Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Associates Investment Group, LLC See All Filings	D	2019-08-05 17:02:24 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001784555 Filed Document 0001784555-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 17:02:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Meow Wolf, Inc. See All Filings	D/A	2019-08-05 16:58:53 UTC
Amount To Be Raised $158,613,855 Associated Brokers / Dealers LionTree Advisors LLC CIK Number 0001694455 Filed Document 0001694455-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:58:53 UTC Type of Offering D/A Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Investors Fund, LP See All Filings	D	2019-08-05 16:57:03 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Greentech Capital Advisors Securities, LLC CIK Number 0001775574 Filed Document 0001775574-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:57:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAVU Venture Partners III, LP See All Filings	D	2019-08-05 16:56:15 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001779992 Filed Document 0001779992-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:56:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IntuitiveX, Inc. See All Filings	D	2019-08-05 16:50:46 UTC
Amount To Be Raised $9,400,000 Associated Brokers / Dealers none CIK Number 0001779851 Filed Document 0001779851-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:50:46 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
3Spoke Capital - GOT001-01, LP See All Filings	D	2019-08-05 16:45:52 UTC
Amount To Be Raised $2,225,000 Associated Brokers / Dealers N/A CIK Number 0001773690 Filed Document 0001773690-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:45:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compass Creek Partners, LP See All Filings	D	2019-08-05 16:41:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781701 Filed Document 0001781701-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:41:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC/CA Grand & St. Clair Preferred Equity, LLC See All Filings	D	2019-08-05 16:29:34 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001783748 Filed Document 0001783748-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:29:34 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CC 2.5 OWNER, LLC See All Filings	D	2019-08-05 16:28:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784275 Filed Document 0001784275-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:28:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pathway Private Equity Fund XXXI Co-inv, LP See All Filings	D	2019-08-05 16:20:29 UTC
Amount To Be Raised $200,110,000 Associated Brokers / Dealers N/A CIK Number 0001783720 Filed Document 0001783720-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:20:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AgFunder Founders Fund II, a Series of AgFunder Master Fund, LLC See All Filings	D/A	2019-08-05 16:20:16 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001781263 Filed Document 0001783988-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:20:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BankSouth Holding Co See All Filings	D	2019-08-05 16:18:51 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Sandler, O'Neill + Partners, L.P. CIK Number 0001784431 Filed Document 0001784431-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:18:51 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Waterfall Victoria Fund, Ltd. See All Filings	D/A	2019-08-05 16:11:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001484687 Filed Document 0001407856-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:11:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sawyer, a series of Brilliant Friends, LLC See All Filings	D	2019-08-05 16:06:09 UTC
Amount To Be Raised $173,722 Associated Brokers / Dealers N/A CIK Number 0001783988 Filed Document 0001783988-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:06:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visana Health, Inc. See All Filings	D	2019-08-05 16:02:19 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001783845 Filed Document 0001783845-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:02:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Waterfall Victoria ERISA Fund, Ltd. See All Filings	D/A	2019-08-05 15:59:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001511871 Filed Document 0001511871-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:59:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas Tradition Fund III, LP See All Filings	D/A	2019-08-05 15:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Crito Capital LLC CIK Number 0001734074 Filed Document 0001315863-19-000652 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:57:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Inherent ESG Opportunity Offshore Feeder, Ltd. See All Filings	D	2019-08-05 15:55:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784548 Filed Document 0001405086-19-000237 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:55:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OHA KC Customized Credit Fund, L.P. See All Filings	D	2019-08-05 15:49:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783214 Filed Document 0000950142-19-001665 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:49:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Uncommon Denominator, L.P. See All Filings	D/A	2019-08-05 15:47:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701191 Filed Document 0001701191-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:47:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Waterfall Eden Fund Ltd See All Filings	D/A	2019-08-05 15:44:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001379313 Filed Document 0001379313-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Energy Blue LLC See All Filings	D	2019-08-05 15:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756916 Filed Document 0001756916-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:39:21 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Truebird, Inc. See All Filings	D	2019-08-05 15:37:38 UTC
Amount To Be Raised $6,231,693 Associated Brokers / Dealers N/A CIK Number 0001784459 Filed Document 0001784459-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:37:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Victoria Fund LP See All Filings	D/A	2019-08-05 15:36:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001407856 Filed Document 0001407856-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:36:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New World Financial Holdings, LLC See All Filings	D/A	2019-08-05 15:30:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001649573 Filed Document 0001649573-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:30:47 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WATERFALL EDEN FUND LP See All Filings	D/A	2019-08-05 15:22:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001340264 Filed Document 0001340264-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:22:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-CMS, LP See All Filings	D/A	2019-08-05 15:21:45 UTC
Amount To Be Raised $3,604,651 Associated Brokers / Dealers Michael C Ihrie, Joseph Ondris, Richard Goodwin, Jennifer Lander, and Cindy Burkett CIK Number 0001781449 Filed Document 0001781449-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:21:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
James Joseph Sanctified Spirits, LLC See All Filings	D	2019-08-05 15:20:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001712221 Filed Document 0001712221-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:20:52 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
STRYKER POWER HOLDINGS LLC See All Filings	D	2019-08-05 15:16:23 UTC
Amount To Be Raised $865,000 Associated Brokers / Dealers None CIK Number 0001784608 Filed Document 0001784608-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:16:23 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Waterfall Sandstone Fund, L.P. See All Filings	D/A	2019-08-05 15:00:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615392 Filed Document 0001615392-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:00:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trefoil Therapeutics, Inc. See All Filings	D/A	2019-08-05 14:57:49 UTC
Amount To Be Raised $28,010,000 Associated Brokers / Dealers N/A CIK Number 0001691855 Filed Document 0001691855-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:57:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vista Dunvale, Ltd. See All Filings	D	2019-08-05 14:55:57 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001776919 Filed Document 0001567619-19-015795 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:55:57 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ALLEGIANT REAL ESTATE CREDIT OPEN ENDED, LP See All Filings	D	2019-08-05 14:52:19 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001784442 Filed Document 0001784442-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:52:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LEGAL & GENERAL MSCI WORLD FUND, LLC See All Filings	D/A	2019-08-05 14:47:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685485 Filed Document 0001685485-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:47:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Grande Pointe Apts, LLC See All Filings	D	2019-08-05 14:40:46 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001783118 Filed Document 0001783118-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:40:46 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
L&G GLOBAL HIGH YIELD FUND, LLC See All Filings	D/A	2019-08-05 14:34:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684107 Filed Document 0001684107-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:34:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Acuity Asia Pacific Fund See All Filings	D/A	2019-08-05 14:34:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588066 Filed Document 0001588066-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:34:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BVR LLC See All Filings	D	2019-08-05 14:20:05 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001784349 Filed Document 0001784349-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:20:05 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Ryan at 17 North, LLC See All Filings	D	2019-08-05 14:06:53 UTC
Amount To Be Raised $27,700,000 Associated Brokers / Dealers N/A CIK Number 0001784437 Filed Document 0001784437-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:06:53 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Adjuvant Global Health Technology Fund, L.P. See All Filings	D	2019-08-05 14:05:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783165 Filed Document 0001783165-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:05:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMFAM VC FUND III, LP See All Filings	D	2019-08-05 14:05:50 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001781256 Filed Document 0001781256-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:05:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEVIER COUNTY BANCSHARES, INC. See All Filings	D	2019-08-05 14:05:37 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers BSP Securities, LLC CIK Number 0000737563 Filed Document 0001567619-19-015783 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:05:37 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
OE WI Solar 2, LLC See All Filings	D	2019-08-05 13:44:58 UTC
Amount To Be Raised $509,489 Associated Brokers / Dealers N/A CIK Number 0001784499 Filed Document 0001784499-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 13:44:58 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XLV US Investor, LP See All Filings	D/A	2019-08-05 13:38:45 UTC
Amount To Be Raised $29,825,000 Associated Brokers / Dealers N/A CIK Number 0001779364 Filed Document 0001642247-19-000033 Exclusions or Exemptions 506b Accepted Date 2019-08-05 13:38:45 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Blair Financial Holdings, LLC See All Filings	D	2019-08-05 13:08:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784328 Filed Document 0001784328-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 13:08:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IVXpress, Inc. See All Filings	D	2019-08-05 13:06:15 UTC
Amount To Be Raised $27,510,928 Associated Brokers / Dealers N/A CIK Number 0001577741 Filed Document 0001577741-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 13:06:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Voicebox BDQ, LLC See All Filings	D	2019-08-05 13:01:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001784527 Filed Document 0001784527-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 13:01:59 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MLH Holdings, LLC See All Filings	D	2019-08-05 12:47:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MainLine Securities, LLC CIK Number 0001735931 Filed Document 0001735931-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 12:47:31 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Madison Square Structured Debt Fund LP See All Filings	D	2019-08-05 12:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784243 Filed Document 0001784243-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 12:44:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voya Mortgage Investment Master Fund See All Filings	D/A	2019-08-05 12:22:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511709 Filed Document 0001650761-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 12:22:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund