Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Feast Kitchen Inc. See All Filings	D	2019-10-15 16:35:12 UTC
Amount To Be Raised $20,999,994 Associated Brokers / Dealers N/A CIK Number 0001788830 Filed Document 0001788830-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:35:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIPER JAFFRAY COMPANIES See All Filings	D	2019-10-15 16:33:17 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001230245 Filed Document 0001230245-19-000098 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:33:17 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Debt
Fresenius Medical Care West Metro, LLC See All Filings	D	2019-10-15 16:31:41 UTC
Amount To Be Raised $1,999,561 Associated Brokers / Dealers N/A CIK Number 0001791107 Filed Document 0001461373-19-000057 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:31:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Galen Partners VI Annex Fund, L.P. See All Filings	D	2019-10-15 16:30:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001790428 Filed Document 0001790428-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:30:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galen Evolve SPV LLC See All Filings	D	2019-10-15 16:13:16 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001790455 Filed Document 0001790455-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:13:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Superstring Capital Onshore Fund LP See All Filings	D	2019-10-15 16:11:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787413 Filed Document 0001567619-19-019566 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:11:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bow Wave Partners (Cayman), LP See All Filings	D	2019-10-15 16:11:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791124 Filed Document 0000919574-19-006424 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:11:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
455 Merrimac Trail, LLC See All Filings	D	2019-10-15 16:11:25 UTC
Amount To Be Raised $2,625,304 Associated Brokers / Dealers N/A CIK Number 0001791021 Filed Document 0001791021-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:11:25 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Innovation X Holdings Series 2019-4 QP, LLC See All Filings	D	2019-10-15 16:09:13 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001789305 Filed Document 0000905718-19-000853 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:09:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOW WAVE PARTNERS, LP See All Filings	D	2019-10-15 16:07:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791121 Filed Document 0000919574-19-006422 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:07:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Candera Capital, LLC See All Filings	D	2019-10-15 16:05:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001790496 Filed Document 0001790496-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:05:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PA Direct Credit Opportunities Fund III, L.P. See All Filings	D/A	2019-10-15 16:04:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting LLC and Stifel, Nicolaus & Company, Incorporated CIK Number 0001765132 Filed Document 0001765132-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:04:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Motiv Power Systems, Inc. See All Filings	D	2019-10-15 16:03:51 UTC
Amount To Be Raised $59,669,056 Associated Brokers / Dealers N/A CIK Number 0001496560 Filed Document 0001496560-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:03:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenbell Ventures A, LLC See All Filings	D	2019-10-15 16:03:11 UTC
Amount To Be Raised $35,038,390 Associated Brokers / Dealers N/A CIK Number 0001791093 Filed Document 0001791093-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:03:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PA Direct Credit Opportunities Fund III (Offshore), L.P. See All Filings	D	2019-10-15 15:59:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting LLC and Stifel, Nicolaus & Company, Incorporated CIK Number 0001790553 Filed Document 0001790553-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:59:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KCP MGP International, Ltd. See All Filings	D	2019-10-15 15:52:55 UTC
Amount To Be Raised $40,705,000 Associated Brokers / Dealers N/A CIK Number 0001790597 Filed Document 0001398344-19-017873 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:52:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHITNALL PARK LLC See All Filings	D	2019-10-15 15:52:06 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001791036 Filed Document 0001791036-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:52:06 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Western Wealth Capital XLVIII US Investor, LP See All Filings	D/A	2019-10-15 15:48:45 UTC
Amount To Be Raised $14,300,000 Associated Brokers / Dealers N/A CIK Number 0001790224 Filed Document 0001642247-19-000044 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:48:45 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PETFIVE BRANDS HOLDING LLC See All Filings	D	2019-10-15 15:48:34 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001729530 Filed Document 0001729530-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:48:34 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KCP MGP, LLC See All Filings	D	2019-10-15 15:48:16 UTC
Amount To Be Raised $8,795,000 Associated Brokers / Dealers N/A CIK Number 0001790678 Filed Document 0001398344-19-017871 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:48:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
theMaven, Inc. See All Filings	D	2019-10-15 15:46:57 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers B. Riley FBR, Inc. CIK Number 0000894871 Filed Document 0001493152-19-015501 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:46:57 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-RFB, a series of Equidate Investments, LLC See All Filings	D/A	2019-10-15 15:37:54 UTC
Amount To Be Raised $1,402,024 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001776522 Filed Document 0001776522-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:37:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trackonomy Systems, Inc. See All Filings	D	2019-10-15 15:37:46 UTC
Amount To Be Raised $10,424,994 Associated Brokers / Dealers N/A CIK Number 0001756185 Filed Document 0001756185-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:37:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zama Capital Fund LP See All Filings	D	2019-10-15 15:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668637 Filed Document 0001315863-19-000836 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:28:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Branford Castle Fund II, L.P. See All Filings	D	2019-10-15 15:27:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791045 Filed Document 0001791045-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:27:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Superstring Capital Offshore Fund Ltd. See All Filings	D	2019-10-15 15:24:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789240 Filed Document 0001567619-19-019561 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:24:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plum Alley Syndicate XVIII, LLC See All Filings	D	2019-10-15 15:23:49 UTC
Amount To Be Raised $878,000 Associated Brokers / Dealers N/A CIK Number 0001791038 Filed Document 0001791038-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:23:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
36845 Euclid LLC See All Filings	D	2019-10-15 15:23:29 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001790687 Filed Document 0001790692-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:23:29 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Aseko Inc. See All Filings	D	2019-10-15 15:21:08 UTC
Amount To Be Raised $17,117,306 Associated Brokers / Dealers N/A CIK Number 0001369701 Filed Document 0001567619-19-019559 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:21:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Vigor Medical Systems, Inc. See All Filings	D/A	2019-10-15 15:20:38 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001714396 Filed Document 0001714396-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:20:38 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Traveller Capital Partners III, LP See All Filings	D/A	2019-10-15 15:20:30 UTC
Amount To Be Raised $15,375,000 Associated Brokers / Dealers N/A CIK Number 0001761432 Filed Document 0001761432-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:20:30 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Renovacor, Inc. See All Filings	D	2019-10-15 15:17:25 UTC
Amount To Be Raised $11,050,004 Associated Brokers / Dealers N/A CIK Number 0001786689 Filed Document 0001567619-19-019557 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:17:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
3Spoke Capital - FLX000-01, LP See All Filings	D	2019-10-15 15:12:15 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001754261 Filed Document 0001754261-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:12:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedosophia European Fintech Partners L.P. See All Filings	D	2019-10-15 15:11:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790667 Filed Document 0001790667-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:11:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elicio Therapeutics, Inc. See All Filings	D	2019-10-15 15:08:52 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers None CIK Number 0001555192 Filed Document 0001567619-19-019555 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:08:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
930-DSIC 4, LLC See All Filings	D/A	2019-10-15 15:08:41 UTC
Amount To Be Raised $84,410,452 Associated Brokers / Dealers N/A CIK Number 0001658568 Filed Document 0000950172-19-000122 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:08:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FSD Pharma Inc. See All Filings	D	2019-10-15 15:08:14 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001771885 Filed Document 0000950142-19-002058 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:08:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GALLANT CAPITAL PARTNERS I, L.P. See All Filings	D/A	2019-10-15 14:58:27 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001755638 Filed Document 0001755638-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 14:58:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GALLANT CAPITAL PARTNERS I-A, L.P. See All Filings	D/A	2019-10-15 14:57:08 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001755639 Filed Document 0001755638-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 14:57:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hemden LLC See All Filings	D/A	2019-10-15 14:53:06 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001789002 Filed Document 0001789002-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 14:53:06 UTC Type of Offering D/A Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Stealth BioTherapeutics Corp See All Filings	D	2019-10-15 14:50:41 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers N/A CIK Number 0001696396 Filed Document 0001696396-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 14:50:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TMR Partners LP See All Filings	D	2019-10-15 14:49:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790484 Filed Document 0001790484-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 14:49:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axe Topco, Inc. See All Filings	D	2019-10-15 14:39:34 UTC
Amount To Be Raised $443,513,767 Associated Brokers / Dealers N/A CIK Number 0001790627 Filed Document 0000950172-19-000121 Exclusions or Exemptions 506b Accepted Date 2019-10-15 14:39:34 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arcellx, Inc. See All Filings	D/A	2019-10-15 14:37:57 UTC
Amount To Be Raised $83,681,224 Associated Brokers / Dealers N/A CIK Number 0001786205 Filed Document 0001786205-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-15 14:37:57 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SSE Holdco, LLC See All Filings	D	2019-10-15 14:36:12 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers N/A CIK Number 0001790946 Filed Document 0001790946-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 14:36:12 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio RockTenn A, Ltd. See All Filings	D/A	2019-10-15 14:30:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001622472 Filed Document 0001789504-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-10-15 14:30:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Avenue Investments LP - Series 6 See All Filings	D	2019-10-15 14:27:33 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001790980 Filed Document 0001790980-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 14:27:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Multi-Strategy Portfolio GD Pension Fund, Ltd. See All Filings	D/A	2019-10-15 14:27:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001558771 Filed Document 0001789504-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-10-15 14:27:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: WNTN Dedicated Investor Fund (US) LLC See All Filings	D/A	2019-10-15 14:24:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001559623 Filed Document 0001789504-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-10-15 14:24:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Propel (Oxygen), LLC See All Filings	D	2019-10-15 14:23:32 UTC
Amount To Be Raised $176,000 Associated Brokers / Dealers N/A CIK Number 0001787250 Filed Document 0001783669-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 14:23:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund