Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Armada Absolute Return Fund, LP See All Filings	D	2019-08-12 16:09:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784265 Filed Document 0001784265-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:09:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Real Assets III - Natural Resources, LLC See All Filings	D	2019-08-12 16:08:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776885 Filed Document 0001776895-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:08:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Real Assets III - Real Estate, LLC See All Filings	D	2019-08-12 16:06:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776833 Filed Document 0001776895-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:06:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Real Assets III, LLC See All Filings	D	2019-08-12 16:05:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776895 Filed Document 0001776895-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:05:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG BLOCKS, INC. See All Filings	D	2019-08-12 16:01:26 UTC
Amount To Be Raised $47,812 Associated Brokers / Dealers N/A CIK Number 0001023994 Filed Document 0001213900-19-015327 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:01:26 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Pine Ridge Aberdeen LP See All Filings	D	2019-08-12 16:00:04 UTC
Amount To Be Raised $1,379,990 Associated Brokers / Dealers N/A CIK Number 0001784959 Filed Document 0001784959-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:00:04 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
518 Morehead, LLC See All Filings	D	2019-08-12 15:57:59 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001785284 Filed Document 0001785284-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:57:59 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HarborWalk Risk Parity Delta Rho Q V20 Fund, L.P. See All Filings	D/A	2019-08-12 15:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672982 Filed Document 0001544372-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wind River Fund, LLC See All Filings	D	2019-08-12 15:47:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785260 Filed Document 0001785260-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:47:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Little Garland, LLC See All Filings	D	2019-08-12 15:47:44 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001785066 Filed Document 0001785066-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:47:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RTW Special Purpose Fund I, LLC See All Filings	D	2019-08-12 15:38:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785169 Filed Document 0001785169-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:38:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palvella Therapeutics, Inc. See All Filings	D/A	2019-08-12 15:37:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001742961 Filed Document 0001192482-19-000333 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:37:52 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Metro DST See All Filings	D/A	2019-08-12 15:36:39 UTC
Amount To Be Raised $22,400,000 Associated Brokers / Dealers CONCORDE INVESTMENT SERVICES, LLC, TIMOTHY JOHN SHERER, WEALTHFORGE SECURITIES, LLC, TRAWNEGAN GALL, David Andrew Kangas, TAYLOR WESTON GARRETT, Dan Laurence Werry, RONALD DAVID BIRNBAUM, Ronald Stillman Cole, David Harris Freedman, and CHRISTINA SUZANNE NIELSON CIK Number 0001751300 Filed Document 0001781242-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:36:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WNY Impact Investment Fund LLC See All Filings	D/A	2019-08-12 15:32:34 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001715135 Filed Document 0001144204-19-039158 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:32:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Attentive Mobile Inc. See All Filings	D	2019-08-12 15:29:08 UTC
Amount To Be Raised $39,999,998 Associated Brokers / Dealers N/A CIK Number 0001730164 Filed Document 0001231919-19-000043 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:29:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Taiyo Hinata Fund, L.P. See All Filings	D/A	2019-08-12 15:26:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682025 Filed Document 0001682025-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:26:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCM Brain, Inc. See All Filings	D	2019-08-12 15:21:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001731755 Filed Document 0001731755-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:21:19 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Water Harvesting Inc. See All Filings	D	2019-08-12 15:17:33 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001758038 Filed Document 0001758038-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:17:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HarborWalk Risk Parity Fund V15, L.P. See All Filings	D/A	2019-08-12 15:15:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001544372 Filed Document 0001544372-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:15:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OPTIMA PROCESS SYSTEMS, INC. See All Filings	D/A	2019-08-12 15:09:16 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001769358 Filed Document 0001769358-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:09:16 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Truewerk, Inc. See All Filings	D	2019-08-12 15:08:35 UTC
Amount To Be Raised $3,386,857 Associated Brokers / Dealers N/A CIK Number 0001688595 Filed Document 0001688595-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:08:35 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
KLYP, LLC See All Filings	D	2019-08-12 15:07:43 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001785068 Filed Document 0001785068-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:07:43 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Impala Resource Fund LP See All Filings	D/A	2019-08-12 15:07:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681540 Filed Document 0001567619-19-016316 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:07:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Numerai One Onshore LP See All Filings	D/A	2019-08-12 15:03:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710502 Filed Document 0001710502-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:03:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oval Park SPV Carpe LLC See All Filings	D	2019-08-12 15:03:15 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001784613 Filed Document 0001784613-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:03:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HarborWalk Risk Parity Fund V12, L.P. See All Filings	D/A	2019-08-12 15:02:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and Phillip M. Plant CIK Number 0001544371 Filed Document 0001544371-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:02:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Impala Resource Fund Ltd. See All Filings	D/A	2019-08-12 15:02:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681541 Filed Document 0001567619-19-016313 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:02:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vivo Capital Fund IX, L.P. See All Filings	D/A	2019-08-12 15:00:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Probitas Funds Group, LLC, China Concept Consulting Ltd., Gold Eagle Enterprises Limited, Goldman Sachs & Co. LLC, and XT Capital Partners, LLC CIK Number 0001750117 Filed Document 0001750117-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:00:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Numerai One Offshore Ltd. See All Filings	D/A	2019-08-12 15:00:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710334 Filed Document 0001710334-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:00:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala ELS Fund Ltd. See All Filings	D/A	2019-08-12 14:59:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520349 Filed Document 0001567619-19-016310 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:59:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artax Biopharma, Inc. See All Filings	D	2019-08-12 14:58:46 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001587661 Filed Document 0001587661-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:58:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Numerai One Master Ltd. See All Filings	D/A	2019-08-12 14:55:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710362 Filed Document 0001710362-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:55:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solanas MLP Fund LP See All Filings	D/A	2019-08-12 14:55:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001571217 Filed Document 0001740992-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:55:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SME Capital, LLC See All Filings	D	2019-08-12 14:53:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785264 Filed Document 0001785264-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:53:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HF 2400 Troy Investor LLC See All Filings	D	2019-08-12 14:53:20 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001777028 Filed Document 0001777028-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:53:20 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Investure PE Fund, LP - Series 3 See All Filings	D	2019-08-12 14:52:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782679 Filed Document 0001398344-19-014044 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:52:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Tomah Storage LLC See All Filings	D	2019-08-12 14:51:16 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001785093 Filed Document 0001785093-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:51:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Numerai GP LLC See All Filings	D/A	2019-08-12 14:50:32 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001668527 Filed Document 0001668527-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:50:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Galium Lake Mary LLC See All Filings	D	2019-08-12 14:39:55 UTC
Amount To Be Raised $2,740,000 Associated Brokers / Dealers N/A CIK Number 0001780336 Filed Document 0001683168-19-002533 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:39:55 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Holualoa Gateway Holding, LLC See All Filings	D	2019-08-12 14:38:54 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001784934 Filed Document 0001784934-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:38:54 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BC Exchange Salt Pond DST See All Filings	D/A	2019-08-12 14:35:36 UTC
Amount To Be Raised $44,297,521 Associated Brokers / Dealers MORGAN STANLEY CIK Number 0001781242 Filed Document 0001781242-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:35:36 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SparX Works, Inc. See All Filings	D	2019-08-12 14:30:09 UTC
Amount To Be Raised $437 Associated Brokers / Dealers N/A CIK Number 0001784554 Filed Document 0001784554-19-000004 Exclusions or Exemptions 504 and 506b Accepted Date 2019-08-12 14:30:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Northern Plains Fund, LLLP See All Filings	D/A	2019-08-12 14:24:23 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001777569 Filed Document 0001777569-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:24:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Style Advantage Onshore, LLC See All Filings	D/A	2019-08-12 14:20:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714354 Filed Document 0001784157-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:20:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies Unit Trust - Caledonia Sub-Trust See All Filings	D	2019-08-12 14:16:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784094 Filed Document 0001784094-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:16:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MimiVax, LLC See All Filings	D	2019-08-12 14:16:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001634552 Filed Document 0001634552-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:16:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
RoadRunnerOne Co-Invest SCSp See All Filings	D	2019-08-12 14:15:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784642 Filed Document 0001784642-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:15:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
San Antonio Guys, LLC See All Filings	D	2019-08-12 14:13:11 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001784956 Filed Document 0001784956-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:13:11 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ankona Capital Partners I, L.P. See All Filings	D	2019-08-12 14:12:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Synergy Capital I, LLC CIK Number 0001784654 Filed Document 0001784654-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:12:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEP Feeder Fund VII, LLC See All Filings	D/A	2019-08-12 14:09:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MAGENTA CAPITAL SERVICES LTD and THREADMARK LLP CIK Number 0001740501 Filed Document 0001740501-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:09:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund