|
|
D/A |
2019-09-13 09:44:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715580
- Filed Document
- 0001716663-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 09:44:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-13 09:40:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612185
- Filed Document
- 0001612187-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 09:40:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-13 09:36:16 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788111
- Filed Document
- 0001788111-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 09:36:16 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-09-13 09:34:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612187
- Filed Document
- 0001612187-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 09:34:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-13 09:25:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760200
- Filed Document
- 0001760200-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 09:25:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-13 09:24:23 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001738453
- Filed Document
- 0001738453-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 09:24:23 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-13 09:20:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716663
- Filed Document
- 0001716663-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 09:20:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Earnest Partners China Fund (A Separate Series of the Earnest Series Investment Trust)
See All Filings
|
D/A |
2019-09-13 09:14:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562374
- Filed Document
- 0001562374-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 09:14:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-13 09:08:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546520
- Filed Document
- 0001546520-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 09:08:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-13 09:08:44 UTC |
- Amount To Be Raised
- $425,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788133
- Filed Document
- 0001788133-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 09:08:44 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-13 09:04:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545671
- Filed Document
- 0001545671-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 09:04:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-13 08:59:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001438810
- Filed Document
- 0001438810-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 08:59:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-13 08:58:34 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001773666
- Filed Document
- 0001773666-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 08:58:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-09-13 07:54:20 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- CSP SECURITIES, LP
- CIK Number
- 0001741433
- Filed Document
- 0001741433-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 07:54:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-13 07:49:24 UTC |
- Amount To Be Raised
- $196,408
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001201430
- Filed Document
- 0001201430-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 07:49:24 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2019-09-13 06:27:08 UTC |
- Amount To Be Raised
- $65,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788146
- Filed Document
- 0001788146-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 06:27:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-13 06:06:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652261
- Filed Document
- 0001144204-19-044476
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 06:06:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-13 06:05:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545651
- Filed Document
- 0001209191-19-049402
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 06:05:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-13 06:05:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545650
- Filed Document
- 0001209191-19-049401
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-13 06:05:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-12 21:41:41 UTC |
- Amount To Be Raised
- $13,784,367
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787034
- Filed Document
- 0001787022-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 21:41:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 21:39:21 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Mann Mann Jensen Partners LP
- CIK Number
- 0001787932
- Filed Document
- 0001787932-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 21:39:21 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- AUSTRALIA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Security To Be Acquired
|
|
|
D |
2019-09-12 21:28:26 UTC |
- Amount To Be Raised
- $12,394,175
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787022
- Filed Document
- 0001787022-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 21:28:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 20:47:47 UTC |
- Amount To Be Raised
- $2,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788079
- Filed Document
- 0001788079-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 20:47:47 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WYOMING
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-09-12 19:49:55 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- Hines Securities, Inc., Cambridge Investment Research, Inc., AUSDAL FINANCIAL PARTNERS, INC., WILSON-DAVIS & CO INC., and CENTAURUS FINANCIAL, INC.
- CIK Number
- 0001778223
- Filed Document
- 0001778223-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 19:49:55 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 19:22:14 UTC |
- Amount To Be Raised
- $8,775,900
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784583
- Filed Document
- 0001784583-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 19:22:14 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 19:15:10 UTC |
- Amount To Be Raised
- $9,008,173
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001610618
- Filed Document
- 0001610618-19-000067
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 19:15:10 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 19:11:35 UTC |
- Amount To Be Raised
- $5,203,456
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784583
- Filed Document
- 0001784583-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 19:11:35 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 18:36:42 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787685
- Filed Document
- 0001787685-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 18:36:42 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 18:29:40 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001786521
- Filed Document
- 0001786521-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 18:29:40 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-09-12 18:05:47 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673993
- Filed Document
- 0001673993-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 18:05:47 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 18:03:31 UTC |
- Amount To Be Raised
- $447,180
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788142
- Filed Document
- 0001788143-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 18:03:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-12 17:57:34 UTC |
- Amount To Be Raised
- $158,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788143
- Filed Document
- 0001788143-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:57:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-12 17:55:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787843
- Filed Document
- 0001787843-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:55:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COSTA RICA
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-12 17:55:39 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001786734
- Filed Document
- 0001786734-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:55:39 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-12 17:47:57 UTC |
- Amount To Be Raised
- $97,179,813
- Associated Brokers / Dealers
- INLAND SECURITIES CORPORATION, MADISON AVENUE SECURITIES, LLC, PRIMEX, 1st Global Capital Corporation, Concorde Investment Services, LLC, DFPG Investments, Inc., International Assets Advisory, LLC, Nationwide Planning Associates, Inc, AMERITAS INVESTMENT CORP., and CABIN SECURITIES, INC.
- CIK Number
- 0001786107
- Filed Document
- 0001786107-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:47:57 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-09-12 17:34:27 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001786633
- Filed Document
- 0001786633-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:34:27 UTC
- Type of Offering
- D
- Industry
- Other Travel
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 17:31:00 UTC |
- Amount To Be Raised
- $15,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525080
- Filed Document
- 0001525080-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:31:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 17:29:30 UTC |
- Amount To Be Raised
- $2,005,000
- Associated Brokers / Dealers
- Charles Clinton
- CIK Number
- 0001787998
- Filed Document
- 0001788065-19-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:29:30 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 17:27:25 UTC |
- Amount To Be Raised
- $12,850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788006
- Filed Document
- 0001642247-19-000037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:27:25 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 17:24:36 UTC |
- Amount To Be Raised
- $1,770,000
- Associated Brokers / Dealers
- Charles Clinton
- CIK Number
- 0001787997
- Filed Document
- 0001788065-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:24:36 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-12 17:22:43 UTC |
- Amount To Be Raised
- $30,726,806
- Associated Brokers / Dealers
- INLAND SECURITIES CORPORATION, RCX CAPITAL GROUP, LLC, 1st Global Capital Corporation, AUSDAL FINANCIAL PARTNERS, INC., WEALTHFORGE SECURITIES, LLC, HD VEST INVESTMENT SERVICES, and CONCORDE INVESTMENT SERVICES, LLC
- CIK Number
- 0001782296
- Filed Document
- 0001782296-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:22:43 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 17:21:48 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627997
- Filed Document
- 0001567619-19-018199
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:21:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 17:20:46 UTC |
- Amount To Be Raised
- $1,770,000
- Associated Brokers / Dealers
- Charles Clinton
- CIK Number
- 0001787996
- Filed Document
- 0001788065-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:20:46 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D |
2019-09-12 17:17:09 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784991
- Filed Document
- 0001784991-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:17:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
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D |
2019-09-12 17:16:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788071
- Filed Document
- 0001567619-19-018196
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:16:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
CapRock Partners Industrial Co-Investment Fund III (SP), L.P.
See All Filings
|
D |
2019-09-12 17:14:38 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787656
- Filed Document
- 0001012975-19-000603
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:14:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D |
2019-09-12 17:06:48 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545224
- Filed Document
- 0001782438-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:06:48 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D/A |
2019-09-12 17:05:50 UTC |
- Amount To Be Raised
- $66,230,446
- Associated Brokers / Dealers
- INLAND SECURITIES CORPORATION, STONECREST CAPITAL MARKETS, INC., DFPG INVESTMENTS, INC., ARETE WEALTH MANAGEMENT, LLC, COLORADO FINANCIAL SERVICE CORPORATION, CONCORDE INVESTMENT SERVICES, LLC, KALOS CAPITAL, INC., WEALTHFORGE SECURITIES, LLC, SAGEPOINT FINANCIAL, INC., 1ST GLOBAL CAPITAL CORP., AMERICAN INVESTORS COMPANY, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., APW CAPITAL, INC., CALTON & ASSOCIATES, INC., CAMBRIDGE INVESTMENT RESEARCH, INC., EMERSON EQUITY LLC, FSC SECURITIES CORPORATION, HD VEST INVESTMENT SERVICES, KOVACK SECURITIES INC., LINCOLN FINANCIAL ADVISORS CORPORATION, M. S. HOWELLS & CO., NEWBRIDGE SECURITIES CORPORATION, PRIMEX, PRIVATE CLIENT SERVICES, LLC, ROYAL ALLIANCE ASSOCIATES, INC., TFS SECURITIES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., WESTERN INTERNATIONAL SECURITIES, INC., WESTPARK CAPITAL, INC., Crown Capital Securities L.P., Great Point Capital LLC, NPB Financial Group, LLC, Woodbury Financial Services, Inc., COMMONWEALTH FINANCIAL NETWORK, LINCOLN FINANCIAL SECURITIES CORPORATION, NATIONAL SECURITIES CORPORATION, Ausdal Financial Partners, Inc., International Assets Advisory, LLC, and MCDERMOTT INVESTMENT SERVICES, LLC
- CIK Number
- 0001776277
- Filed Document
- 0001776277-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:05:50 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
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D |
2019-09-12 17:03:09 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Charles Clinton
- CIK Number
- 0001787995
- Filed Document
- 0001788065-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:03:09 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D |
2019-09-12 17:01:54 UTC |
- Amount To Be Raised
- $19,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001365916
- Filed Document
- 0001365916-19-000055
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:01:54 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|