Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MYDA Capital L.P. See All Filings	D/A	2019-09-17 10:56:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500949 Filed Document 0001500949-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:56:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HW Operating, LLC See All Filings	D	2019-09-17 10:50:24 UTC
Amount To Be Raised $617,600 Associated Brokers / Dealers N/A CIK Number 0001761484 Filed Document 0001761484-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:50:24 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Marshall Wace Long Strategies ICAV - MW TOPS Emerging Markets Fund See All Filings	D	2019-09-17 10:48:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788242 Filed Document 0000902664-19-003742 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:48:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MYDA Advantage, L.P. See All Filings	D/A	2019-09-17 10:47:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589840 Filed Document 0001589840-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN INTERNATIONAL SMALL CAP FUND See All Filings	D/A	2019-09-17 10:36:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001253769 Filed Document 0001253769-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:36:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Difesa Offshore Fund, Ltd See All Filings	D	2019-09-17 10:28:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SILVER LEAF PARTNERS, LLC CIK Number 0001787936 Filed Document 0000919574-19-005901 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:28:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ARTABAN TOWNHOMES BALTIMORE INVESTORS LLC See All Filings	D	2019-09-17 10:27:43 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001788446 Filed Document 0001788446-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:27:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Visitor New York Ltd Liability Co See All Filings	D	2019-09-17 10:25:47 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001785132 Filed Document 0001785132-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:25:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AP Fund I, a series of Zeitgeist, LP See All Filings	D	2019-09-17 10:25:35 UTC
Amount To Be Raised $637,460 Associated Brokers / Dealers N/A CIK Number 0001784898 Filed Document 0001784898-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:25:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM IX, L.P. See All Filings	D/A	2019-09-17 10:20:07 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001740647 Filed Document 0001740647-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:20:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
YORK ASIAN STRATEGIC METRIC FEEDER Ltd See All Filings	D/A	2019-09-17 10:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716331 Filed Document 0001144204-19-044830 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:16:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Asian Strategic Metric Master, L.P. See All Filings	D/A	2019-09-17 10:15:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716329 Filed Document 0001144204-19-044829 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:15:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SleepScore Inc. See All Filings	D	2019-09-17 09:58:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788367 Filed Document 0001788367-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 09:58:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KCM Storage Portfolio I, LLC See All Filings	D	2019-09-17 09:46:20 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001786848 Filed Document 0001786846-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 09:46:20 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Ohashi Restaurant Group, LLC See All Filings	D	2019-09-17 09:25:47 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001786846 Filed Document 0001786846-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 09:25:47 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Miller Veterinary Holdings, LLC See All Filings	D	2019-09-17 09:20:13 UTC
Amount To Be Raised $7,986,000 Associated Brokers / Dealers N/A CIK Number 0001788381 Filed Document 0001788381-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 09:20:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Virtual Health Partners, Inc. See All Filings	D	2019-09-17 09:01:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001693871 Filed Document 0001465818-19-000031 Exclusions or Exemptions 506b Accepted Date 2019-09-17 09:01:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yummy Bazaar, Inc. See All Filings	D	2019-09-17 08:59:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001682462 Filed Document 0001682462-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 08:59:24 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
ZIOPHARM ONCOLOGY INC See All Filings	D	2019-09-17 08:31:16 UTC
Amount To Be Raised $19,515,153 Associated Brokers / Dealers N/A CIK Number 0001107421 Filed Document 0001107421-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 08:31:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Fort Worth Boatel & Storage See All Filings	D	2019-09-17 07:59:20 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001788459 Filed Document 0001788459-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-09-17 07:59:20 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oasis Japan Strategic Fund Offshore Feeder Ltd. See All Filings	D/A	2019-09-17 06:12:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750347 Filed Document 0000902664-19-003740 Exclusions or Exemptions 506b Accepted Date 2019-09-17 06:12:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheum Feeder Fund Ltd See All Filings	D	2019-09-16 21:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788067 Filed Document 0001788067-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-16 21:59:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VersaChem, Inc. See All Filings	D	2019-09-16 21:42:51 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001774636 Filed Document 0001774636-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-16 21:42:51 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
IC Partners Offshore Fund See All Filings	D	2019-09-16 21:10:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785889 Filed Document 0001785889-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 21:10:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IC Partners Onshore Fund See All Filings	D	2019-09-16 21:04:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785891 Filed Document 0001785891-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 21:04:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IC Partners Long Only Fund See All Filings	D	2019-09-16 20:57:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786133 Filed Document 0001786133-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 20:57:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Eagle Holdings, Inc. See All Filings	D	2019-09-16 20:41:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001771534 Filed Document 0001771534-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-16 20:41:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FP Capital Global, LP See All Filings	D	2019-09-16 20:16:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787825 Filed Document 0001787824-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-16 20:16:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FP Capital US, LP See All Filings	D	2019-09-16 20:12:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787824 Filed Document 0001787824-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 20:12:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consumer Sleep Solutions LLC See All Filings	D	2019-09-16 19:48:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788442 Filed Document 0001788442-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 19:48:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INTEGRATED CANNABIS COMPANY, INC. See All Filings	D	2019-09-16 19:32:41 UTC
Amount To Be Raised $404,576 Associated Brokers / Dealers N/A CIK Number 0001711141 Filed Document 0001183740-19-000207 Exclusions or Exemptions 506b Accepted Date 2019-09-16 19:32:41 UTC Type of Offering D Industry Agriculture Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
3434 E McDowell, LLC See All Filings	D	2019-09-16 19:30:34 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001788377 Filed Document 0001788374-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-16 19:30:34 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NINE, DST See All Filings	D	2019-09-16 19:29:22 UTC
Amount To Be Raised $14,376,532 Associated Brokers / Dealers EMERSON EQUITY LLC, MATTHEW COPLEY, CHAY THOMAS LAPIN, ROBERT BOGGESS, EDWARD ERIC FERNANDEZ, FRANK PISCITELLI, ELIZABETH LEARNED FRIANT, LESLIE MARGARET PAPPAS, and BOBBY KYLE COWAND CIK Number 0001788353 Filed Document 0001788353-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 19:29:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
111 N Mesa Dr LLC See All Filings	D	2019-09-16 19:08:16 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001788374 Filed Document 0001788374-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 19:08:16 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Green Machine Power, LLC See All Filings	D	2019-09-16 18:50:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001788281 Filed Document 0001788281-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 18:50:52 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Dosist SPV (Series B), a series of Penna Investments, LLC See All Filings	D	2019-09-16 18:49:00 UTC
Amount To Be Raised $825,788 Associated Brokers / Dealers N/A CIK Number 0001785218 Filed Document 0001785218-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 18:49:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexyst 360, Inc. See All Filings	D	2019-09-16 18:14:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001788078 Filed Document 0001788078-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 18:14:46 UTC Type of Offering D Industry Agriculture Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
MIMG CLV Topeka 5 Master, LLC See All Filings	D	2019-09-16 18:09:30 UTC
Amount To Be Raised $15,200,000 Associated Brokers / Dealers N/A CIK Number 0001788387 Filed Document 0001788387-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 18:09:30 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
CirculoGene Theranostics, LLC See All Filings	D	2019-09-16 18:07:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001646728 Filed Document 0001646728-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 18:07:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Gleamery Inc. See All Filings	D	2019-09-16 18:04:52 UTC
Amount To Be Raised $4,619 Associated Brokers / Dealers N/A CIK Number 0001787082 Filed Document 0001787082-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 18:04:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap Series See All Filings	D/A	2019-09-16 17:52:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652002 Filed Document 0001652002-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 17:52:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Katoa Naturals, Inc. See All Filings	D	2019-09-16 17:51:25 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001787674 Filed Document 0001787674-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-16 17:51:25 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PETROTEQ ENERGY INC. See All Filings	D	2019-09-16 17:45:34 UTC
Amount To Be Raised $880,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-19-000019 Exclusions or Exemptions 506b Accepted Date 2019-09-16 17:45:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fund EQ-JOE, a series of Equidate Investments LLC See All Filings	D/A	2019-09-16 17:43:23 UTC
Amount To Be Raised $2,881,662 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001757535 Filed Document 0001786523-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-09-16 17:43:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empros Enterprise Data Technologies Fund II, LLC See All Filings	D/A	2019-09-16 17:29:43 UTC
Amount To Be Raised $2,217,045 Associated Brokers / Dealers N/A CIK Number 0001757637 Filed Document 0001786523-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-09-16 17:29:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-LRN, a series of Equidate Investments, LLC See All Filings	D/A	2019-09-16 17:28:13 UTC
Amount To Be Raised $21,886,556 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001758082 Filed Document 0001786523-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-09-16 17:28:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berken Energy LLC See All Filings	D	2019-09-16 17:26:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786857 Filed Document 0001786857-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-16 17:26:53 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
AMGI Holdings, Inc. See All Filings	D	2019-09-16 17:23:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788440 Filed Document 0001788440-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 17:23:33 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SNR -3 dB, L.P. See All Filings	D	2019-09-16 17:22:22 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001783487 Filed Document 0001783487-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 17:22:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DCM IX, L.P. See All Filings	D/A	2019-09-16 17:20:33 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001740647 Filed Document 0001740647-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 17:20:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund