|
|
D |
2019-09-23 16:32:04 UTC |
- Amount To Be Raised
- $275,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787813
- Filed Document
- 0001787813-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 16:32:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-23 15:57:11 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760644
- Filed Document
- 0001760644-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 15:57:11 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-23 15:56:38 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- CAMPBELL LUTYENS & CO. LTD.
- CIK Number
- 0001752801
- Filed Document
- 0001752801-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 15:56:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-23 15:56:37 UTC |
- Amount To Be Raised
- $3,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787212
- Filed Document
- 0001787212-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 15:56:37 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-23 15:52:23 UTC |
- Amount To Be Raised
- $3,604,651
- Associated Brokers / Dealers
- Michael C Ihrie, Joseph Ondris, Richard Goodwin, Jennifer Lander, Cindy Burkett, Taher Gilani, Chuck Lanza, Wayne Hast, and Todd Gottel
- CIK Number
- 0001781449
- Filed Document
- 0001781449-19-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 15:52:23 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-09-23 15:51:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001786546
- Filed Document
- 0001786546-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 15:51:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-23 15:21:54 UTC |
- Amount To Be Raised
- $14,999,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712390
- Filed Document
- 0001168404-19-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 15:21:54 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-23 15:20:01 UTC |
- Amount To Be Raised
- $3,200,000
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001756608
- Filed Document
- 0001756608-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 15:20:01 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-09-23 15:12:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749658
- Filed Document
- 0000905729-19-000173
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 15:12:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-23 15:11:08 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- Commenda Securities, LLC
- CIK Number
- 0001789027
- Filed Document
- 0001789027-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 15:11:08 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-23 15:09:40 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788729
- Filed Document
- 0001788729-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 15:09:40 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-09-23 15:05:35 UTC |
- Amount To Be Raised
- $595,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001783491
- Filed Document
- 0001783491-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 15:05:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-23 15:00:19 UTC |
- Amount To Be Raised
- $3,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788949
- Filed Document
- 0001788949-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 15:00:19 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-09-23 14:57:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788667
- Filed Document
- 0001788667-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:57:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-23 14:57:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788835
- Filed Document
- 0001788835-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:57:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-23 14:57:06 UTC |
- Amount To Be Raised
- $4,273,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616441
- Filed Document
- 0001616441-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:57:06 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-23 14:56:56 UTC |
- Amount To Be Raised
- $8,748,348
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788673
- Filed Document
- 0001788673-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:56:56 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-23 14:55:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788663
- Filed Document
- 0001788667-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:55:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-23 14:53:25 UTC |
- Amount To Be Raised
- $2,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788115
- Filed Document
- 0000892712-19-000346
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:53:25 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-23 14:52:41 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- na
- CIK Number
- 0001788746
- Filed Document
- 0001788746-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:52:41 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2019-09-23 14:49:57 UTC |
- Amount To Be Raised
- $1,180,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001747285
- Filed Document
- 0001747285-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:49:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-23 14:46:16 UTC |
- Amount To Be Raised
- $526,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001747283
- Filed Document
- 0001747283-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:46:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-23 14:44:07 UTC |
- Amount To Be Raised
- $540,584
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729038
- Filed Document
- 0001183740-19-000208
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:44:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-23 14:42:14 UTC |
- Amount To Be Raised
- $472,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001783461
- Filed Document
- 0001783461-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:42:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-23 14:39:38 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- Growth Capital Services, Inc.
- CIK Number
- 0001755239
- Filed Document
- 0001755239-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:39:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-23 14:36:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788839
- Filed Document
- 0001788839-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:36:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-23 14:27:36 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787882
- Filed Document
- 0001787882-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:27:36 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-09-23 14:26:21 UTC |
- Amount To Be Raised
- $715,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001783462
- Filed Document
- 0001783462-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:26:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-23 14:17:40 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001595323
- Filed Document
- 0001595323-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:17:40 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-09-23 14:07:23 UTC |
- Amount To Be Raised
- $12,850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788006
- Filed Document
- 0001642247-19-000040
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:07:23 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-23 14:04:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0000356271
- Filed Document
- 0000356271-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 14:04:43 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-23 13:59:31 UTC |
- Amount To Be Raised
- $90,002
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781160
- Filed Document
- 0001781160-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 13:59:31 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2019-09-23 13:51:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Joe Sprague
- CIK Number
- 0001135856
- Filed Document
- 0001343394-19-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 13:51:38 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-23 13:45:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Joseph Sprague
- CIK Number
- 0001343394
- Filed Document
- 0001343394-19-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 13:45:25 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-23 13:43:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001747535
- Filed Document
- 0001747535-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 13:43:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-23 13:39:50 UTC |
- Amount To Be Raised
- $24,085
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001422669
- Filed Document
- 0001422669-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 13:39:50 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-09-23 13:38:05 UTC |
- Amount To Be Raised
- $5,565,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001789034
- Filed Document
- 0001789034-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 13:38:05 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-23 13:10:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788980
- Filed Document
- 0001445866-19-001169
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 13:10:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-09-23 13:04:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574902
- Filed Document
- 0000935836-19-000486
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 13:04:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-23 13:03:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653373
- Filed Document
- 0000935836-19-000485
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 13:03:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-23 13:00:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683433
- Filed Document
- 0000935836-19-000484
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 13:00:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-23 12:58:58 UTC |
- Amount To Be Raised
- $6,664,916
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788752
- Filed Document
- 0001788752-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 12:58:58 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-23 12:58:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001738569
- Filed Document
- 0000935836-19-000483
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 12:58:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Franklin Templeton Emerging Market Debt Opportunities (Cayman) Fund, Ltd.
See All Filings
|
D/A |
2019-09-23 12:54:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Franklin Templeton Financial Services Corp.
- CIK Number
- 0001505023
- Filed Document
- 0001505023-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 12:54:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-23 12:54:31 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788617
- Filed Document
- 0001788617-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 12:54:31 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
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D/A |
2019-09-23 12:44:07 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Shopoff Securities Inc., Center Street Securities, Inc., NI ADVISORS, Sunbelt Securities, Inc., Moloney Securities Co., Inc., Richfield Orion International, Inc., Emerson Equity LLC, Newbridge Securities Corporation, Oak Tree Securities, Inc., KALOS CAPITAL, INC., ALEXANDER CAPITAL, L.P., WILSON-DAVIS & CO., INC., WHITEHALL-PARKER SECURITIES, INC., COASTAL EQUITIES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., INTERNATIONAL ASSETS ADVISORY, LLC, ADVISORY GROUP EQUITY SERVICES LTD., GREAT POINT CAPITAL LLC, SANDLAPPER SECURITIES, LLC, BROKERBANK SECURITIES, INC., AUSDAL FINANCIAL PARTNERS, INC., TITAN SECURITIES, CROWN CAPITAL SECURITIES, L.P., MOLONEY SECURITIES CO., INC., CENTAURUS FINANCIAL, INC., FINANCIAL GOAL SECURITIES, INC., LIFEMARK SECURITIES CORP, POLAR INVESTMENT COUNSEL, INC, AEGIS CAPITAL CORP., CHAUNER SECURITIES, INC., and IBN FINANCIAL SERVICES, INC.
- CIK Number
- 0001745037
- Filed Document
- 0001745037-19-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 12:44:07 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2019-09-23 12:32:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Franklin Templeton Financial Services Corp. and Morgan Stanley Smith Barney, LLC
- CIK Number
- 0001503655
- Filed Document
- 0001503655-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 12:32:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-23 12:31:18 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001789010
- Filed Document
- 0001466398-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 12:31:18 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-09-23 12:25:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001753509
- Filed Document
- 0000950103-19-012576
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 12:25:53 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-23 12:16:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001789040
- Filed Document
- 0001789040-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-23 12:16:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|