Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Iron Triangle CAV Offshore, LP See All Filings	D	2019-09-13 16:06:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787390 Filed Document 0001788116-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-09-13 16:06:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP ABSOLUTE RETURN FUND OFFSHORE FEEDER AI, L.P. See All Filings	D/A	2019-09-13 16:04:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300115 Filed Document 0001300115-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-13 16:04:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voyage Auto, Inc. See All Filings	D	2019-09-13 16:02:14 UTC
Amount To Be Raised $33,107,474 Associated Brokers / Dealers N/A CIK Number 0001728857 Filed Document 0001728857-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-13 16:02:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Shields Intermediate Bond Fund LP See All Filings	D/A	2019-09-13 16:01:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Therese Hernandez, and Kirk Kashevaroff CIK Number 0001715261 Filed Document 0001567619-19-018257 Exclusions or Exemptions 506b Accepted Date 2019-09-13 16:01:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VCP PROOF C1, LLC See All Filings	D	2019-09-13 15:56:12 UTC
Amount To Be Raised $1,642,557 Associated Brokers / Dealers none CIK Number 0001787842 Filed Document 0001787842-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 15:56:12 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
True Pharma Strip Inc. See All Filings	D	2019-09-13 15:54:00 UTC
Amount To Be Raised $11,382,280 Associated Brokers / Dealers Ascendant Alternative Strategies, LLC and Axiom Capital Management Inc. CIK Number 0001759706 Filed Document 0001062993-19-003678 Exclusions or Exemptions 506b Accepted Date 2019-09-13 15:54:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Sculptor Credit Opportunities Domestic Partners, LP See All Filings	D/A	2019-09-13 15:52:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553596 Filed Document 0001553596-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-13 15:52:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oak Park Indy, LLC See All Filings	D/A	2019-09-13 15:45:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001762004 Filed Document 0001762004-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 15:45:37 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Iron Triangle CAV Onshore, LP See All Filings	D	2019-09-13 15:36:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787388 Filed Document 0001788116-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-09-13 15:36:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
49OP, LLC See All Filings	D	2019-09-13 15:29:07 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001787713 Filed Document 0001787713-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 15:29:07 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Ortus Enterprises, Corp. See All Filings	D	2019-09-13 15:26:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001787660 Filed Document 0001014100-19-000036 Exclusions or Exemptions 506b Accepted Date 2019-09-13 15:26:51 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GSO Energy Lending Feeder Fund-A Overseas LP See All Filings	D	2019-09-13 15:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787960 Filed Document 0000950142-19-001953 Exclusions or Exemptions 506b Accepted Date 2019-09-13 15:21:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSO Energy Lending Fund-A Overseas LP See All Filings	D	2019-09-13 15:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788054 Filed Document 0000950142-19-001952 Exclusions or Exemptions 506b Accepted Date 2019-09-13 15:20:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSO Energy Lending Fund-A Onshore LP See All Filings	D	2019-09-13 15:18:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787909 Filed Document 0000950142-19-001951 Exclusions or Exemptions 506b Accepted Date 2019-09-13 15:18:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wayne Estates Dayton, LLC See All Filings	D/A	2019-09-13 15:16:04 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001762011 Filed Document 0001762011-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 15:16:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DBC CAV Offshore, LP See All Filings	D	2019-09-13 15:14:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787702 Filed Document 0001788116-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-13 15:14:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enterprise Housing Partners CalGreen VI Fund, L.P. See All Filings	D	2019-09-13 15:12:35 UTC
Amount To Be Raised $100,550,000 Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001787565 Filed Document 0001787565-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 15:12:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Roanoke Real Estate LLC See All Filings	D	2019-09-13 15:09:59 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001788035 Filed Document 0001788035-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 15:09:59 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Coatue CT 46 LLC See All Filings	D	2019-09-13 15:08:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787750 Filed Document 0000919574-19-005858 Exclusions or Exemptions 506b Accepted Date 2019-09-13 15:08:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SRX INVESTMENT II, L.P. See All Filings	D	2019-09-13 14:53:10 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001787461 Filed Document 0001787461-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:53:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Accend Group Holdings, Inc. See All Filings	D	2019-09-13 14:52:46 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001625978 Filed Document 0001625978-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:52:46 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
DBC CAV Onshore, LP See All Filings	D	2019-09-13 14:49:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787389 Filed Document 0001788116-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:49:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wayside Hill Partners, LLC See All Filings	D/A	2019-09-13 14:49:35 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Patrick Capital Markets, LLC, Patrick Capital Markets, LLC, Emerson Equity LLC, Emerson Equity LLC, Cabin Securities, Inc., Center Street Securities, Inc., Center Street Securities, Inc., and Patrick Capital Markets, LLC CIK Number 0001787800 Filed Document 0001787800-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:49:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Superlink America Inc See All Filings	D	2019-09-13 14:48:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Seung Ho Cha CIK Number 0001788212 Filed Document 0001477932-19-005380 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:48:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Atlas Shepherd Holdings LLC See All Filings	D	2019-09-13 14:40:26 UTC
Amount To Be Raised $8,500,004 Associated Brokers / Dealers N/A CIK Number 0001788268 Filed Document 0001788268-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:40:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Saluda Grade Provenance Fund LP See All Filings	D	2019-09-13 14:38:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787925 Filed Document 0001787925-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:38:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brava Diagnostics, Inc. See All Filings	D	2019-09-13 14:35:09 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001758829 Filed Document 0001758829-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:35:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Perfect Day Productions Inc. See All Filings	D	2019-09-13 14:33:27 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001788082 Filed Document 0001788082-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:33:27 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Heritage Distilling Holding Company, Inc. See All Filings	D	2019-09-13 14:32:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001788230 Filed Document 0001788230-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:32:28 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Sebacia, Inc. See All Filings	D	2019-09-13 14:28:18 UTC
Amount To Be Raised $14,999,996 Associated Brokers / Dealers N/A CIK Number 0001493716 Filed Document 0001493716-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:28:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Waagu, Inc. See All Filings	D	2019-09-13 14:25:16 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001669750 Filed Document 0001669750-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:25:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KLS Diversified Fund LP See All Filings	D/A	2019-09-13 14:19:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers APB FINANCIAL GROUP, LLC, MORGAN STANLEY & CO. LLC, KPG CAPITAL PARTNERS, LLC, and PULSE CAPITAL PARTNERS MANAGEMENT, LLC CIK Number 0001506080 Filed Document 0001506080-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:19:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ID Funds LLC - Series V See All Filings	D	2019-09-13 14:17:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001788252 Filed Document 0001788252-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:17:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levin Eye Care LLC See All Filings	D	2019-09-13 14:16:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001788041 Filed Document 0001788041-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:16:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Anahata CAV Offshore, LP See All Filings	D	2019-09-13 14:16:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787704 Filed Document 0001788116-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:16:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IR&M Short Diversified Income Fund LLC See All Filings	D	2019-09-13 14:06:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788197 Filed Document 0001788197-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:06:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREEN STAR GROWING, INC. See All Filings	D/A	2019-09-13 14:05:19 UTC
Amount To Be Raised $1,276,102 Associated Brokers / Dealers N/A CIK Number 0001763367 Filed Document 0001461859-19-000018 Exclusions or Exemptions 504 and 506b Accepted Date 2019-09-13 14:05:19 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Lomas peAk Fund, LP See All Filings	D/A	2019-09-13 14:03:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571087 Filed Document 0001571087-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:03:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lomas Capital, Ltd. See All Filings	D/A	2019-09-13 13:57:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559262 Filed Document 0001559262-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:57:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man FRM CA SPC, on behalf of & for the account of GM-1 SP See All Filings	D/A	2019-09-13 13:54:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001752990 Filed Document 0001752990-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:54:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RS-Orbit Strategies, LLC See All Filings	D	2019-09-13 13:54:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001788194 Filed Document 0001567619-19-018247 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:54:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anahata CAV Onshore, LP See All Filings	D	2019-09-13 13:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787391 Filed Document 0001788116-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:53:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starboard Leaders Select Offshore Fund LP See All Filings	D/A	2019-09-13 13:52:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653179 Filed Document 0000902664-19-003710 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:52:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STARBOARD LEADERS FUND LP See All Filings	D/A	2019-09-13 13:50:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP Capital, LLC CIK Number 0001575038 Filed Document 0000902664-19-003709 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:50:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lomas Capital, LP See All Filings	D/A	2019-09-13 13:50:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559263 Filed Document 0001559263-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:50:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coravin, Inc. See All Filings	D	2019-09-13 13:47:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001517698 Filed Document 0001517698-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:47:31 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Starboard Leaders Offshore Fund LP See All Filings	D/A	2019-09-13 13:44:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600342 Filed Document 0000902664-19-003708 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:44:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starboard Leaders Select Fund LP See All Filings	D/A	2019-09-13 13:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651047 Filed Document 0000902664-19-003707 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:42:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROGENITY, INC. See All Filings	D	2019-09-13 13:42:14 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001580063 Filed Document 0001580063-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:42:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AXA IM Global Emerging Markets Small Cap Fund, LLC See All Filings	D/A	2019-09-13 13:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616570 Filed Document 0000943663-19-000176 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:41:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund