 Filed Document 0001162677-19-000051 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:49:42 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ReadCoor, Inc. See All Filings	D	2019-07-31 12:46:02 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001670386 Filed Document 0001670386-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:46:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Vitus Animal Health, Inc. See All Filings	D	2019-07-31 12:45:43 UTC
Amount To Be Raised $7,987,339 Associated Brokers / Dealers N/A CIK Number 0001662224 Filed Document 0001662224-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:45:43 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Prevalent, Inc. See All Filings	D	2019-07-31 12:45:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611356 Filed Document 0001611356-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:45:21 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CCOF Gem Co-Investment, L.P. See All Filings	D	2019-07-31 12:42:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001783969 Filed Document 0001783969-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:42:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jennison Global Opportunity Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2019-07-31 12:36:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001681339 Filed Document 0001681339-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:36:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
California Ethanol & Power, LLC See All Filings	D	2019-07-31 12:29:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001491441 Filed Document 0001491441-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:29:39 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
9enumbra \| LLC See All Filings	D	2019-07-31 12:25:05 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001784180 Filed Document 0001784180-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:25:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Emmett Partners Impact Fund I, L.P. See All Filings	D	2019-07-31 12:21:31 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001783880 Filed Document 0001783880-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:21:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oceanwood Investments SPC for & on behalf of Oceanwood European Financials Capital Structure Opportunities Segregated Portfolio See All Filings	D/A	2019-07-31 12:14:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777966 Filed Document 0001777966-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:14:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Assure Services, Inc. See All Filings	D	2019-07-31 12:13:54 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001784170 Filed Document 0001784042-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:13:54 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Rand 3489 LLC See All Filings	D	2019-07-31 12:13:14 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001783640 Filed Document 0001783640-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:13:14 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
FireFox Gold Corp. See All Filings	D	2019-07-31 12:12:43 UTC
Amount To Be Raised $19,155 Associated Brokers / Dealers N/A CIK Number 0001722918 Filed Document 0001722918-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:12:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ROAM Global Offshore Fund Ltd. See All Filings	D	2019-07-31 12:12:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744240 Filed Document 0000902664-19-003185 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:12:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Standard Wellness Maryland, LLC See All Filings	D	2019-07-31 12:10:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001784178 Filed Document 0001784178-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:10:06 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Reserve Apartments LLC See All Filings	D	2019-07-31 11:56:53 UTC
Amount To Be Raised $5,440,000 Associated Brokers / Dealers N/A CIK Number 0001783416 Filed Document 0001783416-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:56:53 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Grower's Organic Holdings, LLC See All Filings	D	2019-07-31 11:52:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001714131 Filed Document 0001714131-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:52:03 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Altamira Parent Holdings, LLC See All Filings	D	2019-07-31 11:51:20 UTC
Amount To Be Raised $86,270,567 Associated Brokers / Dealers N/A CIK Number 0001783859 Filed Document 0001783859-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:51:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Nutrativa LLC See All Filings	D	2019-07-31 11:48:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001783860 Filed Document 0001783860-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:48:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Expedition Baikal LLC See All Filings	D/A	2019-07-31 11:45:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001627312 Filed Document 0000910680-19-000056 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:45:39 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Benefits Science LLC See All Filings	D/A	2019-07-31 11:37:19 UTC
Amount To Be Raised $1,113,000 Associated Brokers / Dealers N/A CIK Number 0001672119 Filed Document 0001663929-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:37:19 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oceanwood Investments SPC for & on behalf of Oceanwood Norske Skog Segregated Portfolio See All Filings	D/A	2019-07-31 11:36:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750617 Filed Document 0001750617-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:36:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
One Oak Alpha Opportunities Offshore Fund Ltd. See All Filings	D	2019-07-31 11:34:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven, LLC CIK Number 0001784066 Filed Document 0001784066-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:34:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Benefits Science LLC See All Filings	D/A	2019-07-31 11:31:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001672119 Filed Document 0001663929-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:31:39 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
KF-GREGORYS, LLC See All Filings	D	2019-07-31 11:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784097 Filed Document 0001784097-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:25:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGP Greensboro Flex, LLC See All Filings	D	2019-07-31 11:17:23 UTC
Amount To Be Raised $1,765,000 Associated Brokers / Dealers N/A CIK Number 0001783419 Filed Document 0001783419-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:17:23 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
EUREKA IV, L.P. See All Filings	D	2019-07-31 11:16:30 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers M20 PRIVATE FUND ADVISORS LLC CIK Number 0001771824 Filed Document 0001771824-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:16:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund