Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HCM Cure III LLC See All Filings	D	2019-09-06 16:20:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787420 Filed Document 0001787420-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:20:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bio2 Technologies, Inc. See All Filings	D	2019-09-06 16:19:58 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Mirus Securities, Inc. CIK Number 0001492254 Filed Document 0001492254-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:19:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Inprentus, Inc. See All Filings	D	2019-09-06 16:19:37 UTC
Amount To Be Raised $1,250,042 Associated Brokers / Dealers N/A CIK Number 0001575485 Filed Document 0001575485-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:19:37 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HG Vora Special Opportunities Fund LP See All Filings	D/A	2019-09-06 16:19:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PERKINS FUND MARKETING, L.L.C., STIFEL, NICOLAUS & COMPANY, INCORPORATED, and PAPAMARKOU WELLNER & CO., INC. CIK Number 0001463933 Filed Document 0000919574-19-005750 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:19:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Texas Health Surgery Center Waxahachie, LLC See All Filings	D	2019-09-06 16:11:42 UTC
Amount To Be Raised $516,000 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001761764 Filed Document 0001761764-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:11:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
OZCM OPCO I LLC See All Filings	D/A	2019-09-06 16:10:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779231 Filed Document 0001779231-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:10:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SC Strategic Opportunity Fund, LLC See All Filings	D/A	2019-09-06 16:06:58 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001651924 Filed Document 0001651924-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:06:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sphero, Inc. See All Filings	D	2019-09-06 16:06:26 UTC
Amount To Be Raised $11,979,563 Associated Brokers / Dealers N/A CIK Number 0001503887 Filed Document 0001503887-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:06:26 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OZCM OPCO I LLC See All Filings	D/A	2019-09-06 16:05:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779231 Filed Document 0001779231-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:05:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Willow Bend, LLC See All Filings	D	2019-09-06 16:05:19 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001787405 Filed Document 0001461373-19-000050 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:05:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Prologis, L.P. See All Filings	D/A	2019-09-06 16:04:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001045610 Filed Document 0001045610-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:04:51 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
REF Topco, Inc. See All Filings	D	2019-09-06 16:04:31 UTC
Amount To Be Raised $175,082,250 Associated Brokers / Dealers N/A CIK Number 0001787117 Filed Document 0000950172-19-000106 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:04:31 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orion Mine Finance (Offshore) Fund Ill LP See All Filings	D	2019-09-06 16:03:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787410 Filed Document 0001787410-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:03:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
nVoq Inc See All Filings	D/A	2019-09-06 16:00:29 UTC
Amount To Be Raised $35,750,000 Associated Brokers / Dealers N/A CIK Number 0001170141 Filed Document 0001170141-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:00:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Energy Corp. See All Filings	D	2019-09-06 15:57:33 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001435387 Filed Document 0001493152-19-013789 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:57:33 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
FourWorld Special Opportunities Fund, LLC See All Filings	D/A	2019-09-06 15:52:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BLUE SAND SECURITIES LLC and OLD CITY SECURITIES LLC CIK Number 0001739659 Filed Document 0000919574-19-005747 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:52:35 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAI Managed Volatility Fund, L.P. See All Filings	D/A	2019-09-06 15:52:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Calfee Financial Advisors, Inc. CIK Number 0001461596 Filed Document 0001315863-19-000737 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:52:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
FourWorld SPV II, LLC See All Filings	D/A	2019-09-06 15:51:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BLUE SAND SECURITIES LLC CIK Number 0001677957 Filed Document 0000919574-19-005744 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:51:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio VIII DST See All Filings	D/A	2019-09-06 15:51:21 UTC
Amount To Be Raised $97,179,813 Associated Brokers / Dealers INLAND SECURITIES CORPORATION, MADISON AVENUE SECURITIES, LLC, PRIMEX, 1st Global Capital Corporation, Concorde Investment Services, LLC, DFPG Investments, Inc., International Assets Advisory, LLC, and Nationwide Planning Associates, Inc CIK Number 0001786107 Filed Document 0001786107-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:51:21 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Patria Infrastructure Fund IV Feeder, L.P. See All Filings	D/A	2019-09-06 15:49:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743870 Filed Document 0001743870-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:49:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patria Infrastructure Fund IV, L.P. See All Filings	D/A	2019-09-06 15:42:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743868 Filed Document 0001743868-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:42:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aegis Special Situations QP Fund LLC - Series Plant Protein I See All Filings	D	2019-09-06 15:39:20 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001786448 Filed Document 0001786448-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:39:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pursell Agri-Tech, LLC See All Filings	D	2019-09-06 15:39:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001785670 Filed Document 0001785670-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:39:15 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Parker Gwen LLC See All Filings	D	2019-09-06 15:36:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001787399 Filed Document 0001787399-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:36:33 UTC Type of Offering D Industry Retailing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Organimax Nutrient Corp. See All Filings	D	2019-09-06 15:35:06 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001787045 Filed Document 0001787045-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:35:06 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crosscut 5, L.P. See All Filings	D	2019-09-06 15:35:02 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001782664 Filed Document 0001782664-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:35:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FourWorld Event Opportunities Partners, LP See All Filings	D/A	2019-09-06 15:33:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BLUE SAND SECURITIES LLC CIK Number 0001704389 Filed Document 0000919574-19-005740 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:33:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Culture Fresh Foods, Inc. See All Filings	D	2019-09-06 15:32:50 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001784826 Filed Document 0001784826-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:32:50 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Timing & Trend Fund, LP See All Filings	D/A	2019-09-06 15:32:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751131 Filed Document 0001751131-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:32:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saint Paul Opportunity Zone, L.L.C. See All Filings	D/A	2019-09-06 15:28:33 UTC
Amount To Be Raised $30,726,806 Associated Brokers / Dealers INLAND SECURITIES CORPORATION, RCX CAPITAL GROUP, LLC, 1st Global Capital Corporation, AUSDAL FINANCIAL PARTNERS, INC., WEALTHFORGE SECURITIES, LLC, and HD VEST INVESTMENT SERVICES CIK Number 0001782296 Filed Document 0001782296-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:28:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SCA-Sand Lake, LLC See All Filings	D/A	2019-09-06 15:27:01 UTC
Amount To Be Raised $798,836 Associated Brokers / Dealers N/A CIK Number 0001785269 Filed Document 0001785269-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:27:01 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Mountain View Aggregation Fund LLC See All Filings	D	2019-09-06 15:26:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001787339 Filed Document 0001787339-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:26:03 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Verb Technology Company, Inc. See All Filings	D	2019-09-06 15:21:50 UTC
Amount To Be Raised $11,130,905 Associated Brokers / Dealers A.G.P./Alliance Global Partners CIK Number 0001566610 Filed Document 0001493152-19-013786 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:21:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Denver Hospitality Portfolio DST See All Filings	D/A	2019-09-06 15:19:10 UTC
Amount To Be Raised $28,440,106 Associated Brokers / Dealers INLAND SECURITIES CORPORATION, 1ST GLOBAL CAPITAL CORP., CONCORDE INVESTMENT SERVICES, LLC, GREAT POINT CAPITAL LLC, PRIMEX, STONECREST CAPITAL MARKETS, INC., WEALTHFORGE SECURITIES, LLC, JRL CAPITAL CORPORATION, LINCOLN FINANCIAL ADVISORS CORPORATION, AMERITAS INVESTMENT CORP., MONEY CONCEPTS CAPITAL CORP, PARKLAND SECURITIES, LLC, SIGMA FINANCIAL CORPORATION, CAMBRIDGE INVESTMENT RESEARCH, INC., KCD FINANCIAL, INC., KOVACK SECURITIES INC., NEWBRIDGE SECURITIES CORPORATION, NEXTREND SECURITIES, INC., PRIVATE CLIENT SERVICES, LLC, WESTPARK CAPITAL, INC., Kingsbury Capital Inc, National Securities Corp., and International Assets Advisory, LLC CIK Number 0001777822 Filed Document 0001777822-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:19:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
MexSolar 1 Co-Investment, LP See All Filings	D/A	2019-09-06 15:18:47 UTC
Amount To Be Raised $2,304,600 Associated Brokers / Dealers N/A CIK Number 0001786781 Filed Document 0001786781-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:18:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio VII DST See All Filings	D/A	2019-09-06 15:09:59 UTC
Amount To Be Raised $66,230,446 Associated Brokers / Dealers INLAND SECURITIES CORPORATION, STONECREST CAPITAL MARKETS, INC., DFPG INVESTMENTS, INC., ARETE WEALTH MANAGEMENT, LLC, COLORADO FINANCIAL SERVICE CORPORATION, CONCORDE INVESTMENT SERVICES, LLC, KALOS CAPITAL, INC., WEALTHFORGE SECURITIES, LLC, SAGEPOINT FINANCIAL, INC., 1ST GLOBAL CAPITAL CORP., AMERICAN INVESTORS COMPANY, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., APW CAPITAL, INC., CALTON & ASSOCIATES, INC., CAMBRIDGE INVESTMENT RESEARCH, INC., EMERSON EQUITY LLC, FSC SECURITIES CORPORATION, HD VEST INVESTMENT SERVICES, KOVACK SECURITIES INC., LINCOLN FINANCIAL ADVISORS CORPORATION, M. S. HOWELLS & CO., NEWBRIDGE SECURITIES CORPORATION, PRIMEX, PRIVATE CLIENT SERVICES, LLC, ROYAL ALLIANCE ASSOCIATES, INC., TFS SECURITIES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., WESTERN INTERNATIONAL SECURITIES, INC., WESTPARK CAPITAL, INC., Crown Capital Securities L.P., Great Point Capital LLC, NPB Financial Group, LLC, Woodbury Financial Services, Inc., COMMONWEALTH FINANCIAL NETWORK, LINCOLN FINANCIAL SECURITIES CORPORATION, NATIONAL SECURITIES CORPORATION, Ausdal Financial Partners, Inc., and International Assets Advisory, LLC CIK Number 0001776277 Filed Document 0001776277-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:09:59 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
River Falls Opportunity Zone Fund, LLC See All Filings	D	2019-09-06 15:09:22 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001787191 Filed Document 0001214659-19-005693 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:09:22 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Post Falls Opportunity Zone, LP See All Filings	D	2019-09-06 15:07:35 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001787201 Filed Document 0001214659-19-005691 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:07:35 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
75F, Inc. See All Filings	D/A	2019-09-06 15:03:21 UTC
Amount To Be Raised $18,123,608 Associated Brokers / Dealers N/A CIK Number 0001784319 Filed Document 0001784319-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:03:21 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SOPHIRIS BIO INC. See All Filings	D	2019-09-06 15:02:41 UTC
Amount To Be Raised $5,066,667 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001563855 Filed Document 0001411690-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:02:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DMG Opportunity Fund I LLC See All Filings	D	2019-09-06 15:02:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787320 Filed Document 0001787320-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:02:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Neumentum, Inc. See All Filings	D/A	2019-09-06 14:52:43 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers CIM Securities, LLC and Arcadia Securities, LLC CIK Number 0001720959 Filed Document 0001720959-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:52:43 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GC&H INVESTMENTS LLC See All Filings	D	2019-09-06 14:52:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001116046 Filed Document 0001116046-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:52:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phytonix Corp See All Filings	D	2019-09-06 14:50:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001502870 Filed Document 0001502870-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:50:34 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Healthcare Portfolio VII DST See All Filings	D/A	2019-09-06 14:49:56 UTC
Amount To Be Raised $55,172,296 Associated Brokers / Dealers MCDERMOTT INVESTMENT SERVICES, LLC, INLAND SECURITIES CORPORATION, DFPG INVESTMENTS, INC., CONCORDE INVESTMENT SERVICES, LLC, COLORADO FINANCIAL SERVICE CORPORATION, METROPOLITAN CAPITAL INVESTMENT BANC, INC., 1st Global Capital Corporation, AMERITAS INVESTMENT CORP., CENTAURUS FINANCIAL, INC., MOLONEY SECURITIES CO., INC., SAXONY SECURITIES, INC., WEALTHFORGE SECURITIES, LLC, WOODBURY FINANCIAL SERVICES, INC., LION STREET FINANCIAL, LLC, M. H. LEBLANG, INC., ROYAL ALLIANCE ASSOCIATES, INC., HD VEST INVESTMENT SERVICES, INVESTACORP, INC., KALOS CAPITAL, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, SAGEPOINT FINANCIAL, INC., TRIAD ADVISORS LLC, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., CABOT LODGE SECURITIES LLC, CAMBRIDGE INVESTMENT RESEARCH, INC., CETERA ADVISOR NETWORKS LLC, EMERSON EQUITY LLC, FIRST ALLIED SECURITIES, INC., FSC SECURITIES CORPORATION, GREAT POINT CAPITAL LLC, LIGHTPATH CAPITAL, INC, LINCOLN FINANCIAL SECURITIES CORPORATION, MONEY CONCEPTS CAPITAL CORP, NATIONWIDE PLANNING ASSOCIATES INC., PRIVATE CLIENT SERVICES, LLC, RCX Capital Group LLC, TFS SECURITIES, INC., WESTPARK CAPITAL, INC., SIGMA FINANCIAL CORPORATION, Stonecrest Capital Markets, Inc, PRIMEX, and ARKADIOS CAPITAL CIK Number 0001773603 Filed Document 0001773603-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:49:56 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Fifth Wall Ventures SPV XVII, L.P. See All Filings	D	2019-09-06 14:44:06 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers N/A CIK Number 0001786777 Filed Document 0001786777-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:44:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthcare Portfolio VI DST See All Filings	D/A	2019-09-06 14:43:16 UTC
Amount To Be Raised $53,713,732 Associated Brokers / Dealers NPB FINANCIAL GROUP, LLC, GREAT POINT CAPITAL LLC, CONCORDE INVESTMENT SERVICES, LLC, 1ST GLOBAL CAPITAL CORP., INDEPENDENT FINANCIAL GROUP, LLC, LIGHTHOUSE CAPITAL GROUP, LLC, WESTPARK CAPITAL, INC., PROSPERA FINANCIAL SERVICES, INC., DFPG INVESTMENTS, INC., LIGHTPATH CAPITAL, INC, NEXTREND SECURITIES, INC., BD4RIA, INC., CABOT LODGE SECURITIES LLC, CAPE SECURITIES INC., INVESTACORP, INC., LEWIS FINANCIAL GROUP, L.C., B.B. GRAHAM & COMPANY, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, LION STREET FINANCIAL, LLC, MCDERMOTT INVESTMENT SERVICES, LLC, NATIONWIDE PLANNING ASSOCIATES INC., NEWBRIDGE SECURITIES CORPORATION, STONECREST CAPITAL MARKETS, INC., TRIAD ADVISORS LLC, CROWN CAPITAL SECURITIES, L.P., TRITOWER REAL ESTATE CAPITAL, LLC, WEALTHFORGE SECURITIES, LLC, COLORADO FINANCIAL SERVICE CORPORATION, ARKADIOS CAPITAL, CAMBRIDGE INVESTMENT RESEARCH, INC., WINSLOW, EVANS & CROCKER, INC., ROYAL ALLIANCE ASSOCIATES, INC., PRIMEX, WOODBURY FINANCIAL SERVICES, INC., HD VEST INVESTMENT SERVICES, COASTAL EQUITIES, INC., LINCOLN FINANCIAL SECURITIES CORPORATION, SAGEPOINT FINANCIAL, INC., MADISON AVENUE SECURITIES, LLC, and FSC Securities Corporation CIK Number 0001764786 Filed Document 0001764786-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:43:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Corumat, Inc. See All Filings	D	2019-09-06 14:41:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001787336 Filed Document 0001787336-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:41:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
75F, Inc. See All Filings	D/A	2019-09-06 14:39:09 UTC
Amount To Be Raised $18,123,608 Associated Brokers / Dealers N/A CIK Number 0001784319 Filed Document 0001784319-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:39:09 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Amarillo Self-Storage Portfolio DST See All Filings	D/A	2019-09-06 14:35:16 UTC
Amount To Be Raised $5,486,879 Associated Brokers / Dealers LEWIS FINANCIAL GROUP, L.C. and DAI SECURITIES, LLC CIK Number 0001754139 Filed Document 0001754139-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:35:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other