Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Navarro 1 Fund, LLC See All Filings	D/A	2019-08-15 15:01:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679277 Filed Document 0001784157-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-08-15 15:01:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHARLES STREET SECTOR ANALYSIS FUND, L.P. See All Filings	D/A	2019-08-15 14:54:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431046 Filed Document 0001013594-19-000503 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:54:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cabrillo Intermediate Holdings, LLC See All Filings	D	2019-08-15 14:53:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707843 Filed Document 0001707843-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:53:42 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Global Alpha Opportunities Fund Ltd. See All Filings	D/A	2019-08-15 14:50:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514313 Filed Document 0001784157-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:50:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RoseRock Capital Fund I, LP See All Filings	D	2019-08-15 14:49:49 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001784704 Filed Document 0001784704-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:49:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Pacific Psychotherapy Technologies, Inc. See All Filings	D	2019-08-15 14:49:23 UTC
Amount To Be Raised $23,049,979 Associated Brokers / Dealers N/A CIK Number 0001784843 Filed Document 0001784843-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:49:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Critical Mass Technologies, Inc. See All Filings	D	2019-08-15 14:46:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001784580 Filed Document 0001772879-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:46:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Emerging Markets Alpha Fund Ltd. See All Filings	D/A	2019-08-15 14:40:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514311 Filed Document 0001784157-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:40:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CasePrep LLC See All Filings	D	2019-08-15 14:40:22 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001785550 Filed Document 0001785550-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:40:22 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Titan Highlands North Investors, LLC See All Filings	D	2019-08-15 14:37:23 UTC
Amount To Be Raised $3,030,000 Associated Brokers / Dealers N/A CIK Number 0001785263 Filed Document 0001785263-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:37:23 UTC Type of Offering D Industry Residential Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vinci Pharmaceuticals, Inc. See All Filings	D	2019-08-15 14:37:16 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001785495 Filed Document 0001785495-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:37:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Emerging Markets Alpha Advantage Fund - Strategic Screened Ltd. See All Filings	D/A	2019-08-15 14:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541159 Filed Document 0001784157-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:28:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GelSight, Inc. See All Filings	D	2019-08-15 14:25:23 UTC
Amount To Be Raised $6,176,692 Associated Brokers / Dealers N/A CIK Number 0001613783 Filed Document 0001613783-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:25:23 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Alpha Advantage Fund - Strategic Ltd. See All Filings	D/A	2019-08-15 14:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531553 Filed Document 0001784157-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:18:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Oxbow Master Fund Ltd See All Filings	D/A	2019-08-15 14:13:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650559 Filed Document 0001650559-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:13:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cumberland Extracts, Inc. See All Filings	D	2019-08-15 14:01:40 UTC
Amount To Be Raised $1,740,000 Associated Brokers / Dealers N/A CIK Number 0001785418 Filed Document 0001785418-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:01:40 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Helper Bees, Inc. See All Filings	D/A	2019-08-15 13:48:10 UTC
Amount To Be Raised $2,599,968 Associated Brokers / Dealers N/A CIK Number 0001784240 Filed Document 0001784240-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:48:10 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hallmark Highland Court, LLC See All Filings	D	2019-08-15 13:47:05 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers Brown Associates, Inc. CIK Number 0001785562 Filed Document 0001785562-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:47:05 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
2019 USP3 FEEDER, LP See All Filings	D	2019-08-15 13:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A INVESTCORP LLC CIK Number 0001785398 Filed Document 0001785398-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:42:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPF FIV5 (Lux) SCSp See All Filings	D	2019-08-15 13:40:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc., J.P. Morgan Securities plc, JPMorgan Chase & Co., J.P. Morgan Securities LLC, JPMorgan Asset Management (Japan) Limited, and JPMorgan Asset Management (Europe) S. a r. l. CIK Number 0001778045 Filed Document 0001567619-19-017087 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:40:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
LRT Global Opportunities, LP See All Filings	D/A	2019-08-15 13:32:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554665 Filed Document 0001554665-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:32:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cidel Global Equity Fund LLC See All Filings	D/A	2019-08-15 13:30:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714762 Filed Document 0001714762-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:30:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leef Holdings, Inc. See All Filings	D	2019-08-15 13:24:52 UTC
Amount To Be Raised $1,823,610 Associated Brokers / Dealers N/A CIK Number 0001755257 Filed Document 0001567619-19-017073 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:24:52 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Peachtree Real Estate Fund II, L.P. See All Filings	D	2019-08-15 13:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785455 Filed Document 0001785455-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:21:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Werewolf Therapeutics, Inc. See All Filings	D	2019-08-15 13:18:31 UTC
Amount To Be Raised $57,672,595 Associated Brokers / Dealers N/A CIK Number 0001785530 Filed Document 0001785530-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:18:31 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Koyfin Inc. See All Filings	D	2019-08-15 13:00:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001692919 Filed Document 0001692919-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:00:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fitt Ventures Inc. See All Filings	D	2019-08-15 12:58:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001785583 Filed Document 0001785583-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:58:17 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BLOK Fund I, a series of Riverside Ventures, LP See All Filings	D	2019-08-15 12:58:05 UTC
Amount To Be Raised $118,997 Associated Brokers / Dealers N/A CIK Number 0001785514 Filed Document 0001785514-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:58:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bell Senior Management Fund VII, LLC See All Filings	D	2019-08-15 12:48:02 UTC
Amount To Be Raised $16,925,000 Associated Brokers / Dealers N/A CIK Number 0001785228 Filed Document 0001785228-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:48:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
GRAYBUG VISION, INC. See All Filings	D	2019-08-15 12:47:48 UTC
Amount To Be Raised $79,999,992 Associated Brokers / Dealers N/A CIK Number 0001534133 Filed Document 0001534133-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:47:48 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Portland 124, LLC See All Filings	D	2019-08-15 12:39:31 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers N/A CIK Number 0001784441 Filed Document 0001784441-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:39:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Helios RedWave Partners LLC See All Filings	D	2019-08-15 12:35:35 UTC
Amount To Be Raised $3,175,000 Associated Brokers / Dealers N/A CIK Number 0001783273 Filed Document 0001783273-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:35:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
VantIQ, Inc. See All Filings	D	2019-08-15 12:24:40 UTC
Amount To Be Raised $19,900,004 Associated Brokers / Dealers N/A CIK Number 0001625515 Filed Document 0001625515-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:24:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FOUNDERS CIRCLE CAPITAL FEEDER III, L.P. See All Filings	D	2019-08-15 12:20:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785516 Filed Document 0001785516-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:20:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Under Technologies, Inc. See All Filings	D	2019-08-15 12:20:00 UTC
Amount To Be Raised $2,499,998 Associated Brokers / Dealers N/A CIK Number 0001756460 Filed Document 0001756460-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:20:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DK STRATEGIC YIELD U.S. FUND LIMITED PARTNERSHIP See All Filings	D/A	2019-08-15 12:18:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528239 Filed Document 0001528239-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:18:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Future plc See All Filings	D	2019-08-15 12:15:37 UTC
Amount To Be Raised $12,804,067 Associated Brokers / Dealers N/A CIK Number 0001323130 Filed Document 0001323130-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:15:37 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Titan Tramonto Investments, LLC See All Filings	D	2019-08-15 12:13:11 UTC
Amount To Be Raised $2,044,444 Associated Brokers / Dealers N/A CIK Number 0001785230 Filed Document 0001785230-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:13:11 UTC Type of Offering D Industry Commercial Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DK STRATEGIC YIELD C.I. LIMITED PARTNERSHIP See All Filings	D/A	2019-08-15 12:11:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528238 Filed Document 0001528238-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:11:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DK CAPITAL GROWTH U.S. FUND LIMITED PARTNERSHIP See All Filings	D/A	2019-08-15 12:00:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523629 Filed Document 0001523629-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:00:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DK CAPITAL GROWTH C.I. LIMITED PARTNERSHIP See All Filings	D/A	2019-08-15 11:52:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523630 Filed Document 0001523630-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 11:52:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Helios Strategic Ltd See All Filings	D/A	2019-08-15 11:52:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC, Bhargava Capital, Indian Harbor, LLC, Avendus Capital, Inc., and BHA Select Network, LLC CIK Number 0001435858 Filed Document 0001714917-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-15 11:52:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountain Origins Design LLC See All Filings	D	2019-08-15 11:50:39 UTC
Amount To Be Raised $4,500,015 Associated Brokers / Dealers N/A CIK Number 0001544121 Filed Document 0001544121-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 11:50:39 UTC Type of Offering D Industry Retailing Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Hunt Debt Opportunity Fund Ltd. See All Filings	D/A	2019-08-15 11:47:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714783 Filed Document 0001714783-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 11:47:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BGCP Holdings II, LP See All Filings	D	2019-08-15 11:45:10 UTC
Amount To Be Raised $9,550,000 Associated Brokers / Dealers N/A CIK Number 0001785525 Filed Document 0001785525-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 11:45:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brighton Health Plan Services Holdings Corp. See All Filings	D/A	2019-08-15 11:42:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607710 Filed Document 0001607710-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 11:42:22 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Buoy Health, Inc. See All Filings	D	2019-08-15 11:35:43 UTC
Amount To Be Raised $14,999,986 Associated Brokers / Dealers N/A CIK Number 0001613378 Filed Document 0001613378-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 11:35:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Center Lake Capital, L.P. See All Filings	D/A	2019-08-15 11:34:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627589 Filed Document 0001627589-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-15 11:34:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hunt Debt Opportunity Fund (HNW) LP See All Filings	D/A	2019-08-15 11:31:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678688 Filed Document 0001678688-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 11:31:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Halcyon Holding Corp See All Filings	D	2019-08-15 11:29:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001784981 Filed Document 0001784981-19-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2019-08-15 11:29:19 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity