Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SUMMIT WATER DEVELOPMENT LLC See All Filings	D/A	2019-08-14 14:42:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rodney Madden CIK Number 0001429533 Filed Document 0001429533-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-14 14:42:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carmenta Capital Co-Investments L.P. - Investment Class 11 See All Filings	D	2019-08-14 14:29:30 UTC
Amount To Be Raised $4,575,000 Associated Brokers / Dealers N/A CIK Number 0001784333 Filed Document 0001784333-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-14 14:29:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAMSARG, INC. See All Filings	D	2019-08-14 14:28:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001758540 Filed Document 0001104659-19-045889 Exclusions or Exemptions 506b Accepted Date 2019-08-14 14:28:51 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Mackenzie Emerging Markets Small Cap Master Fund (Cayman) LP See All Filings	D/A	2019-08-14 14:28:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Keith Alan Wosneski CIK Number 0001740293 Filed Document 0001740293-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 14:28:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Botanical Investment Group, Inc. See All Filings	D/A	2019-08-14 14:21:01 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Wellness Partners LLC d/b/a Whipstitch Capital CIK Number 0001620599 Filed Document 0001620599-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-14 14:21:01 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Debt
Hut 8 Ventures Hunter I, L.P. See All Filings	D	2019-08-14 14:20:12 UTC
Amount To Be Raised $16,140,000 Associated Brokers / Dealers N/A CIK Number 0001783454 Filed Document 0001783454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 14:20:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mackenzie Emerging Markets Small Cap Fund (Cayman) Ltd. See All Filings	D/A	2019-08-14 14:10:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Keith Alan Wosneski CIK Number 0001740292 Filed Document 0001740292-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 14:10:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExchangeRight Income Fund Operating Partnership, LP See All Filings	D	2019-08-14 14:08:08 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001785064 Filed Document 0001785064-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 14:08:08 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
EOS Real Estate Partners II, L.P. See All Filings	D	2019-08-14 14:07:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785457 Filed Document 0001785457-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 14:07:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BE-VA Beteiligungs GmbH & Co. KG See All Filings	D	2019-08-14 14:03:20 UTC
Amount To Be Raised $56,159,676 Associated Brokers / Dealers N/A CIK Number 0001785440 Filed Document 0001785440-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 14:03:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adaptive Holdings Ltd See All Filings	D/A	2019-08-14 13:59:26 UTC
Amount To Be Raised $10,513,300 Associated Brokers / Dealers N/A CIK Number 0001772355 Filed Document 0001772355-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:59:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Equinox Ophthalmic, Inc. See All Filings	D	2019-08-14 13:58:33 UTC
Amount To Be Raised $21,999,998 Associated Brokers / Dealers N/A CIK Number 0001638797 Filed Document 0001638797-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:58:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HUSA XW NC H, LP See All Filings	D	2019-08-14 13:51:11 UTC
Amount To Be Raised $7,150,000 Associated Brokers / Dealers N/A CIK Number 0001785095 Filed Document 0001785095-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:51:11 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arthur Ventures 2013 Opportunity Fund, LP See All Filings	D	2019-08-14 13:50:35 UTC
Amount To Be Raised $17,560,000 Associated Brokers / Dealers N/A CIK Number 0001710568 Filed Document 0001710568-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:50:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lubert-Adler Workforce Housing Fund, L.P. See All Filings	D	2019-08-14 13:48:06 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001785286 Filed Document 0001785286-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:48:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ER Fund I, a series of Pre-Script SPV, LP See All Filings	D	2019-08-14 13:47:29 UTC
Amount To Be Raised $418,299 Associated Brokers / Dealers N/A CIK Number 0001785186 Filed Document 0001784524-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:47:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUSA XW NC B Inc. See All Filings	D	2019-08-14 13:42:40 UTC
Amount To Be Raised $2,277,399 Associated Brokers / Dealers N/A CIK Number 0001785096 Filed Document 0001785096-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:42:40 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Medalist Partners Harvest Fund, LP See All Filings	D/A	2019-08-14 13:41:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, First Liberties Financial, Blue Sand Securities LLC, UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley, KPG Capital Partners, LLC, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001555231 Filed Document 0001555231-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:41:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIR U.S. Life Fund III, LP See All Filings	D/A	2019-08-14 13:39:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755868 Filed Document 0001755868-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:39:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Opportunity Fund V LLC - Series 2 See All Filings	D/A	2019-08-14 13:35:13 UTC
Amount To Be Raised $3,124,942 Associated Brokers / Dealers N/A CIK Number 0001773937 Filed Document 0001773937-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:35:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RH Fund I, a series of Kairos Funds, LP See All Filings	D	2019-08-14 13:31:16 UTC
Amount To Be Raised $1,008,000 Associated Brokers / Dealers N/A CIK Number 0001784428 Filed Document 0001784524-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:31:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Opportunity Fund V LLC - Series 1 See All Filings	D/A	2019-08-14 13:31:11 UTC
Amount To Be Raised $3,309,010 Associated Brokers / Dealers N/A CIK Number 0001773936 Filed Document 0001785430-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:31:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SH Fund I, a series of InReach Ventures Funds, LP See All Filings	D	2019-08-14 13:19:20 UTC
Amount To Be Raised $441,259 Associated Brokers / Dealers N/A CIK Number 0001784447 Filed Document 0001784524-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:19:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAPID MICRO BIOSYSTEMS, INC. See All Filings	D/A	2019-08-14 13:13:41 UTC
Amount To Be Raised $60,017,425 Associated Brokers / Dealers N/A CIK Number 0001380106 Filed Document 0001567619-19-016810 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:13:41 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Prism Research Holdings, LLC See All Filings	D	2019-08-14 13:10:34 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001785376 Filed Document 0001785376-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:10:34 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Power Series LLC - Going Long 1 See All Filings	D	2019-08-14 13:09:57 UTC
Amount To Be Raised $4,535,800 Associated Brokers / Dealers N/A CIK Number 0001785430 Filed Document 0001785430-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:09:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Fin Capital LP See All Filings	D/A	2019-08-14 13:09:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659521 Filed Document 0000935836-19-000441 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:09:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FL Fund I, a series of Blackletter Capital Funds, LP See All Filings	D	2019-08-14 13:06:48 UTC
Amount To Be Raised $71,000 Associated Brokers / Dealers N/A CIK Number 0001784525 Filed Document 0001784524-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:06:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OROCO RESOURCE CORP See All Filings	D	2019-08-14 13:03:35 UTC
Amount To Be Raised $25,458 Associated Brokers / Dealers N/A CIK Number 0001390352 Filed Document 0001390352-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:03:35 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Flaviar, Inc. See All Filings	D	2019-08-14 13:02:37 UTC
Amount To Be Raised $5,050,000 Associated Brokers / Dealers N/A CIK Number 0001727314 Filed Document 0001727314-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:02:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CES PROPERTIES FUND VII (KINGSTON) LLC See All Filings	D	2019-08-14 13:01:46 UTC
Amount To Be Raised $4,175,000 Associated Brokers / Dealers N/A CIK Number 0001785363 Filed Document 0001785363-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 13:01:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cypressbrook Gosling, LP See All Filings	D/A	2019-08-14 12:57:41 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001784756 Filed Document 0001784756-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-14 12:57:41 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Haystack TE Fund I, a series of Opportunity Master Funds, LP See All Filings	D	2019-08-14 12:54:50 UTC
Amount To Be Raised $132,999 Associated Brokers / Dealers N/A CIK Number 0001784524 Filed Document 0001784524-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 12:54:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Puyallup Memory Care, LLC See All Filings	D	2019-08-14 12:42:58 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001783610 Filed Document 0001783610-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 12:42:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Great Point Partners III-A, L.P. See All Filings	D	2019-08-14 12:35:55 UTC
Amount To Be Raised $46,100,000 Associated Brokers / Dealers N/A CIK Number 0001785155 Filed Document 0001785155-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 12:35:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Eyeland R2S Partners LP See All Filings	D/A	2019-08-14 12:35:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760137 Filed Document 0001760137-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-14 12:35:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panco Strategic Real Estate Fund IV, LP See All Filings	D/A	2019-08-14 12:30:38 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001753317 Filed Document 0001753317-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 12:30:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Panco Strategic Real Estate Fund IV-QP, LP See All Filings	D/A	2019-08-14 12:29:31 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001753333 Filed Document 0001753333-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 12:29:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Panco Strategic Real Estate Fund IV-AI, LP See All Filings	D/A	2019-08-14 12:28:06 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001753189 Filed Document 0001753189-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 12:28:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AAH Diverse Hedge Funds, Ltd. See All Filings	D	2019-08-14 12:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785254 Filed Document 0001566114-19-000097 Exclusions or Exemptions 506b Accepted Date 2019-08-14 12:24:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dream America LLC See All Filings	D	2019-08-14 12:19:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785331 Filed Document 0000919574-19-005321 Exclusions or Exemptions 506b Accepted Date 2019-08-14 12:19:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CXXXIV See All Filings	D	2019-08-14 12:14:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001782087 Filed Document 0001782087-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 12:14:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Jordan Park Access Solutions - Fixed Income Opportunities I-A L.P. See All Filings	D	2019-08-14 12:14:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784146 Filed Document 0001784146-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 12:14:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eyeland R2S Partners LP See All Filings	D/A	2019-08-14 12:12:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760137 Filed Document 0001760137-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-14 12:12:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND CXXXII, LLC See All Filings	D	2019-08-14 12:10:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001781959 Filed Document 0001781959-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 12:10:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CRESTLINE OPPORTUNITY FUND IV ONSHORE STE, L.P. See All Filings	D	2019-08-14 12:05:47 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers N/A CIK Number 0001785270 Filed Document 0000902664-19-003354 Exclusions or Exemptions 506b Accepted Date 2019-08-14 12:05:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CRESTLINE OPPORTUNITY FUND IV ONSHORE T, L.P. See All Filings	D	2019-08-14 12:02:38 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers N/A CIK Number 0001785265 Filed Document 0000902664-19-003352 Exclusions or Exemptions 506b Accepted Date 2019-08-14 12:02:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CXXXI, LLC See All Filings	D	2019-08-14 11:59:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001781946 Filed Document 0001781946-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 11:59:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Tower Road Capital Partners, L.P. See All Filings	D	2019-08-14 11:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785355 Filed Document 0000919574-19-005312 Exclusions or Exemptions 506b Accepted Date 2019-08-14 11:56:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Five Point Energy Fund III LP See All Filings	D	2019-08-14 11:53:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001784239 Filed Document 0001784239-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 11:53:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund