Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DIA Land Co., LLC See All Filings	D	2019-09-11 10:19:31 UTC
Amount To Be Raised $22,750,000 Associated Brokers / Dealers N/A CIK Number 0001787575 Filed Document 0000892251-19-000055 Exclusions or Exemptions 506b Accepted Date 2019-09-11 10:19:31 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Parquet Capital I (Cayman), Ltd See All Filings	D/A	2019-09-11 10:16:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715476 Filed Document 0000919574-19-005782 Exclusions or Exemptions 506b Accepted Date 2019-09-11 10:16:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
THG ACQUISITION, LLC See All Filings	D	2019-09-11 10:16:24 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001666641 Filed Document 0001567619-19-018138 Exclusions or Exemptions 506b Accepted Date 2019-09-11 10:16:24 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
THG ACQUISITION, LLC See All Filings	D	2019-09-11 10:15:06 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001666641 Filed Document 0001567619-19-018137 Exclusions or Exemptions 506b Accepted Date 2019-09-11 10:15:06 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WST Income Fund I-QP, LLC See All Filings	D	2019-09-11 10:09:09 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001786828 Filed Document 0001786828-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 10:09:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
HIGHLANDS MIAMI EB5 LLLP See All Filings	D/A	2019-09-11 09:46:04 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001680853 Filed Document 0001680853-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-09-11 09:46:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SweetBio, Inc. See All Filings	D	2019-09-11 09:37:47 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers N/A CIK Number 0001643268 Filed Document 0001643268-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 09:37:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
HIGHLANDS MIAMI EB5 LLLP See All Filings	D/A	2019-09-11 09:34:56 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001680853 Filed Document 0001680853-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-11 09:34:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WST Income Fund I, LLC See All Filings	D	2019-09-11 09:26:08 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001786827 Filed Document 0001786827-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 09:26:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
A.R.T. INTERNATIONAL INVESTORS (BVI) LTD. See All Filings	D/A	2019-09-11 09:25:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588336 Filed Document 0001012975-19-000600 Exclusions or Exemptions 506b Accepted Date 2019-09-11 09:25:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLANDS MIAMI EB5 LLLP See All Filings	D	2019-09-11 09:24:45 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001680853 Filed Document 0001680853-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-11 09:24:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
A.R.T. International Investors (USA) LLC See All Filings	D/A	2019-09-11 09:21:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001399415 Filed Document 0001012975-19-000599 Exclusions or Exemptions 506b Accepted Date 2019-09-11 09:21:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Humming Bird Investment Holding SPV I Ltd See All Filings	D	2019-09-11 09:21:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787428 Filed Document 0001787428-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-11 09:21:07 UTC Type of Offering D Industry Investing Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Galton Agency MBS Offshore Fund, Ltd. See All Filings	D/A	2019-09-11 07:47:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, LLC CIK Number 0001732755 Filed Document 0001473967-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-11 07:47:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTALIS LP INVESTORS I, LLC See All Filings	D	2019-09-11 07:46:37 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001787756 Filed Document 0001787756-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 07:46:37 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Galton Mortgage Strategies Offshore Fund, Ltd. See All Filings	D/A	2019-09-11 07:46:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Partners, Inc. CIK Number 0001548872 Filed Document 0001473967-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-11 07:46:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galton Mortgage Strategies Onshore Fund, L.P. See All Filings	D/A	2019-09-11 07:43:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001473967 Filed Document 0001473967-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 07:43:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Piney Lake Opportunities Offshore Fund LP See All Filings	D/A	2019-09-11 06:23:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746265 Filed Document 0000902664-19-003671 Exclusions or Exemptions 506b Accepted Date 2019-09-11 06:23:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Templeton Global Summits (Cayman) Fund, Ltd. See All Filings	D/A	2019-09-11 06:23:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. CIK Number 0001503656 Filed Document 0001503656-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 06:23:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piney Lake Opportunities Fund LP See All Filings	D/A	2019-09-11 06:18:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745979 Filed Document 0000902664-19-003670 Exclusions or Exemptions 506b Accepted Date 2019-09-11 06:18:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piney Lake Opportunities ECI Master Fund LP See All Filings	D/A	2019-09-11 06:17:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746773 Filed Document 0000902664-19-003669 Exclusions or Exemptions 506b Accepted Date 2019-09-11 06:17:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piney Lake Opportunities Non-ECI Master Fund LP See All Filings	D/A	2019-09-11 06:14:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746774 Filed Document 0000902664-19-003668 Exclusions or Exemptions 506b Accepted Date 2019-09-11 06:14:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commsignia Inc. See All Filings	D	2019-09-10 21:19:43 UTC
Amount To Be Raised $13,475,432 Associated Brokers / Dealers N/A CIK Number 0001784424 Filed Document 0001784424-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 21:19:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BC Green Pharmaceuticals Inc. See All Filings	D	2019-09-10 21:03:39 UTC
Amount To Be Raised $513,356 Associated Brokers / Dealers N/A CIK Number 0001787494 Filed Document 0001787494-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 21:03:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Urbanite GCM Fund, LLC See All Filings	D/A	2019-09-10 20:40:59 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001757863 Filed Document 0001757863-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-10 20:40:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Tactivos, Inc. See All Filings	D/A	2019-09-10 20:17:43 UTC
Amount To Be Raised $22,899,779 Associated Brokers / Dealers N/A CIK Number 0001782335 Filed Document 0001782335-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 20:17:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Primo Wind, Inc. See All Filings	D/A	2019-09-10 20:11:29 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Michael Frager, Lynne Rach, and Michael Losse CIK Number 0001736304 Filed Document 0001736304-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-10 20:11:29 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Avant Investment Fund, LLC See All Filings	D	2019-09-10 19:56:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001787058 Filed Document 0001787063-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-10 19:56:54 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
EPL Funds LLC See All Filings	D	2019-09-10 19:54:33 UTC
Amount To Be Raised $131,000 Associated Brokers / Dealers N/A CIK Number 0001787665 Filed Document 0001787665-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 19:54:33 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Senaptec Inc. See All Filings	D	2019-09-10 19:39:55 UTC
Amount To Be Raised $3,329,190 Associated Brokers / Dealers N/A CIK Number 0001618284 Filed Document 0001618284-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-10 19:39:55 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Meditor Capital Management Ltd See All Filings	D	2019-09-10 19:37:36 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers Eddie Norward Jr CIK Number 0001787751 Filed Document 0001787751-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 19:37:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Crocus Lane Holdings LLC See All Filings	D	2019-09-10 19:36:13 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001787061 Filed Document 0001787063-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 19:36:13 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Redfish Labs, Inc. See All Filings	D	2019-09-10 19:17:07 UTC
Amount To Be Raised $1,513,494 Associated Brokers / Dealers N/A CIK Number 0001770785 Filed Document 0001770785-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 19:17:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sonfarrel Aerospace, LLC See All Filings	D	2019-09-10 19:06:32 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001787799 Filed Document 0001787799-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 19:06:32 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Orderly Health Inc. See All Filings	D/A	2019-09-10 19:05:44 UTC
Amount To Be Raised $1,908,588 Associated Brokers / Dealers N/A CIK Number 0001669545 Filed Document 0001669545-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 19:05:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ExchangeRight Net Leased Portfolio 29 DST See All Filings	D	2019-09-10 19:05:38 UTC
Amount To Be Raised $52,573,000 Associated Brokers / Dealers Lighthouse Capital Group LLC CIK Number 0001787801 Filed Document 0001787801-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 19:05:38 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CA Fund I, a series of Parade VC, LP See All Filings	D	2019-09-10 18:52:13 UTC
Amount To Be Raised $141,400 Associated Brokers / Dealers N/A CIK Number 0001787795 Filed Document 0001787747-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-10 18:52:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AS Fund I, a series of MV Funds, LP See All Filings	D	2019-09-10 18:45:35 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001787798 Filed Document 0001787747-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-10 18:45:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CWC Income Properties 6 LLC See All Filings	D/A	2019-09-10 18:38:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714293 Filed Document 0001714293-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 18:38:24 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MAI Fund I, a series of Bendigo Ventures, LP See All Filings	D	2019-09-10 18:31:08 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001787789 Filed Document 0001787747-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-10 18:31:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Continuus Pharmaceuticals, Inc. See All Filings	D	2019-09-10 18:28:55 UTC
Amount To Be Raised $5,000,041 Associated Brokers / Dealers N/A CIK Number 0001577501 Filed Document 0001577501-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 18:28:55 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Axium Infrastructure Canada II (Intl) Limited Partnership See All Filings	D/A	2019-09-10 18:25:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001716492 Filed Document 0001716492-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 18:25:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AxInfra US II LP See All Filings	D/A	2019-09-10 18:23:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001716753 Filed Document 0001716753-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 18:23:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AP Fund I, a series of Todd Goldberg, LP See All Filings	D	2019-09-10 18:22:25 UTC
Amount To Be Raised $162,000 Associated Brokers / Dealers N/A CIK Number 0001787787 Filed Document 0001787747-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 18:22:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 386 See All Filings	D	2019-09-10 18:21:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001767545 Filed Document 0001777877-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-10 18:21:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 461 See All Filings	D	2019-09-10 18:17:56 UTC
Amount To Be Raised $186,455 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001781639 Filed Document 0001777877-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-10 18:17:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 428 See All Filings	D	2019-09-10 18:17:05 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001781143 Filed Document 0001777877-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-10 18:17:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 425 See All Filings	D	2019-09-10 18:15:07 UTC
Amount To Be Raised $529,056 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001780483 Filed Document 0001777877-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 18:15:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 418 See All Filings	D	2019-09-10 18:14:29 UTC
Amount To Be Raised $1,272,819 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001777877 Filed Document 0001777877-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 18:14:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Skylight Tools, Inc. See All Filings	D	2019-09-10 18:07:06 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001712213 Filed Document 0001144204-19-044175 Exclusions or Exemptions 506b Accepted Date 2019-09-10 18:07:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity