Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rainier UTC Investors, LP See All Filings	D	2019-08-19 17:24:14 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001785170 Filed Document 0001785170-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:24:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Felicitas Opportunities Fund, LP See All Filings	D/A	2019-08-19 17:12:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601889 Filed Document 0001144204-19-040669 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:12:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Felicitas Equity Fund, LP See All Filings	D/A	2019-08-19 17:11:26 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001727700 Filed Document 0001144204-19-040667 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:11:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livelike Inc. See All Filings	D	2019-08-19 17:09:59 UTC
Amount To Be Raised $2,369,433 Associated Brokers / Dealers N/A CIK Number 0001682957 Filed Document 0001682957-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:09:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Felicitas SA1, LP See All Filings	D/A	2019-08-19 17:09:45 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001733995 Filed Document 0001144204-19-040662 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:09:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POPS! Diabetes Care, Inc. See All Filings	D	2019-08-19 17:02:39 UTC
Amount To Be Raised $5,919,665 Associated Brokers / Dealers N/A CIK Number 0001664262 Filed Document 0001437749-19-017120 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:02:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LSC-UKHS HC2, DST See All Filings	D/A	2019-08-19 16:54:39 UTC
Amount To Be Raised $16,482,175 Associated Brokers / Dealers Orchard Securities, LLC, ADVISORY GROUP EQUITY SERVICES LTD., WEALTHFORGE SECURITIES, LLC, CABOT LODGE SECURITIES LLC, NEWBRIDGE SECURITIES CORPORATION, KALOS CAPITAL, INC., MCDERMOTT INVESTMENT SERVICES, LLC, GREAT POINT CAPITAL LLC, WESTPARK CAPITAL, INC., EMERSON EQUITY LLC, PRIMEX, IBN FINANCIAL SERVICES, INC., WHITEHALL-PARKER SECURITIES, INC., and LIGHTPATH CAPITAL, INC CIK Number 0001773443 Filed Document 0001773443-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-08-19 16:54:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BSL Investors Fund III LLC See All Filings	D	2019-08-19 16:52:28 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001782857 Filed Document 0001782857-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 16:52:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
M&D ANTIGUA LLC See All Filings	D	2019-08-19 16:49:37 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001785897 Filed Document 0001785897-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 16:49:37 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BSL Managers Fund III LLC See All Filings	D	2019-08-19 16:48:07 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001782850 Filed Document 0001782850-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 16:48:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RECAP Opportunity Fund III (US), L.P. See All Filings	D/A	2019-08-19 16:47:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740888 Filed Document 0001740888-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-19 16:47:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMOpportunities, Inc. See All Filings	D/A	2019-08-19 16:41:51 UTC
Amount To Be Raised $4,250,013 Associated Brokers / Dealers N/A CIK Number 0001721443 Filed Document 0001721443-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 16:41:51 UTC Type of Offering D/A Industry Other Travel Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BBM Health LLC See All Filings	D	2019-08-19 16:37:47 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001785807 Filed Document 0001785807-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-08-19 16:37:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Venus Concept Ltd. See All Filings	D/A	2019-08-19 16:28:47 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001649064 Filed Document 0001382963-19-000064 Exclusions or Exemptions 506b Accepted Date 2019-08-19 16:28:47 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Radical Plastics, Inc. See All Filings	D	2019-08-19 16:23:29 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001785524 Filed Document 0001785524-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 16:23:29 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
STEPSTONE CH CO-INVESTOR FUND, L.P. See All Filings	D	2019-08-19 16:17:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785806 Filed Document 0001785806-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 16:17:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FC Global Realty Inc See All Filings	D	2019-08-19 16:16:52 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers More Than 5 CIK Number 0000711665 Filed Document 0001213900-19-016291 Exclusions or Exemptions 506b Accepted Date 2019-08-19 16:16:52 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Hillpointe Workforce Housing Partnership I, LP See All Filings	D	2019-08-19 16:05:21 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001785818 Filed Document 0001785818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 16:05:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Overland Park Hotel Investors LLC See All Filings	D	2019-08-19 16:04:30 UTC
Amount To Be Raised $18,243,239 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001781012 Filed Document 0001781012-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 16:04:30 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Hilltop 19 Fund, LLC See All Filings	D	2019-08-19 16:03:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001785864 Filed Document 0001785586-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-19 16:03:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Western Square LLC See All Filings	D	2019-08-19 16:00:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785886 Filed Document 0001785886-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 16:00:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barcodes Holdings, LP See All Filings	D	2019-08-19 15:57:44 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001762989 Filed Document 0001567619-19-017259 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:57:44 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SAD Downtown, LLC See All Filings	D	2019-08-19 15:57:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001740703 Filed Document 0001740703-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:57:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
GAVEKAL ASIAN VALUE FUND See All Filings	D/A	2019-08-19 15:54:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652680 Filed Document 0001405086-19-000263 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:54:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
GAVEKAL GLOBAL ASSET ALLOCATION UCITS FUND See All Filings	D/A	2019-08-19 15:53:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652681 Filed Document 0001405086-19-000262 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:53:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
White Oak India Equity Fund II See All Filings	D/A	2019-08-19 15:53:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IIFL Wealth Management Ltd. CIK Number 0001773913 Filed Document 0001773913-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:53:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barcodes Holdings, LP See All Filings	D	2019-08-19 15:52:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762989 Filed Document 0001567619-19-017258 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:52:41 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RICHMOND FUND LP See All Filings	D/A	2019-08-19 15:46:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427670 Filed Document 0001427670-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:46:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
EHMS Partners LLC See All Filings	D	2019-08-19 15:45:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001785500 Filed Document 0001785586-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:45:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CardioMech AS See All Filings	D	2019-08-19 15:25:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001768128 Filed Document 0001042167-19-000070 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:25:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORWAY Revenue or Assets Decline to Disclose Type of Security Debt
SIH Debt Opportunities Fund II, L.P. See All Filings	D/A	2019-08-19 15:24:29 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Artist Capital LLC CIK Number 0001750598 Filed Document 0001626662-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:24:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3575 FUND LTD See All Filings	D/A	2019-08-19 15:21:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390835 Filed Document 0001785122-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:21:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONST BRAZIL US FEEDER FUND LP See All Filings	D/A	2019-08-19 15:19:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001502925 Filed Document 0001502925-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:19:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCP Norman Drive, LLC See All Filings	D	2019-08-19 15:17:06 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001785856 Filed Document 0001785856-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:17:06 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Applied Internet Technology, Inc. See All Filings	D/A	2019-08-19 15:16:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001771855 Filed Document 0001771855-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:16:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Hemp Synergistics LLC See All Filings	D	2019-08-19 15:14:07 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001785845 Filed Document 0001785845-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:14:07 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Airspace Link, Inc. See All Filings	D	2019-08-19 15:07:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001785875 Filed Document 0001785875-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:07:38 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Hathersage Macro Opportunity Fund, LP See All Filings	D/A	2019-08-19 15:05:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649930 Filed Document 0001315863-19-000713 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:05:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SWA 100, LLC See All Filings	D	2019-08-19 15:04:32 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001785586 Filed Document 0001785586-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 15:04:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
BDJE, Inc. See All Filings	D	2019-08-19 14:59:07 UTC
Amount To Be Raised $2,010 Associated Brokers / Dealers N/A CIK Number 0001728829 Filed Document 0001728829-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 14:59:07 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Magnitude Total Portfolio Fund, L.P. See All Filings	D/A	2019-08-19 14:58:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626662 Filed Document 0001626662-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 14:58:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boardwalk Storage Fund III LLC See All Filings	D	2019-08-19 14:56:22 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001785571 Filed Document 0001785571-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 14:56:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
KWHP DC HOTEL PARTNERS LLC See All Filings	D	2019-08-19 14:51:06 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001785663 Filed Document 0001785663-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 14:51:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
16900 Hawthorne Blvd Opportunity Fund LLC See All Filings	D	2019-08-19 14:33:05 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001784933 Filed Document 0001784933-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 14:33:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Viseroij Investment Fund LLC See All Filings	D	2019-08-19 14:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781781 Filed Document 0001781781-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 14:18:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CapFactor LLC See All Filings	D	2019-08-19 14:14:33 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001785854 Filed Document 0001785854-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 14:14:33 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
LOCUST WOOD LONG OPPORTUNITY, LP See All Filings	D/A	2019-08-19 14:12:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Triple A Partners LLC CIK Number 0001565681 Filed Document 0001013594-19-000505 Exclusions or Exemptions 506b Accepted Date 2019-08-19 14:12:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PhotoniCare, Inc. See All Filings	D	2019-08-19 14:11:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001645671 Filed Document 0001645671-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 14:11:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Bay Point Capital Partners II, LP See All Filings	D/A	2019-08-19 14:07:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stephen Feid, Christopher Caputo, and Paul Sands CIK Number 0001746387 Filed Document 0001746387-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 14:07:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flying L Investments X, LLC See All Filings	D/A	2019-08-19 13:40:39 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001781006 Filed Document 0001781006-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 13:40:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity