Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sun To Water Technologies, LLC See All Filings	D/A	2019-09-04 10:27:59 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers Jeff B. Blakeley CIK Number 0001691321 Filed Document 0001691321-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-04 10:27:59 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
ATLAS INSTITUTIONAL FUND, LLC See All Filings	D/A	2019-09-04 10:27:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465560 Filed Document 0001465560-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-04 10:27:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IHP Co-Invest I, LP See All Filings	D	2019-09-04 10:24:13 UTC
Amount To Be Raised $9,625,000 Associated Brokers / Dealers N/A CIK Number 0001786922 Filed Document 0001786922-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-04 10:24:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aegis Special Situations QP Fund LLC - Series Agritech I See All Filings	D	2019-09-04 10:17:37 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001786873 Filed Document 0001786510-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-04 10:17:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Phalanx Fund IV, LP See All Filings	D/A	2019-09-04 10:15:10 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001708932 Filed Document 0001708932-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-04 10:15:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Links Funding I, LLC See All Filings	D	2019-09-04 10:08:08 UTC
Amount To Be Raised $2,775,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001786718 Filed Document 0001786718-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-04 10:08:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Aegis Special Situations Fund LLC - Series Plant Protein I See All Filings	D	2019-09-04 10:03:08 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001786510 Filed Document 0001786510-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-04 10:03:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
McCutchen Group Investment Fund Series LLC - 2019 Opportunistic Portfolio See All Filings	D/A	2019-09-04 09:49:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744766 Filed Document 0001013594-19-000517 Exclusions or Exemptions 506b Accepted Date 2019-09-04 09:49:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
36ONE US FEEDER LP See All Filings	D/A	2019-09-04 09:35:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678316 Filed Document 0001678316-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-04 09:35:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Principal V Continuation Fund, L.P. See All Filings	D	2019-09-03 21:55:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group, L.L.C. CIK Number 0001768333 Filed Document 0001768333-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 21:55:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Principal V Continuation Fund AIF (Delaware), L.P. See All Filings	D	2019-09-03 21:54:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group, L.L.C. CIK Number 0001770467 Filed Document 0001770467-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 21:54:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Principal V Continuation Fund (Parallel), L.P. See All Filings	D	2019-09-03 21:49:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group, L.L.C. CIK Number 0001768334 Filed Document 0001768334-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 21:49:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Principal V Continuation Fund (Parallel) AIF (Delaware), L.P. See All Filings	D	2019-09-03 21:45:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group, L.L.C. CIK Number 0001770521 Filed Document 0001770521-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 21:45:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Principal V Continuation Fund (Parallel 2), L.P. See All Filings	D	2019-09-03 21:42:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group, L.L.C. CIK Number 0001768336 Filed Document 0001768336-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 21:42:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Principal V Continuation Fund (Parallel 2) AIF (Delaware), L.P. See All Filings	D	2019-09-03 21:38:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group, L.L.C. CIK Number 0001770479 Filed Document 0001770479-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 21:38:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Principal Fund V, L.P. See All Filings	D	2019-09-03 21:34:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group, L.L.C. CIK Number 0001459071 Filed Document 0001459071-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-03 21:34:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Principal Fund V AIF (Delaware), L.P. See All Filings	D	2019-09-03 21:30:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group, L.L.C. CIK Number 0001768786 Filed Document 0001768786-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 21:30:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Principal Fund V (Parallel), L.P. See All Filings	D	2019-09-03 21:25:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group, L.L.C. CIK Number 0001459070 Filed Document 0001459070-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-03 21:25:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Principal Fund V (Parallel) AIF (Delaware), L.P. See All Filings	D	2019-09-03 21:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group, L.L.C. CIK Number 0001768784 Filed Document 0001768784-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 21:16:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2019-09-03 21:10:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-09-03 21:10:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Edokonta, Inc. See All Filings	D	2019-09-03 20:17:55 UTC
Amount To Be Raised $832,531 Associated Brokers / Dealers N/A CIK Number 0001787070 Filed Document 0001787070-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 20:17:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1013 EAST LLC See All Filings	D	2019-09-03 19:59:12 UTC
Amount To Be Raised $460,000 Associated Brokers / Dealers N/A CIK Number 0001787076 Filed Document 0001787076-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 19:59:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Special Select Partners LLC See All Filings	D	2019-09-03 19:17:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786737 Filed Document 0001786645-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-03 19:17:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jones Agency, Inc. See All Filings	D	2019-09-03 19:13:08 UTC
Amount To Be Raised $4,975,001 Associated Brokers / Dealers N/A CIK Number 0001740038 Filed Document 0001740038-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 19:13:08 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Idwall Series B ONEVC HM, LLC See All Filings	D	2019-09-03 19:12:06 UTC
Amount To Be Raised $512,000 Associated Brokers / Dealers N/A CIK Number 0001784655 Filed Document 0001775551-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-03 19:12:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orcas Product Group, Inc. See All Filings	D	2019-09-03 19:10:25 UTC
Amount To Be Raised $166,658 Associated Brokers / Dealers N/A CIK Number 0001771318 Filed Document 0001771318-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-03 19:10:25 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ChargeItSpot, LLC, a Series of Seedinvest Holdings I, LLC See All Filings	D	2019-09-03 19:06:22 UTC
Amount To Be Raised $153,000 Associated Brokers / Dealers N/A CIK Number 0001775551 Filed Document 0001775551-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 19:06:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SteadyMD, Inc. See All Filings	D	2019-09-03 18:43:52 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001671756 Filed Document 0001671756-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 18:43:52 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Hannan Metals Ltd. See All Filings	D/A	2019-09-03 18:32:24 UTC
Amount To Be Raised $50,804 Associated Brokers / Dealers N/A CIK Number 0001123267 Filed Document 0001715994-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-03 18:32:24 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Option To Acquire
hobbyDB Corp. See All Filings	D	2019-09-03 18:31:36 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001706765 Filed Document 0001706765-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 18:31:36 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kaszek Ventures IV, L.P. See All Filings	D	2019-09-03 18:28:03 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers N/A CIK Number 0001785814 Filed Document 0001785814-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-03 18:28:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business URUGUAY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kaszek Ventures Opportunity I, L.P. See All Filings	D	2019-09-03 18:25:48 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001785791 Filed Document 0001785814-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 18:25:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business URUGUAY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Natel Energy, Inc. See All Filings	D	2019-09-03 18:20:15 UTC
Amount To Be Raised $23,966,700 Associated Brokers / Dealers N/A CIK Number 0001470101 Filed Document 0001470101-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 18:20:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Community Access Fund I, L.L.C. See All Filings	D	2019-09-03 18:16:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001786583 Filed Document 0001786583-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-03 18:16:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SPOTHERO, INC. See All Filings	D	2019-09-03 18:10:03 UTC
Amount To Be Raised $49,999,802 Associated Brokers / Dealers N/A CIK Number 0001609292 Filed Document 0001609292-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-03 18:10:03 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ICR Partners, LLC See All Filings	D	2019-09-03 18:08:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001787073 Filed Document 0001787073-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 18:08:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Corporate Center Investors LP See All Filings	D	2019-09-03 17:58:44 UTC
Amount To Be Raised $12,400,000 Associated Brokers / Dealers N/A CIK Number 0001787122 Filed Document 0001787122-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 17:58:44 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GEM Fund, LLC See All Filings	D	2019-09-03 17:52:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785474 Filed Document 0001785474-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 17:52:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IGI Medical Technologies, LLC See All Filings	D	2019-09-03 17:44:14 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001786907 Filed Document 0001786907-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-03 17:44:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Clique, Inc. See All Filings	D	2019-09-03 17:40:39 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001731930 Filed Document 0001731930-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 17:40:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bellwether Coffee Co. See All Filings	D	2019-09-03 17:38:21 UTC
Amount To Be Raised $38,829,437 Associated Brokers / Dealers N/A CIK Number 0001626643 Filed Document 0001626643-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-03 17:38:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Snowcat Fund International Ltd See All Filings	D	2019-09-03 17:36:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787071 Filed Document 0001315863-19-000735 Exclusions or Exemptions 506b Accepted Date 2019-09-03 17:36:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LumiraDx Ltd See All Filings	D	2019-09-03 17:35:14 UTC
Amount To Be Raised $76,675,000 Associated Brokers / Dealers U.S. Boston Capital Corporation CIK Number 0001685428 Filed Document 0001685428-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-03 17:35:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Concentrates III, a series of Bengal Capital Ventures LP See All Filings	D	2019-09-03 17:29:27 UTC
Amount To Be Raised $3,770,000 Associated Brokers / Dealers Not Applicable CIK Number 0001786906 Filed Document 0001786906-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 17:29:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIndustrial Five Investments, LLC See All Filings	D	2019-09-03 17:27:44 UTC
Amount To Be Raised $3,563,580 Associated Brokers / Dealers N/A CIK Number 0001787048 Filed Document 0001787048-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 17:27:44 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WEYLAND TECH, INC. See All Filings	D	2019-09-03 17:26:59 UTC
Amount To Be Raised $285,000 Associated Brokers / Dealers N/A CIK Number 0001335112 Filed Document 0001469709-19-000139 Exclusions or Exemptions 506b Accepted Date 2019-09-03 17:26:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BRP Secondary Fund III iCapital Access Fund, L.P. See All Filings	D	2019-09-03 17:17:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786597 Filed Document 0000897069-19-000400 Exclusions or Exemptions 506b Accepted Date 2019-09-03 17:17:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banner Oak Industrial Acquisitions Venture, LP See All Filings	D	2019-09-03 17:15:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786645 Filed Document 0001786645-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-03 17:15:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GLADE BROOK PRIVATE INVESTORS XV LP See All Filings	D	2019-09-03 17:12:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745700 Filed Document 0001567619-19-017795 Exclusions or Exemptions 506b Accepted Date 2019-09-03 17:12:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESTANCIA CAPITAL PARTNERS FUND II, L.P. See All Filings	D/A	2019-09-03 17:09:12 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001744821 Filed Document 0001744821-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-03 17:09:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity