|
|
D |
2019-08-16 13:46:27 UTC |
- Amount To Be Raised
- $94,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785656
- Filed Document
- 0001785497-19-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:46:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-16 13:44:52 UTC |
- Amount To Be Raised
- $23,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784882
- Filed Document
- 0001784882-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:44:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-16 13:41:44 UTC |
- Amount To Be Raised
- $213,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785644
- Filed Document
- 0001785497-19-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:41:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-16 13:39:37 UTC |
- Amount To Be Raised
- $18,226,000
- Associated Brokers / Dealers
- Ausdal Financial Partners, Colorado Financial Service Corporation, Concorde Investment Services, LLC, Kalos Capital, Inc., Wealthforge Securities, LLC, Cabot Lodge Securities LLC, HD Vest Investment Services, Lincoln Financial Advisors Corp, M. H. Leblang, Inc., Capulent LLC, DFPG Investments, Inc., and Lighthouse Capital Group, LLC
- CIK Number
- 0001769874
- Filed Document
- 0001769874-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:39:37 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-16 13:37:50 UTC |
- Amount To Be Raised
- $87,950
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785645
- Filed Document
- 0001785497-19-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:37:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-16 13:35:15 UTC |
- Amount To Be Raised
- $37,792,492
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704675
- Filed Document
- 0001704675-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:35:15 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-16 13:34:08 UTC |
- Amount To Be Raised
- $5,386,267
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724471
- Filed Document
- 0001724471-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:34:08 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-16 13:33:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000353905
- Filed Document
- 0001567619-19-017164
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:33:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-16 13:32:49 UTC |
- Amount To Be Raised
- $210,922
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785646
- Filed Document
- 0001785497-19-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:32:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-16 13:31:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000353905
- Filed Document
- 0001567619-19-017162
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:31:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-16 13:29:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000353905
- Filed Document
- 0001567619-19-017158
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:29:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-16 13:28:57 UTC |
- Amount To Be Raised
- $188,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785658
- Filed Document
- 0001785497-19-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:28:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-16 13:28:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637141
- Filed Document
- 0001637141-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:28:36 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-16 13:27:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000353905
- Filed Document
- 0001567619-19-017155
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:27:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-16 13:24:59 UTC |
- Amount To Be Raised
- $2,641,681
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784141
- Filed Document
- 0001784141-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:24:59 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-16 13:23:48 UTC |
- Amount To Be Raised
- $48,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785636
- Filed Document
- 0001785497-19-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:23:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-16 13:17:39 UTC |
- Amount To Be Raised
- $6,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785661
- Filed Document
- 0001785661-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:17:39 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-08-16 13:15:49 UTC |
- Amount To Be Raised
- $318,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785647
- Filed Document
- 0001785497-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:15:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-16 13:15:09 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746778
- Filed Document
- 0001746778-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:15:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2019-08-16 13:12:26 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001783356
- Filed Document
- 0001783356-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:12:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-16 13:11:22 UTC |
- Amount To Be Raised
- $156,900
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785652
- Filed Document
- 0001785497-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:11:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-16 13:07:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785623
- Filed Document
- 0001785623-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:07:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-16 13:06:23 UTC |
- Amount To Be Raised
- $108,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785654
- Filed Document
- 0001785497-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:06:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-16 13:00:52 UTC |
- Amount To Be Raised
- $153,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785640
- Filed Document
- 0001785497-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:00:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-16 13:00:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750555
- Filed Document
- 0000935836-19-000448
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 13:00:45 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- JAPAN
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D |
2019-08-16 12:58:15 UTC |
- Amount To Be Raised
- $4,680,178
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785606
- Filed Document
- 0001785606-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:58:15 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2019-08-16 12:55:07 UTC |
- Amount To Be Raised
- $57,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785638
- Filed Document
- 0001785497-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:55:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-16 12:48:28 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- Picton S.A., Morgan Stanley Smith Barney LLC, Hana Financial Investment Co., Ltd., and Kiwoom Securities Co., Ltd.
- CIK Number
- 0001774426
- Filed Document
- 0000950142-19-001800
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:48:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-16 12:46:03 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001774430
- Filed Document
- 0000950142-19-001799
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:46:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-16 12:45:17 UTC |
- Amount To Be Raised
- $198,517
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785497
- Filed Document
- 0001785497-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:45:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-16 12:45:06 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001783581
- Filed Document
- 0001783581-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:45:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-16 12:44:22 UTC |
- Amount To Be Raised
- $2,317,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785219
- Filed Document
- 0001783963-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:44:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Upshift AV Eden Fund, a series of Upshift Capital Fund, LLC
See All Filings
|
D |
2019-08-16 12:38:12 UTC |
- Amount To Be Raised
- $927,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001783679
- Filed Document
- 0001783963-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:38:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-16 12:38:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities LLC
- CIK Number
- 0001758607
- Filed Document
- 0001758608-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:38:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-16 12:38:09 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785692
- Filed Document
- 0001785692-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:38:09 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-16 12:37:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities LLC
- CIK Number
- 0001758608
- Filed Document
- 0001758608-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:37:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-16 12:35:09 UTC |
- Amount To Be Raised
- $27,273,177
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785279
- Filed Document
- 0001785279-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:35:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-16 12:33:38 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001783963
- Filed Document
- 0001783963-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:33:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-16 12:31:15 UTC |
- Amount To Be Raised
- $20,999,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001742395
- Filed Document
- 0001742395-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:31:15 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-16 12:27:04 UTC |
- Amount To Be Raised
- $34,969,892
- Associated Brokers / Dealers
- Bluerock Capital Markets LLC, INDEPENDENT FINANCIAL GROUP, LLC, EMERSON EQUITY LLC, CAPULENT LLC, WHITEHALL-PARKER SECURITIES, INC., COURTLANDT SECURITIES CORPORATION, MCDERMOTT INVESTMENT SERVICES, LLC, LIGHTPATH CAPITAL, INC, PRIMEX, CONCORDE INVESTMENT SERVICES, LLC, KCD FINANCIAL, INC., AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., APW CAPITAL, INC., GREAT POINT CAPITAL LLC, WEALTHFORGE SECURITIES, LLC, OAK TREE SECURITIES, INC., SIGMA FINANCIAL CORPORATION, PARKLAND SECURITIES, LLC, CENTAURUS FINANCIAL, INC., COLORADO FINANCIAL SERVICE CORPORATION, WORLD EQUITY GROUP, INC., and CROWN CAPITAL SECURITIES, L.P.
- CIK Number
- 0001781679
- Filed Document
- 0001777338-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:27:04 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-08-16 12:25:27 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675930
- Filed Document
- 0001675930-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:25:27 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-08-16 12:24:36 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714826
- Filed Document
- 0001714826-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:24:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-16 12:23:21 UTC |
- Amount To Be Raised
- $20,817,461
- Associated Brokers / Dealers
- WEALTHFORGE SECURITIES, LLC, GREAT POINT CAPITAL LLC, INTEGRITY BROKERAGE SERVICES, INC., MCDERMOTT INVESTMENT SERVICES, LLC, and NEXTREND SECURITIES, INC.
- CIK Number
- 0001768372
- Filed Document
- 0000932440-19-000053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:23:21 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D |
2019-08-16 12:21:49 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784881
- Filed Document
- 0001784881-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:21:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-16 12:17:54 UTC |
- Amount To Be Raised
- $37,268,913
- Associated Brokers / Dealers
- Bluerock Capital Markets LLC, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., CAPULENT LLC, COURTLANDT SECURITIES CORPORATION, EMERSON EQUITY LLC, LIGHTPATH CAPITAL, INC, MCDERMOTT INVESTMENT SERVICES, LLC, MURIEL SIEBERT & CO., INC., NEXTREND SECURITIES, INC., PRIMEX, WEALTHFORGE SECURITIES, LLC, BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., SIGMA FINANCIAL CORPORATION, PARKLAND SECURITIES, LLC, CAPITAL INVESTMENT GROUP, INC., COLORADO FINANCIAL SERVICE CORPORATION, CONCORDE INVESTMENT SERVICES, LLC, INFINEX INVESTMENTS, INC., NEWBRIDGE SECURITIES CORPORATION, PURSHE KAPLAN STERLING INVESTMENTS, CABOT LODGE SECURITIES LLC, THE STRATEGIC FINANCIAL ALLIANCE, INC., AMERITAS INVESTMENT CORP., INVICTA CAPITAL LLC, CROWN CAPITAL SECURITIES, L.P., CAMBRIDGE INVESTMENT RESEARCH, INC., SAXONY SECURITIES, INC., and OAK TREE SECURITIES, INC.
- CIK Number
- 0001777338
- Filed Document
- 0001777338-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:17:54 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-08-16 12:12:55 UTC |
- Amount To Be Raised
- $2,235,000
- Associated Brokers / Dealers
- North Capital Private Securities Corp.
- CIK Number
- 0001783064
- Filed Document
- 0001783064-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:12:55 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-08-16 12:11:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001473919
- Filed Document
- 0000935836-19-000446
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:11:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-16 12:10:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750483
- Filed Document
- 0001750483-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:10:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-16 12:09:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Avalon Wealth Management, LLC
- CIK Number
- 0001526387
- Filed Document
- 0001526387-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 12:09:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-16 11:48:18 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785180
- Filed Document
- 0001785180-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-16 11:48:18 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|