|
|
D |
2019-08-20 11:43:21 UTC |
- Amount To Be Raised
- $202,132,997
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Citi Private Advisory, LLC
- CIK Number
- 0001785774
- Filed Document
- 0000947871-19-000608
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 11:43:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-20 11:12:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746234
- Filed Document
- 0001323130-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 11:12:26 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-08-20 11:04:25 UTC |
- Amount To Be Raised
- $102,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785817
- Filed Document
- 0001785945-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 11:04:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-20 10:59:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001783364
- Filed Document
- 0000897069-19-000378
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 10:59:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-20 10:57:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785368
- Filed Document
- 0001785368-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 10:57:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-20 10:45:05 UTC |
- Amount To Be Raised
- $18,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785949
- Filed Document
- 0001785949-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 10:45:05 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2019-08-20 10:38:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749471
- Filed Document
- 0001343623-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 10:38:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-20 10:36:04 UTC |
- Amount To Be Raised
- $8,825,485
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785393
- Filed Document
- 0001785393-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 10:36:04 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-20 10:35:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001783151
- Filed Document
- 0000897069-19-000377
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 10:35:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-20 10:24:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707100
- Filed Document
- 0001323130-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 10:24:55 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-20 10:16:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, FocusPoint Private Capital Group, LLC, Alternative Asset Investment Management Securities, LLC, Blue Sand Securities LLC, and 16 Points LLC
- CIK Number
- 0001343728
- Filed Document
- 0001343623-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 10:16:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-20 10:16:03 UTC |
- Amount To Be Raised
- $3,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785954
- Filed Document
- 0001785954-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 10:16:03 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-20 10:08:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784893
- Filed Document
- 0001784893-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 10:08:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-20 10:02:39 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001658710
- Filed Document
- 0001658710-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 10:02:39 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2019-08-20 10:01:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784893
- Filed Document
- 0001784893-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 10:01:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-20 09:38:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, FocusPoint Private Capital Group, LLC, Alternative Asset Investment Management Securities, LLC, Blue Sand Securities LLC, and 16 Points LLC
- CIK Number
- 0001343623
- Filed Document
- 0001343623-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 09:38:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-20 09:36:58 UTC |
- Amount To Be Raised
- $75,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785716
- Filed Document
- 0001785716-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 09:36:58 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-20 09:35:56 UTC |
- Amount To Be Raised
- $12,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785761
- Filed Document
- 0001785761-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 09:35:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-20 09:35:33 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681633
- Filed Document
- 0001681633-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 09:35:33 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|
|
|
D/A |
2019-08-20 08:50:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000754094
- Filed Document
- 0001566114-19-000098
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 08:50:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-20 08:33:43 UTC |
- Amount To Be Raised
- $2,999,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666270
- Filed Document
- 0001666270-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 08:33:43 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-20 08:30:46 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- MainLine Securities, LLC
- CIK Number
- 0001775214
- Filed Document
- 0001775214-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 08:30:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-20 07:42:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580194
- Filed Document
- 0000902664-19-003493
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 07:42:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-20 07:40:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701831
- Filed Document
- 0000902664-19-003492
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 07:40:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-20 07:38:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580215
- Filed Document
- 0000902664-19-003491
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 07:38:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-20 07:36:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667835
- Filed Document
- 0000902664-19-003490
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-20 07:36:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-19 21:33:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brookfield Advisors (Hong Kong) Ltd.
- CIK Number
- 0001785872
- Filed Document
- 0001785872-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 21:33:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-19 21:22:48 UTC |
- Amount To Be Raised
- $5,419,994
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785518
- Filed Document
- 0001785518-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 21:22:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-19 21:18:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785630
- Filed Document
- 0001785630-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 21:18:53 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-19 20:49:22 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785715
- Filed Document
- 0001785715-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 20:49:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Equity
|
|
|
D |
2019-08-19 20:13:55 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785904
- Filed Document
- 0001785904-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 20:13:55 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2019-08-19 20:12:07 UTC |
- Amount To Be Raised
- $9,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001424288
- Filed Document
- 0001424288-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 20:12:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-19 19:47:02 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785919
- Filed Document
- 0001785919-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 19:47:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-19 19:40:19 UTC |
- Amount To Be Raised
- $4,830,480
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781001
- Filed Document
- 0001567619-19-017312
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 19:40:19 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-19 19:09:03 UTC |
- Amount To Be Raised
- $637,470
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001743380
- Filed Document
- 0001715179-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 19:09:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-19 18:58:00 UTC |
- Amount To Be Raised
- $684,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785488
- Filed Document
- 0001715179-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 18:58:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-19 18:46:18 UTC |
- Amount To Be Raised
- $43,290,015
- Associated Brokers / Dealers
- Equidate Markets, LLC
- CIK Number
- 0001728390
- Filed Document
- 0001715179-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 18:46:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-19 18:45:16 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Kurt Ursich and Jeromy Salvesen
- CIK Number
- 0001784844
- Filed Document
- 0001784844-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 18:45:16 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2019-08-19 18:35:32 UTC |
- Amount To Be Raised
- $867,170
- Associated Brokers / Dealers
- Equidate Markets, LLC
- CIK Number
- 0001715179
- Filed Document
- 0001715179-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 18:35:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-19 18:05:51 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785357
- Filed Document
- 0001785357-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 18:05:51 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-19 18:03:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746401
- Filed Document
- 0001746401-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 18:03:09 UTC
- Type of Offering
- D
- Industry
- Electric Utilities
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2019-08-19 17:54:35 UTC |
- Amount To Be Raised
- $6,170,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785906
- Filed Document
- 0001785906-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 17:54:35 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-08-19 17:44:28 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649565
- Filed Document
- 0001649565-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 17:44:28 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-19 17:37:45 UTC |
- Amount To Be Raised
- $820,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785742
- Filed Document
- 0001785742-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 17:37:45 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2019-08-19 17:36:09 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785832
- Filed Document
- 0001785832-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 17:36:09 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-19 17:34:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785726
- Filed Document
- 0001785726-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 17:34:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-19 17:30:32 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625896
- Filed Document
- 0001625896-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 17:30:32 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-08-19 17:27:18 UTC |
- Amount To Be Raised
- $2,125,512
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000910267
- Filed Document
- 0001144204-19-040674
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 17:27:18 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2019-08-19 17:26:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727105
- Filed Document
- 0000913849-19-000349
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 17:26:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-19 17:24:40 UTC |
- Amount To Be Raised
- $66,501,377
- Associated Brokers / Dealers
- CONCORDE INVESTMENT SERVICES, LLC, MORGAN STANLEY, COMMONWEALTH FINANCIAL NETWORK, AMERIPRISE FINANCIAL SERVICES, INC., KALOS CAPITAL, INC., and WEALTHFORGE SECURITIES, LLC
- CIK Number
- 0001766648
- Filed Document
- 0001766648-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-19 17:24:40 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|