Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FIVE STATES PRODUCTION ACQUISITION FUND 2020, LLC See All Filings	D	2019-10-15 09:22:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001790564 Filed Document 0001790564-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:22:01 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
BELLE MEADE ASSOCIATES NY L P See All Filings	D/A	2019-10-15 09:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001374681 Filed Document 0001012975-19-000633 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:16:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accion Quona Inclusion Fund, L.P. See All Filings	D/A	2019-10-15 09:13:58 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001755618 Filed Document 0001755618-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:13:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belle Meade Associates NT L P See All Filings	D/A	2019-10-15 09:13:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321284 Filed Document 0001012975-19-000632 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:13:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BELLE MEADE ASSOCIATES LP See All Filings	D/A	2019-10-15 09:10:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460009 Filed Document 0001012975-19-000631 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:10:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THG ACQUISITION, LLC See All Filings	D	2019-10-15 08:54:14 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001666641 Filed Document 0001567619-19-019534 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:54:14 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VILLAGE JUICE CO. FRANCHISING, LLC See All Filings	D	2019-10-15 08:49:48 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers N/A CIK Number 0001779216 Filed Document 0001779216-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:49:48 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
BKL 2019 Series I-A, LP See All Filings	D	2019-10-15 08:31:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001787481 Filed Document 0001787481-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:31:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Townsend Real Estate Alpha Fund III, L.P. See All Filings	D/A	2019-10-15 08:19:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AON Securities Inc. and Kelson Capital, LLC CIK Number 0001684142 Filed Document 0001684142-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:19:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOWNSEND BALANCED REAL ESTATE FUND L P See All Filings	D/A	2019-10-15 08:08:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351287 Filed Document 0001351287-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:08:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOWNSEND DIVERSIFIED REAL ESTATE FUND, L.P. See All Filings	D/A	2019-10-15 08:00:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000841776 Filed Document 0000841776-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:00:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIF IV Co-Invest (T), L.P. See All Filings	D	2019-10-15 07:44:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001790264 Filed Document 0001790264-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 07:44:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
vTv Therapeutics Inc. See All Filings	D	2019-10-15 07:13:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001641489 Filed Document 0001567619-19-019527 Exclusions or Exemptions 506b Accepted Date 2019-10-15 07:13:25 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Strategic Opportunities Fund, L.P. See All Filings	D/A	2019-10-15 06:58:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688173 Filed Document 0000950103-19-013855 Exclusions or Exemptions 506b Accepted Date 2019-10-15 06:58:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forest Hill Strategic Value Offshore, Ltd. See All Filings	D/A	2019-10-15 06:47:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC CIK Number 0001755151 Filed Document 0001315863-19-000831 Exclusions or Exemptions 506b Accepted Date 2019-10-15 06:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Forest Hill Strategic Value Fund, L.P. See All Filings	D/A	2019-10-15 06:46:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC CIK Number 0001591749 Filed Document 0001315863-19-000830 Exclusions or Exemptions 506b Accepted Date 2019-10-15 06:46:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Comgest Growth PLC See All Filings	D/A	2019-10-15 06:43:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508623 Filed Document 0001315863-19-000829 Exclusions or Exemptions 506b Accepted Date 2019-10-15 06:43:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
East El Paso Physicians' Medical Center, LLC See All Filings	D	2019-10-11 22:07:12 UTC
Amount To Be Raised $484,552 Associated Brokers / Dealers N/A CIK Number 0001790168 Filed Document 0001790168-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 22:07:12 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
East Bay Capital Fund III, LP See All Filings	D	2019-10-11 20:52:48 UTC
Amount To Be Raised $6,315,789 Associated Brokers / Dealers n/a CIK Number 0001791000 Filed Document 0001756017-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 20:52:48 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Botrista Technology, Inc. See All Filings	D	2019-10-11 20:15:34 UTC
Amount To Be Raised $2,030,000 Associated Brokers / Dealers N/A CIK Number 0001784083 Filed Document 0001784083-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-11 20:15:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Imperial Capital Acquisition Fund VII (International), LP See All Filings	D	2019-10-11 19:45:37 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001773961 Filed Document 0001773961-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 19:45:37 UTC Type of Offering D Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub HPX LLC See All Filings	D/A	2019-10-11 19:14:42 UTC
Amount To Be Raised $2,561,450 Associated Brokers / Dealers N/A CIK Number 0001783367 Filed Document 0001783367-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 19:14:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cadence Global Equity Fund L.P. See All Filings	D/A	2019-10-11 19:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719456 Filed Document 0001719456-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 19:06:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Ballast B I, LLC See All Filings	D	2019-10-11 18:46:15 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001790979 Filed Document 0001790977-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:46:15 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ballast SFMF V, LLC See All Filings	D	2019-10-11 18:39:23 UTC
Amount To Be Raised $1,137,500 Associated Brokers / Dealers N/A CIK Number 0001790978 Filed Document 0001790977-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:39:23 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ballast SFMF IV, LLC See All Filings	D	2019-10-11 18:23:46 UTC
Amount To Be Raised $2,786,250 Associated Brokers / Dealers N/A CIK Number 0001790977 Filed Document 0001790977-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:23:46 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CIP SHR 1 Preferred, LLC See All Filings	D	2019-10-11 18:08:27 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers DAI Securities and JCC Advisors, LLC CIK Number 0001789699 Filed Document 0001790593-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:08:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Nantahala Capital Partners II Limited Partnership See All Filings	D/A	2019-10-11 18:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504196 Filed Document 0001504196-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:03:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Yorktown Energy Partners XII, L.P. See All Filings	D/A	2019-10-11 18:02:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750133 Filed Document 0001750133-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:02:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KBI Services, Inc. See All Filings	D	2019-10-11 18:01:49 UTC
Amount To Be Raised $22,470,003 Associated Brokers / Dealers N/A CIK Number 0001768818 Filed Document 0001768818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:01:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cinctive CAV Offshore, LP See All Filings	D	2019-10-11 18:01:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791015 Filed Document 0001791027-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:01:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nantahala Capital Partners Limited Partnership See All Filings	D/A	2019-10-11 17:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502725 Filed Document 0001504196-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:59:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Mangum 509, LLC See All Filings	D	2019-10-11 17:44:43 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001790189 Filed Document 0001790189-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:44:43 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
PLATYPUS INSTITUTE INC. See All Filings	D	2019-10-11 17:43:43 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001741614 Filed Document 0001741614-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:43:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cinctive CAV Onshore, LP See All Filings	D	2019-10-11 17:40:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791027 Filed Document 0001791027-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:40:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartLam NA Enterprises US, LLC See All Filings	D	2019-10-11 17:40:02 UTC
Amount To Be Raised $41,700,000 Associated Brokers / Dealers N/A CIK Number 0001790922 Filed Document 0001790922-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:40:02 UTC Type of Offering D Industry Manufacturing Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Ecovative Design LLC See All Filings	D	2019-10-11 17:35:12 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001521458 Filed Document 0001521458-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:35:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Drake's Organic Spirits, LLC See All Filings	D/A	2019-10-11 17:33:38 UTC
Amount To Be Raised $6,235,030 Associated Brokers / Dealers N/A CIK Number 0001722838 Filed Document 0001288230-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:33:38 UTC Type of Offering D/A Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Disciplined Investor Fund, LP See All Filings	D/A	2019-10-11 17:29:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590047 Filed Document 0001590047-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:29:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talon Salpare Bay Marina LLC See All Filings	D	2019-10-11 17:28:46 UTC
Amount To Be Raised $3,762,500 Associated Brokers / Dealers N/A CIK Number 0001790718 Filed Document 0001790718-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:28:46 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Other
Habitas S.A. See All Filings	D	2019-10-11 17:27:48 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001790947 Filed Document 0001382963-19-000072 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:27:48 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Red Sea Ventures II, L.P. See All Filings	D/A	2019-10-11 17:21:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001737640 Filed Document 0001737640-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:21:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knight Co-investment, L.P. See All Filings	D	2019-10-11 17:20:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791018 Filed Document 0001786440-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:20:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Square Mile Partners VI-A LP See All Filings	D	2019-10-11 17:20:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790550 Filed Document 0001790550-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:20:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKO Capital Management, LLC See All Filings	D	2019-10-11 17:19:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fintron Invest LLC CIK Number 0001790927 Filed Document 0001790927-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:19:56 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Other
Square Mile Partners VI LP See All Filings	D	2019-10-11 17:14:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790551 Filed Document 0001790551-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:14:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSC-GLENMONT ABBEY 55 PLUS MULTIFAMILY, DST See All Filings	D/A	2019-10-11 17:12:52 UTC
Amount To Be Raised $14,260,000 Associated Brokers / Dealers Orchard Securities, LLC, WealthForge Securities, LLC, CABIN SECURITIES, INC., Cabot Lodge Securities LLC, IBN FINANCIAL SERVICES, INC., McDermott Investment Services, LLC, Primex, and WESTPARK CAPITAL, INC. CIK Number 0001781251 Filed Document 0001781251-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:12:52 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Select Fund VII LLC See All Filings	D/A	2019-10-11 17:11:44 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001771681 Filed Document 0001213900-19-020232 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:11:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calysta, Inc. See All Filings	D	2019-10-11 17:10:04 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001521645 Filed Document 0001567619-19-019520 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:10:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Voyager Capital Founders' Fund V, L.P. See All Filings	D	2019-10-11 17:07:52 UTC
Amount To Be Raised $5,090,000 Associated Brokers / Dealers N/A CIK Number 0001789091 Filed Document 0001789091-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:07:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund