Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OH-CT Debt Holdings, LLC See All Filings	D	2019-08-13 10:05:45 UTC
Amount To Be Raised $5,156,450 Associated Brokers / Dealers N/A CIK Number 0001785267 Filed Document 0001785267-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 10:05:45 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Mile High Surgicenter, LLC See All Filings	D	2019-08-13 09:59:26 UTC
Amount To Be Raised $180,876 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001785248 Filed Document 0001785248-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 09:59:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Caxton Global Investments USA LLC See All Filings	D/A	2019-08-13 09:56:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315115 Filed Document 0001782913-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-13 09:56:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Echinus Partners, LP See All Filings	D/A	2019-08-13 09:56:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556468 Filed Document 0001556468-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 09:56:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM Kimura Commodity Trade Finance Offshore Feeder Fund Ltd See All Filings	D/A	2019-08-13 09:53:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723308 Filed Document 0001723308-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 09:53:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Equity
Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC See All Filings	D/A	2019-08-13 09:47:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001528509 Filed Document 0001783343-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-13 09:47:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kite Lake Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2019-08-13 09:42:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001713963 Filed Document 0001783343-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-13 09:42:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM KIMURA COMMODITY TRADE FINANCE US FEEDER FUND L.P. See All Filings	D/A	2019-08-13 09:28:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690801 Filed Document 0001690801-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 09:28:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $Not Applicable Type of Security Equity
CLI Studios, Inc. See All Filings	D	2019-08-13 09:20:05 UTC
Amount To Be Raised $8,595,443 Associated Brokers / Dealers N/A CIK Number 0001706943 Filed Document 0001231919-19-000044 Exclusions or Exemptions 506b Accepted Date 2019-08-13 09:20:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TECH SMART SPORTS CONNECTOR CORP See All Filings	D	2019-08-13 09:07:30 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001785011 Filed Document 0001785011-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 09:07:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Security To Be Acquired
Rokos Global Macro Fund Ltd See All Filings	D/A	2019-08-13 09:05:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654584 Filed Document 0001315863-19-000673 Exclusions or Exemptions 506b Accepted Date 2019-08-13 09:05:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rokos Global Macro Fund LP See All Filings	D/A	2019-08-13 09:04:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654305 Filed Document 0001315863-19-000672 Exclusions or Exemptions 506b Accepted Date 2019-08-13 09:04:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WF Asian Reconnaissance Fund Ltd See All Filings	D/A	2019-08-13 06:29:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613185 Filed Document 0001613185-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-13 06:29:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Milledgeville Investment Partners, LLC See All Filings	D	2019-08-12 20:22:36 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001785253 Filed Document 0001785253-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 20:22:36 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Aquafaba Company, LLC See All Filings	D/A	2019-08-12 19:34:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001746162 Filed Document 0001746162-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 19:34:30 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Loggi Special Opportunity ONEVC, LLC See All Filings	D	2019-08-12 19:11:07 UTC
Amount To Be Raised $4,115,650 Associated Brokers / Dealers N/A CIK Number 0001777317 Filed Document 0001783479-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 19:11:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
emvitals, Inc. See All Filings	D	2019-08-12 19:05:51 UTC
Amount To Be Raised $500,001 Associated Brokers / Dealers N/A CIK Number 0001784697 Filed Document 0001784697-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 19:05:51 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Utah Co, a series of Greyfox Partners LLC See All Filings	D/A	2019-08-12 19:02:43 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001783479 Filed Document 0001783479-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 19:02:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares Energy Opportunities Fund A, L.P. See All Filings	D/A	2019-08-12 18:52:47 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Ares Investor Services LLC and Morgan Stanley Smith Barney, LLC CIK Number 0001755998 Filed Document 0001755998-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 18:52:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AEOF C2 DELAWARE FEEDER, L.P. See All Filings	D/A	2019-08-12 18:51:11 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers ARES INVESTOR SERVICES LLC and Morgan Stanley Smith Barney, LLC CIK Number 0001782745 Filed Document 0001782745-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 18:51:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EquiAlt Fund, LLC See All Filings	D/A	2019-08-12 18:48:03 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001524489 Filed Document 0001524489-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 18:48:03 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Catalysis Partners, LLC See All Filings	D/A	2019-08-12 18:30:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers George Robert Pidgeon, Jr. CIK Number 0001459219 Filed Document 0001144204-19-039256 Exclusions or Exemptions 506b Accepted Date 2019-08-12 18:30:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Training Mate International, LLC See All Filings	D	2019-08-12 18:28:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001785304 Filed Document 0001785304-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 18:28:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NHIC Holdings, LLC See All Filings	D	2019-08-12 18:09:39 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001676211 Filed Document 0001676211-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 18:09:39 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Third Street Data, Inc. See All Filings	D	2019-08-12 18:05:32 UTC
Amount To Be Raised $69,967 Associated Brokers / Dealers N/A CIK Number 0001720511 Filed Document 0001720511-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 18:05:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sarah Flint, Inc. See All Filings	D/A	2019-08-12 17:44:14 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001692726 Filed Document 0001692726-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 17:44:14 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Triaxiom Global Symmetry Fund, LP See All Filings	D	2019-08-12 17:38:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785103 Filed Document 0001785103-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 17:38:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NW Straw Pulp LLC See All Filings	D	2019-08-12 17:24:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712626 Filed Document 0001712626-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-08-12 17:24:32 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LumiThera, Inc. See All Filings	D/A	2019-08-12 17:17:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers COVA CAPITAL PARTNERS LLC CIK Number 0001615388 Filed Document 0001769358-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-12 17:17:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Med Smart Group Inc. See All Filings	D/A	2019-08-12 17:17:02 UTC
Amount To Be Raised $1,860,000 Associated Brokers / Dealers N/A CIK Number 0001775311 Filed Document 0001445866-19-000960 Exclusions or Exemptions 506b Accepted Date 2019-08-12 17:17:02 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cannafornia Holdings, Inc./CAN See All Filings	D	2019-08-12 17:10:18 UTC
Amount To Be Raised $15,198 Associated Brokers / Dealers N/A CIK Number 0001785283 Filed Document 0001524326-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-12 17:10:18 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Sheyenne 32 North, LLC See All Filings	D	2019-08-12 17:10:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001785296 Filed Document 0001785296-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 17:10:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ivy LOC, LLC See All Filings	D	2019-08-12 17:08:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001785256 Filed Document 0001785256-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 17:08:05 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Cannamark, Inc. See All Filings	D/A	2019-08-12 17:05:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers n/a CIK Number 0001670878 Filed Document 0001670878-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-08-12 17:05:02 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GroundMetrics, Inc. See All Filings	D	2019-08-12 17:04:49 UTC
Amount To Be Raised $8,453,571 Associated Brokers / Dealers N/A CIK Number 0001538878 Filed Document 0001538878-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 17:04:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PegEx, Inc. See All Filings	D	2019-08-12 17:02:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596153 Filed Document 0001596153-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 17:02:35 UTC Type of Offering D Industry Environmental Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Lux Co-Invest Opportunities II, L.P. See All Filings	D	2019-08-12 16:52:18 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers N/A CIK Number 0001783916 Filed Document 0001783918-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:52:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foxhound Holdings, LLC See All Filings	D	2019-08-12 16:47:23 UTC
Amount To Be Raised $65,370,762 Associated Brokers / Dealers N/A CIK Number 0001784836 Filed Document 0001784836-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:47:23 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
SE 2nd & Main LLC See All Filings	D	2019-08-12 16:43:13 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001785276 Filed Document 0001785276-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:43:13 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Alcion 60 East 12th Co-Investment L.P. See All Filings	D	2019-08-12 16:41:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784225 Filed Document 0001784225-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:41:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAMPUS REAL ESTATE PARTNERS II, LP See All Filings	D	2019-08-12 16:41:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780042 Filed Document 0000950142-19-001751 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:41:20 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Xione Therapeutics, Inc. See All Filings	D	2019-08-12 16:39:51 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001784593 Filed Document 0001784593-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:39:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Lux Ventures VI Sidecar, L.P. See All Filings	D	2019-08-12 16:34:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001783917 Filed Document 0001783917-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:34:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lux Ventures VI, L.P. See All Filings	D	2019-08-12 16:32:51 UTC
Amount To Be Raised $498,000,000 Associated Brokers / Dealers N/A CIK Number 0001783918 Filed Document 0001783918-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:32:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crystal Lake Mining Corp See All Filings	D	2019-08-12 16:24:43 UTC
Amount To Be Raised $17,449 Associated Brokers / Dealers N/A CIK Number 0001524326 Filed Document 0001524326-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:24:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Chasm Advanced Materials, Inc. See All Filings	D	2019-08-12 16:24:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001687357 Filed Document 0001687357-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:24:40 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fluency, Inc. See All Filings	D	2019-08-12 16:20:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001756108 Filed Document 0001756108-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:20:58 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Rigby Energy Resources, LP See All Filings	D/A	2019-08-12 16:20:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750317 Filed Document 0001171520-19-000265 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:20:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PRE Brands LLC See All Filings	D	2019-08-12 16:20:04 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001679871 Filed Document 0001679871-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:20:04 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TI Platform APSF SPV, L.P. See All Filings	D	2019-08-12 16:15:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001785281 Filed Document 0001785281-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:15:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund