Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Semillero Investment Fund I, LLC See All Filings	D/A	2019-08-19 13:38:45 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001673461 Filed Document 0001673461-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 13:38:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wireless Advanced Vehicle Electrification, Inc. See All Filings	D	2019-08-19 13:33:49 UTC
Amount To Be Raised $3,707,964 Associated Brokers / Dealers N/A CIK Number 0001563060 Filed Document 0001563060-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 13:33:49 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SLF - West Lincoln, LLC See All Filings	D/A	2019-08-19 13:33:11 UTC
Amount To Be Raised $3,270,716 Associated Brokers / Dealers Shopoff Securities Inc. and Emerson Equity LLC CIK Number 0001782122 Filed Document 0001782122-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-19 13:33:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Snow Owl Confectioners, Inc. See All Filings	D	2019-08-19 13:28:32 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001719346 Filed Document 0001719346-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 13:28:32 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CareSave Technologies, Inc. See All Filings	D	2019-08-19 13:21:43 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001648258 Filed Document 0001648258-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 13:21:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CGP Parent LLC See All Filings	D/A	2019-08-19 13:17:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785569 Filed Document 0001785569-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 13:17:34 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
First Wave Bio, Inc. See All Filings	D	2019-08-19 13:09:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001783499 Filed Document 0001783499-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-08-19 13:09:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Syzygy Plasmonics Inc. See All Filings	D	2019-08-19 13:04:41 UTC
Amount To Be Raised $7,267,000 Associated Brokers / Dealers N/A CIK Number 0001785743 Filed Document 0001785743-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 13:04:41 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blokable, Inc. See All Filings	D	2019-08-19 13:00:28 UTC
Amount To Be Raised $23,371,465 Associated Brokers / Dealers N/A CIK Number 0001673950 Filed Document 0001673950-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 13:00:28 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Happify, Inc. See All Filings	D	2019-08-19 12:59:50 UTC
Amount To Be Raised $23,527,612 Associated Brokers / Dealers N/A CIK Number 0001544999 Filed Document 0001544999-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:59:50 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SIGNALFIRE AFFILIATES FUND III, L.P. See All Filings	D	2019-08-19 12:50:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776841 Filed Document 0001776841-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:50:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC Exchange Stafford Grove DST See All Filings	D	2019-08-19 12:47:36 UTC
Amount To Be Raised $45,840,220 Associated Brokers / Dealers N/A CIK Number 0001785471 Filed Document 0001785471-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:47:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Offtake LLC See All Filings	D	2019-08-19 12:46:31 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001783777 Filed Document 0001783777-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:46:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Simply Served, LLC See All Filings	D	2019-08-19 12:42:47 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001785730 Filed Document 0001785730-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:42:47 UTC Type of Offering D Industry Manufacturing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
NextGen Till LLC See All Filings	D	2019-08-19 12:42:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785779 Filed Document 0001567619-19-017243 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:42:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SIGNALFIRE AFFILIATES BREAKOUT FUND II, L.P. See All Filings	D	2019-08-19 12:30:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776801 Filed Document 0001776801-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:30:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protoscale Whoa GP LLC See All Filings	D	2019-08-19 12:16:52 UTC
Amount To Be Raised $571,428 Associated Brokers / Dealers N/A CIK Number 0001785816 Filed Document 0001785816-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:16:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterfall Victoria Fund, Ltd. See All Filings	D/A	2019-08-19 12:16:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001484687 Filed Document 0001484687-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:16:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inflection Point Investments CO LTD See All Filings	D	2019-08-19 12:15:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415385 Filed Document 0001415385-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:15:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Streamlined Ventures III, L.P. See All Filings	D	2019-08-19 12:14:10 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001784725 Filed Document 0001784725-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:14:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Waterfall Victoria Fund LP See All Filings	D/A	2019-08-19 12:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001407856 Filed Document 0001511871-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:10:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Global Credit Income Fund Ltd See All Filings	D/A	2019-08-19 12:04:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001555932 Filed Document 0001144204-19-040553 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:04:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterfall Victoria ERISA Fund, Ltd. See All Filings	D/A	2019-08-19 12:04:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001511871 Filed Document 0001511871-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:04:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Global Credit Income Fund, L.P. See All Filings	D/A	2019-08-19 12:04:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001555933 Filed Document 0001144204-19-040552 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:04:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AS O&G, LLC See All Filings	D	2019-08-19 12:02:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001785620 Filed Document 0001785620-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:02:52 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ROYAL HEALTH INC See All Filings	D	2019-08-19 12:01:07 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001781485 Filed Document 0001781485-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:01:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clearwater Capital Partners Direct Lending Opportunities Fund, L.P. See All Filings	D/A	2019-08-19 11:56:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750701 Filed Document 0001750701-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:56:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Logo Holdings I Corp See All Filings	D	2019-08-19 11:55:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560161 Filed Document 0001780191-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:55:48 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Atomic Labs, Inc. See All Filings	D	2019-08-19 11:47:44 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001784627 Filed Document 0001784627-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:47:44 UTC Type of Offering D Industry Investing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Opus Medical Therapies, LLC See All Filings	D	2019-08-19 11:46:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001785788 Filed Document 0001785788-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:46:08 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Debt
MC SV VI LLC See All Filings	D	2019-08-19 11:39:50 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001785664 Filed Document 0001785664-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:39:50 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
IIOT-OXYS, Inc. See All Filings	D	2019-08-19 11:36:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001290658 Filed Document 0001553997-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:36:25 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
400 Capital TX COF I LP See All Filings	D	2019-08-19 11:24:16 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001785403 Filed Document 0001315863-19-000712 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:24:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QuB LLC See All Filings	D	2019-08-19 11:22:21 UTC
Amount To Be Raised $710,000 Associated Brokers / Dealers N/A CIK Number 0001785793 Filed Document 0001785793-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:22:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Waterfall Sandstone Fund, L.P. See All Filings	D/A	2019-08-19 11:14:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615392 Filed Document 0001615392-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:14:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ResortPass, Inc. See All Filings	D	2019-08-19 11:12:06 UTC
Amount To Be Raised $8,999,997 Associated Brokers / Dealers N/A CIK Number 0001785727 Filed Document 0001785727-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:12:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCM-S72-1, LLC See All Filings	D	2019-08-19 11:05:23 UTC
Amount To Be Raised $5,173,739 Associated Brokers / Dealers N/A CIK Number 0001567167 Filed Document 0001567167-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:05:23 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Eden Fund Ltd See All Filings	D/A	2019-08-19 11:02:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001379313 Filed Document 0001379313-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:02:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WATERFALL EDEN FUND LP See All Filings	D/A	2019-08-19 10:52:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001340264 Filed Document 0001340264-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 10:52:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preserver, L.P. See All Filings	D/A	2019-08-19 10:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480112 Filed Document 0001480112-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 10:47:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Edge Global Opportunities Fund, Ltd. See All Filings	D/A	2019-08-19 10:40:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494202 Filed Document 0000919574-19-005485 Exclusions or Exemptions 506b Accepted Date 2019-08-19 10:40:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
1NHealth, Inc. See All Filings	D	2019-08-19 10:32:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001785751 Filed Document 0001785751-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 10:32:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Towerview Voyager Fund, LP See All Filings	D/A	2019-08-19 10:16:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714950 Filed Document 0001714950-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 10:16:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Geo Ticket Portals, Inc. See All Filings	D	2019-08-19 10:07:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001751643 Filed Document 0001751643-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 10:07:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
GAINESVILLE SURGERY CENTER, L.P. See All Filings	D	2019-08-19 09:44:11 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0000941125 Filed Document 0000941125-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 09:44:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
UNIFIED FINANCIAL SERVICES INC See All Filings	D	2019-08-19 08:20:25 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001033926 Filed Document 0000892303-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-08-19 08:20:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CGP Parent LLC See All Filings	D	2019-08-16 21:17:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785569 Filed Document 0001785569-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-16 21:17:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PROFIRE ENERGY INC See All Filings	D	2019-08-16 19:32:41 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0001289636 Filed Document 0001289636-19-000039 Exclusions or Exemptions 506b Accepted Date 2019-08-16 19:32:41 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Pin Oak Alternative Income Fund Master LP See All Filings	D	2019-08-16 19:21:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738387 Filed Document 0001738387-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-16 19:21:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWM Long Term Strategic Fund, LP See All Filings	D/A	2019-08-16 19:17:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747789 Filed Document 0001747789-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-16 19:17:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund