Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Debron Industrial Electronics, LLC See All Filings	D/A	2019-10-01 10:09:36 UTC
Amount To Be Raised $15,702,353 Associated Brokers / Dealers N/A CIK Number 0001747037 Filed Document 0000897069-19-000440 Exclusions or Exemptions 506b Accepted Date 2019-10-01 10:09:36 UTC Type of Offering D/A Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Veravas, Inc. See All Filings	D	2019-10-01 09:57:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001789835 Filed Document 0000898432-19-001214 Exclusions or Exemptions 506b Accepted Date 2019-10-01 09:57:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
411 PONDER AVE LLC See All Filings	D	2019-10-01 09:57:21 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001789759 Filed Document 0001789759-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-01 09:57:21 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GoldRock Technologies, Inc. See All Filings	D	2019-10-01 09:54:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001788221 Filed Document 0001788221-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-01 09:54:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
VerifyMe, Inc. See All Filings	D	2019-10-01 09:17:07 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001104038 Filed Document 0001104038-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-01 09:17:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Meadows 1500 Blue Grove 88, LLC See All Filings	D/A	2019-10-01 09:05:08 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001789090 Filed Document 0001789090-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-01 09:05:08 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
O'Brien Investment Group Discretionary Global Macro Fund, LP See All Filings	D/A	2019-09-30 21:39:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711225 Filed Document 0001711225-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-30 21:39:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLE BLACK DIAMOND, L.P. See All Filings	D/A	2019-09-30 20:50:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc and Sendero Securities, LLC CIK Number 0001056352 Filed Document 0001460879-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-09-30 20:50:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TEN Fund I, a series of AX-PM-Funds-I, LP See All Filings	D	2019-09-30 20:37:40 UTC
Amount To Be Raised $123,561 Associated Brokers / Dealers N/A CIK Number 0001789830 Filed Document 0001789839-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-30 20:37:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLE BLACK DIAMOND LTD. See All Filings	D/A	2019-09-30 20:33:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC and UBS Financial Services Inc. CIK Number 0001461274 Filed Document 0001460879-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-09-30 20:33:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MA Fund I, a series of Noveus Capital Funds, LP See All Filings	D	2019-09-30 20:24:09 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001789839 Filed Document 0001789839-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 20:24:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Diamond Thematic, L.P. See All Filings	D/A	2019-09-30 20:07:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC CIK Number 0001534911 Filed Document 0001460879-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-09-30 20:07:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Woodpecker Technologies, LLC See All Filings	D	2019-09-30 20:05:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001744839 Filed Document 0001744839-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-30 20:05:38 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
HTG MOLECULAR DIAGNOSTICS, INC See All Filings	D	2019-09-30 20:04:46 UTC
Amount To Be Raised $3,517,597 Associated Brokers / Dealers Cantor Fitzgerald & Co. CIK Number 0001169987 Filed Document 0001169987-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-30 20:04:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
214 COLUMBIA LLC See All Filings	D	2019-09-30 19:58:34 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001789889 Filed Document 0001789889-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 19:58:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ExchangeRight Net Leased Portfolio 29 DST See All Filings	D/A	2019-09-30 19:50:26 UTC
Amount To Be Raised $52,573,000 Associated Brokers / Dealers Lighthouse Capital Group LLC and Emerson Equity LLC CIK Number 0001787801 Filed Document 0001787801-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-30 19:50:26 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Black Diamond Thematic Ltd. See All Filings	D/A	2019-09-30 19:44:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC CIK Number 0001543417 Filed Document 0001460879-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-09-30 19:44:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WCI Optic Holdco, LLC See All Filings	D	2019-09-30 19:35:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788401 Filed Document 0001788401-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 19:35:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NSE Fremont Manager, LLC See All Filings	D	2019-09-30 19:14:01 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers None CIK Number 0001789861 Filed Document 0001789861-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 19:14:01 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Linebacker Property 7, LLC See All Filings	D	2019-09-30 19:10:06 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001789723 Filed Document 0001789723-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 19:10:06 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BLACK DIAMOND RELATIVE VALUE PARTNERS, L.P. See All Filings	D/A	2019-09-30 19:01:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001058947 Filed Document 0001460879-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-09-30 19:01:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Madison Square Fund LP See All Filings	D	2019-09-30 18:56:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789845 Filed Document 0001315863-19-000786 Exclusions or Exemptions 506b Accepted Date 2019-09-30 18:56:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wolfe Vista View, LLC See All Filings	D	2019-09-30 18:54:20 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001789712 Filed Document 0001789712-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 18:54:20 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BLACK DIAMOND RELATIVE VALUE LTD. See All Filings	D/A	2019-09-30 18:42:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Sendero Securities, LLC CIK Number 0001460819 Filed Document 0001460879-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-09-30 18:42:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Valkyrie Resource Ventures Fund LLC See All Filings	D	2019-09-30 18:24:31 UTC
Amount To Be Raised $58,000 Associated Brokers / Dealers N/A CIK Number 0001787697 Filed Document 0001787697-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 18:24:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HHF Storage 106 Investor, LLC See All Filings	D	2019-09-30 18:19:38 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001788791 Filed Document 0001788791-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 18:19:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACK DIAMOND PARTNERS, L.P. See All Filings	D/A	2019-09-30 18:13:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Sendero Securities, LLC CIK Number 0000913211 Filed Document 0001460879-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-09-30 18:13:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZincFive, Inc. See All Filings	D	2019-09-30 18:06:52 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001658385 Filed Document 0001288649-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-30 18:06:52 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
EquipmentShare Growth Three, a series of Republic Master Fund, LP See All Filings	D	2019-09-30 17:53:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001789083 Filed Document 0001789083-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:53:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedVet Associates, LLC See All Filings	D	2019-09-30 17:46:43 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001661361 Filed Document 0001661361-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:46:43 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Jefferson Texas Plaza Investors, L.P. See All Filings	D	2019-09-30 17:45:55 UTC
Amount To Be Raised $4,383,000 Associated Brokers / Dealers N/A CIK Number 0001789751 Filed Document 0001789751-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:45:55 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Sartain IPA, LLC See All Filings	D	2019-09-30 17:45:40 UTC
Amount To Be Raised $325,013 Associated Brokers / Dealers N/A CIK Number 0001789854 Filed Document 0001789854-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:45:40 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Black Diamond Ltd. See All Filings	D/A	2019-09-30 17:45:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC and UBS Financial Services Inc. CIK Number 0001460866 Filed Document 0001460879-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:45:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Roastertools, Inc. See All Filings	D/A	2019-09-30 17:40:17 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001706525 Filed Document 0001706525-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:40:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
BurstIQ, Inc. See All Filings	D	2019-09-30 17:35:34 UTC
Amount To Be Raised $5,500,231 Associated Brokers / Dealers N/A CIK Number 0001789865 Filed Document 0001789865-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:35:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Margaux New York, LLC See All Filings	D/A	2019-09-30 17:25:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001670989 Filed Document 0001209191-19-051121 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:25:05 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Percipient.ai Inc. See All Filings	D	2019-09-30 17:19:24 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001702197 Filed Document 0001702197-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:19:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FPA Contrarian Value Equity Fund (ERISA), L.P. See All Filings	D	2019-09-30 17:18:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788408 Filed Document 0001315863-19-000785 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:18:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BLACK DIAMOND ARBITRAGE PARTNERS, L.P. See All Filings	D/A	2019-09-30 17:17:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC and CAIS Capital LLC CIK Number 0001058812 Filed Document 0001460879-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:17:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Whitehall Senior Living, LLC See All Filings	D	2019-09-30 17:09:34 UTC
Amount To Be Raised $19,500,000 Associated Brokers / Dealers N/A CIK Number 0001789851 Filed Document 0001789851-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:09:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SAV Spring Street Capital Corp. See All Filings	D	2019-09-30 17:00:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001788698 Filed Document 0001788698-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:00:33 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TRC Parkgate, LLC See All Filings	D	2019-09-30 16:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789476 Filed Document 0001789476-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:59:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
BLACK DIAMOND ARBITRAGE LTD. See All Filings	D/A	2019-09-30 16:52:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC CIK Number 0001460879 Filed Document 0001460879-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:52:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Winslow Growth Capital Fund II, L.P. See All Filings	D	2019-09-30 16:35:07 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Nuveen Securities, LLC CIK Number 0001753436 Filed Document 0001753436-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:35:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONGRUEX LLC See All Filings	D	2019-09-30 16:33:39 UTC
Amount To Be Raised $381,780 Associated Brokers / Dealers N/A CIK Number 0001722990 Filed Document 0001722990-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:33:39 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Compound Labs, Inc. See All Filings	D	2019-09-30 16:25:42 UTC
Amount To Be Raised $33,579,963 Associated Brokers / Dealers N/A CIK Number 0001736957 Filed Document 0001736957-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:25:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HNA M WHD P, LP See All Filings	D	2019-09-30 16:25:16 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001789829 Filed Document 0001789829-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:25:16 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Roo, LLC See All Filings	D	2019-09-30 16:23:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789726 Filed Document 0001567619-19-018882 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:23:39 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Debt
Klar Holdings Ltd See All Filings	D	2019-09-30 16:21:49 UTC
Amount To Be Raised $6,149,999 Associated Brokers / Dealers N/A CIK Number 0001789669 Filed Document 0001789669-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:21:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Candlestick US Feeder LP See All Filings	D	2019-09-30 16:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788332 Filed Document 0000905718-19-000806 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:19:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund