Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bishop Fox Inc. See All Filings	D	2019-09-13 13:40:20 UTC
Amount To Be Raised $36,554,991 Associated Brokers / Dealers N/A CIK Number 0001788024 Filed Document 0001788024-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:40:20 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
PROOF OF TRUST LTD See All Filings	D	2019-09-13 13:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788248 Filed Document 0001640334-19-001835 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:39:21 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Other
Statera Spine, Inc. See All Filings	D	2019-09-13 13:33:40 UTC
Amount To Be Raised $10,408,552 Associated Brokers / Dealers N/A CIK Number 0001788228 Filed Document 0001788228-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:33:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Global Access Fund II, LP See All Filings	D	2019-09-13 13:29:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787830 Filed Document 0001144204-19-044536 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:29:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real McCoy Spirits, Corp. See All Filings	D	2019-09-13 13:23:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596986 Filed Document 0001596986-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:23:47 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MG Enclave Meridian Investments SGC L.P. See All Filings	D	2019-09-13 13:22:20 UTC
Amount To Be Raised $4,190,000 Associated Brokers / Dealers N/A CIK Number 0001787858 Filed Document 0001787858-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:22:20 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
K2 Gold Corp See All Filings	D	2019-09-13 13:20:01 UTC
Amount To Be Raised $2,344,163 Associated Brokers / Dealers CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. CIK Number 0001583962 Filed Document 0001583962-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:20:01 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Alter Venture Partners Fund I SCA, SICAV-RAIF See All Filings	D	2019-09-13 13:19:02 UTC
Amount To Be Raised $133,100,000 Associated Brokers / Dealers N/A CIK Number 0001785696 Filed Document 0001785696-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:19:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SP Kennedy Creek LLC See All Filings	D	2019-09-13 13:17:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001787969 Filed Document 0001787969-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:17:58 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AG Asia Realty Holdings IV, L.P. See All Filings	D/A	2019-09-13 13:13:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Castling Investment Group and Shinhan Investment Corporation CIK Number 0001748927 Filed Document 0001748927-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:13:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Poseidon Capital Syndicate 3, LLC See All Filings	D/A	2019-09-13 13:06:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783043 Filed Document 0001783043-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:06:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Asia Realty Fund IV, L.P. See All Filings	D/A	2019-09-13 13:05:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Castling Investment Group and Shinhan Investment Corporation CIK Number 0001748924 Filed Document 0001748924-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:05:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Studio VC Fund II, L.P. See All Filings	D	2019-09-13 13:04:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788227 Filed Document 0001144204-19-044526 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:04:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Link Group International Inc See All Filings	D	2019-09-13 12:55:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gye Eun Choi CIK Number 0001788151 Filed Document 0001477932-19-005371 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:55:20 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lake Real Estate, LLC See All Filings	D	2019-09-13 12:53:27 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001785371 Filed Document 0000897069-19-000411 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:53:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JONES FINANCIAL COMPANIES LLLP See All Filings	D	2019-09-13 12:52:24 UTC
Amount To Be Raised $368,670 Associated Brokers / Dealers N/A CIK Number 0000815917 Filed Document 0000815917-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:52:24 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
Acumen Resilient Agriculture Fund, LP See All Filings	D	2019-09-13 12:48:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Enclude Capital Advisory UK Limited CIK Number 0001787085 Filed Document 0001787085-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:48:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakmark International Equity L.P. See All Filings	D/A	2019-09-13 12:48:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001124046 Filed Document 0001393725-19-000111 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:48:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Oakmark Global Equity L.P. See All Filings	D/A	2019-09-13 12:45:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406950 Filed Document 0001393725-19-000110 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:45:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ace-Up Inc. See All Filings	D	2019-09-13 12:42:15 UTC
Amount To Be Raised $3,469,962 Associated Brokers / Dealers N/A CIK Number 0001787987 Filed Document 0001787987-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:42:15 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Long-Distance Car Service LLC See All Filings	D/A	2019-09-13 12:41:58 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001787848 Filed Document 0001787848-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:41:58 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
REPLICEL LIFE SCIENCES INC. See All Filings	D	2019-09-13 12:40:10 UTC
Amount To Be Raised $76,030 Associated Brokers / Dealers N/A CIK Number 0001205059 Filed Document 0001085037-19-000086 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:40:10 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Yaupon Fund LP See All Filings	D/A	2019-09-13 12:38:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751958 Filed Document 0000919574-19-005856 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:38:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vicis, Inc. See All Filings	D/A	2019-09-13 12:34:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001608939 Filed Document 0001168404-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:34:11 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AMARILLO GOLD CORP. See All Filings	D	2019-09-13 12:34:07 UTC
Amount To Be Raised $912,297 Associated Brokers / Dealers Mackie Research USA Inc. CIK Number 0001497606 Filed Document 0001062993-19-003677 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:34:07 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
KLS Macro Rates Fund LP See All Filings	D/A	2019-09-13 12:33:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY & CO. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, and PULSE CAPITAL PARTNERS MANAGEMENT, LLC CIK Number 0001557852 Filed Document 0001557852-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:33:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC - Segregated Portfolio 16 See All Filings	D/A	2019-09-13 12:31:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471883 Filed Document 0001724485-19-000089 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:31:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPB Manager Fund, SPC-Segregated Portfolio 102 See All Filings	D/A	2019-09-13 12:30:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618895 Filed Document 0001724485-19-000088 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:30:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navigating Cancer, Inc. See All Filings	D/A	2019-09-13 12:29:13 UTC
Amount To Be Raised $26,000,098 Associated Brokers / Dealers N/A CIK Number 0001533177 Filed Document 0001168404-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:29:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Poseidon Capital Syndicate 1, LLC See All Filings	D/A	2019-09-13 12:27:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783254 Filed Document 0001783254-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:27:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Long-Distance Car Service LLC See All Filings	D	2019-09-13 12:26:09 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001787848 Filed Document 0001787848-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:26:09 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Asta Capital Partners LP See All Filings	D	2019-09-13 12:25:11 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001788116 Filed Document 0001788116-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:25:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Texas Growth Fund Project IX, L.P. See All Filings	D	2019-09-13 12:21:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001788154 Filed Document 0001788154-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:21:49 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ARROWROOT CAPITAL IV, L.P. See All Filings	D/A	2019-09-13 12:17:58 UTC
Amount To Be Raised $315,000,000 Associated Brokers / Dealers PROBITAS FUNDS GROUP, LLC CIK Number 0001749287 Filed Document 0001749287-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:17:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Huntington Center Cincinnati Holdings LLC See All Filings	D	2019-09-13 12:17:03 UTC
Amount To Be Raised $3,574,316 Associated Brokers / Dealers N/A CIK Number 0001786058 Filed Document 0001786058-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:17:03 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MC Tampa Riverwalk LLC See All Filings	D	2019-09-13 12:16:10 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001788182 Filed Document 0001788182-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:16:10 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NEOS Options Fund LP See All Filings	D/A	2019-09-13 12:07:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777286 Filed Document 0001777264-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:07:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEOS Multi-Strategy Growth Fund LP See All Filings	D/A	2019-09-13 12:05:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777264 Filed Document 0001777264-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:05:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARI 1740 Fund, L.P. See All Filings	D/A	2019-09-13 12:03:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652466 Filed Document 0001652466-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:03:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Long-Short Credit Fund L.P. See All Filings	D/A	2019-09-13 12:00:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001091232 Filed Document 0001724485-19-000087 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:00:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEGEAN OFFSHORE FUND LTD See All Filings	D/A	2019-09-13 11:59:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454541 Filed Document 0000919574-19-005853 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:59:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BayCity CLO Holdings, L.P. See All Filings	D/A	2019-09-13 11:59:17 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001345367 Filed Document 0001724485-19-000086 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:59:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Corporate Arbitrage & Relative Value Fund, L.P. See All Filings	D/A	2019-09-13 11:58:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649206 Filed Document 0001724485-19-000085 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:58:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEGEAN FUND LP See All Filings	D/A	2019-09-13 11:58:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454540 Filed Document 0000919574-19-005851 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:58:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Customized Solution Fund R, L.P. See All Filings	D/A	2019-09-13 11:57:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649315 Filed Document 0001724485-19-000084 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:57:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Customized Solution Fund S, L.P. See All Filings	D/A	2019-09-13 11:56:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649299 Filed Document 0001724485-19-000083 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:56:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Long-Short Equity Fund, L.P. See All Filings	D/A	2019-09-13 11:55:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724676 Filed Document 0001724485-19-000082 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:55:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aufbau Holdings Ltd See All Filings	D	2019-09-13 11:55:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001788081 Filed Document 0001788081-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:55:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Other
BayCity Small Cap Core Fund, L.P. See All Filings	D/A	2019-09-13 11:55:01 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001343890 Filed Document 0001724485-19-000081 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:55:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZC CalAg LLC See All Filings	D/A	2019-09-13 11:53:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707711 Filed Document 0001707711-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:53:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity