Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gantry Brands LLC See All Filings	D	2019-09-30 16:18:46 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001789696 Filed Document 0001789696-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:18:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Candlestick Cayman Feeder LTD See All Filings	D	2019-09-30 16:14:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788333 Filed Document 0000905718-19-000804 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:14:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SunBridge Partners JJV Fund II, L.P. See All Filings	D	2019-09-30 16:13:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001769481 Filed Document 0001012975-19-000616 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:13:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EnBiotix, Inc. See All Filings	D	2019-09-30 16:13:23 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001789774 Filed Document 0001789774-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:13:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bean Group, LLC See All Filings	D	2019-09-30 16:12:26 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001789523 Filed Document 0001789523-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:12:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Crafty Holdings, Inc. See All Filings	D	2019-09-30 16:11:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001740560 Filed Document 0001740560-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:11:36 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Drive Too Ltd Liability Co See All Filings	D	2019-09-30 16:09:41 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001789392 Filed Document 0001789392-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:09:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Panoramic Partners LP See All Filings	D/A	2019-09-30 15:50:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404097 Filed Document 0000935836-19-000508 Exclusions or Exemptions 506b Accepted Date 2019-09-30 15:50:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Special Situations Fund LP See All Filings	D	2019-09-30 15:49:13 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers n/a CIK Number 0001789631 Filed Document 0001789631-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 15:49:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVERYTHING'S DIVINE LTD LIABILITY CO See All Filings	D/A	2019-09-30 15:45:50 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001777683 Filed Document 0001777683-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-30 15:45:50 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Brightfield Holdings, Inc. See All Filings	D	2019-09-30 15:41:37 UTC
Amount To Be Raised $118,769,468 Associated Brokers / Dealers N/A CIK Number 0001789037 Filed Document 0001789037-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 15:41:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aella Inc. See All Filings	D	2019-09-30 15:31:25 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001789555 Filed Document 0001789555-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 15:31:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Freedom RE Investors LLC See All Filings	D	2019-09-30 15:29:59 UTC
Amount To Be Raised $1,745,646 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001726205 Filed Document 0001726205-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 15:29:59 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HNA M WHD H, LP See All Filings	D	2019-09-30 15:25:57 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001789123 Filed Document 0001789123-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 15:25:57 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio IX DST See All Filings	D	2019-09-30 15:21:28 UTC
Amount To Be Raised $17,857,732 Associated Brokers / Dealers Inland Securities Corporation CIK Number 0001789375 Filed Document 0001789375-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 15:21:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Pebble Labs Inc. See All Filings	D/A	2019-09-30 15:21:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001772371 Filed Document 0001772371-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-30 15:21:06 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
TOONA TREE FUND (US) Ltd See All Filings	D/A	2019-09-30 15:16:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720740 Filed Document 0001720740-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 15:16:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HNA M WHD B Inc. See All Filings	D	2019-09-30 15:15:50 UTC
Amount To Be Raised $876,100 Associated Brokers / Dealers N/A CIK Number 0001789117 Filed Document 0001789117-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 15:15:50 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ares EF V Employee Co-Invest, L.P. See All Filings	D	2019-09-30 15:03:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001789704 Filed Document 0001789704-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 15:03:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sky Footwear LLC See All Filings	D	2019-09-30 14:58:13 UTC
Amount To Be Raised $117,307 Associated Brokers / Dealers N/A CIK Number 0001789764 Filed Document 0001789764-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 14:58:13 UTC Type of Offering D Industry Retailing Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TEAM-PC Holding Company, LLC See All Filings	D	2019-09-30 14:49:14 UTC
Amount To Be Raised $1,675,000 Associated Brokers / Dealers N/A CIK Number 0001776797 Filed Document 0001776797-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 14:49:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Enterprise Housing Partners XXXI Limited Partnership See All Filings	D	2019-09-30 14:44:39 UTC
Amount To Be Raised $159,737,000 Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001789211 Filed Document 0001789211-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 14:44:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Tiverton Ag Legacy Holdings, LLC See All Filings	D	2019-09-30 14:33:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784463 Filed Document 0001012709-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-30 14:33:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Tiverton AgriFinance II, LP See All Filings	D	2019-09-30 14:31:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784371 Filed Document 0001012709-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-30 14:31:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SouthOcean Real Estate Partners IV, LLC See All Filings	D	2019-09-30 14:29:05 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001789602 Filed Document 0000950172-19-000118 Exclusions or Exemptions 506b Accepted Date 2019-09-30 14:29:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solano Vista Investors LLC See All Filings	D/A	2019-09-30 14:26:17 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Brian S. Kocen CIK Number 0001787507 Filed Document 0001787507-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-30 14:26:17 UTC Type of Offering D/A Industry Commercial Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Affinity Metals Corp. See All Filings	D	2019-09-30 14:25:07 UTC
Amount To Be Raised $875,010 Associated Brokers / Dealers N/A CIK Number 0001789630 Filed Document 0001789630-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 14:25:07 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ADVANTAGE CAPITAL HOLDINGS - II, LLC See All Filings	D/A	2019-09-30 14:24:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers GROWTH CAPITAL SERVICES, INC. CIK Number 0001779052 Filed Document 0001779052-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-30 14:24:18 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Miller & Fox Prospect Joint Venture See All Filings	D	2019-09-30 14:23:40 UTC
Amount To Be Raised $721,528 Associated Brokers / Dealers N/A CIK Number 0001789740 Filed Document 0001789740-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 14:23:40 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
CAI Stoneleigh Equity Fund, LP See All Filings	D	2019-09-30 14:11:33 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001789111 Filed Document 0001789111-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 14:11:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ceres Farms, LLC See All Filings	D/A	2019-09-30 14:11:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001463942 Filed Document 0001463942-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 14:11:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Wolley Inc. See All Filings	D	2019-09-30 14:05:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001695365 Filed Document 0001695365-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 14:05:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Instil Bio, Inc. See All Filings	D	2019-09-30 14:01:54 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001789769 Filed Document 0001789769-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 14:01:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bronx Touring LLC See All Filings	D	2019-09-30 14:00:20 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001788422 Filed Document 0001788422-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 14:00:20 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
PI Bel Aire Court Apartments, LLC See All Filings	D	2019-09-30 13:59:49 UTC
Amount To Be Raised $5,410,000 Associated Brokers / Dealers N/A CIK Number 0001788173 Filed Document 0001788173-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 13:59:49 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategos Fund L P See All Filings	D/A	2019-09-30 13:55:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTE Securities LLC CIK Number 0001292811 Filed Document 0000919574-19-006108 Exclusions or Exemptions 506b Accepted Date 2019-09-30 13:55:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Strategos Offshore, Ltd. See All Filings	D/A	2019-09-30 13:51:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTE Securities LLC CIK Number 0001473586 Filed Document 0000919574-19-006106 Exclusions or Exemptions 506b Accepted Date 2019-09-30 13:51:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGOS PARTNERS LLC See All Filings	D/A	2019-09-30 13:48:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTE Securities LLC CIK Number 0001456761 Filed Document 0000919574-19-006104 Exclusions or Exemptions 506b Accepted Date 2019-09-30 13:48:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
JCDP-6 QP LLC See All Filings	D	2019-09-30 13:46:20 UTC
Amount To Be Raised $194,140,000 Associated Brokers / Dealers N/A CIK Number 0001789768 Filed Document 0001789767-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-30 13:46:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
68 Fund A LLC See All Filings	D	2019-09-30 13:40:01 UTC
Amount To Be Raised $49,500,000 Associated Brokers / Dealers N/A CIK Number 0001788951 Filed Document 0001788951-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 13:40:01 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Karma Cannabis Co (2018) Ltd. See All Filings	D	2019-09-30 13:36:55 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001788946 Filed Document 0001534122-19-000031 Exclusions or Exemptions 506b Accepted Date 2019-09-30 13:36:55 UTC Type of Offering D Industry Other Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
East One Commodity Fund Ltd See All Filings	D	2019-09-30 13:35:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers -- CIK Number 0001783031 Filed Document 0000919574-19-006102 Exclusions or Exemptions 506b Accepted Date 2019-09-30 13:35:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bloomfield Square Acquisition Partners, LLC See All Filings	D	2019-09-30 13:31:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers The Enterprise Securities Company, Inc. CIK Number 0001776647 Filed Document 0001262463-19-000314 Exclusions or Exemptions 506b Accepted Date 2019-09-30 13:31:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
120 Water Audit, Inc. See All Filings	D	2019-09-30 13:30:03 UTC
Amount To Be Raised $7,650,715 Associated Brokers / Dealers N/A CIK Number 0001701190 Filed Document 0001701190-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-30 13:30:03 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
CHC Direct Syndicate Fund, L.P. See All Filings	D	2019-09-30 13:28:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789708 Filed Document 0001789708-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 13:28:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cytogel Pharma, LLC See All Filings	D	2019-09-30 13:28:28 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Charles Towne Securities, LLC CIK Number 0001491841 Filed Document 0001062993-19-003773 Exclusions or Exemptions 506b Accepted Date 2019-09-30 13:28:28 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
VR Argentina Recovery Offshore Fund II Ltd. See All Filings	D	2019-09-30 13:27:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789167 Filed Document 0001315863-19-000784 Exclusions or Exemptions 506b Accepted Date 2019-09-30 13:27:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ARS VIII L3 REIT See All Filings	D	2019-09-30 13:26:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001789561 Filed Document 0001789561-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 13:26:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JCDP-6 AI LLC See All Filings	D	2019-09-30 13:23:53 UTC
Amount To Be Raised $5,860,000 Associated Brokers / Dealers N/A CIK Number 0001789767 Filed Document 0001789767-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 13:23:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VR Argentina Recovery Onshore Fund II, L.P. See All Filings	D	2019-09-30 13:22:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789168 Filed Document 0001315863-19-000783 Exclusions or Exemptions 506b Accepted Date 2019-09-30 13:22:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity