Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Colt Ranch & Land Partners II LP See All Filings	D	2019-10-16 13:11:28 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001791218 Filed Document 0001791218-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:11:28 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SAM Risk Managed Fund LLC - Appel Equity Associates Segregated Series See All Filings	D/A	2019-10-16 13:07:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559453 Filed Document 0001559453-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:07:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Roadmap Corsa LP IV (U.S. & Offshore) See All Filings	D	2019-10-16 13:00:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790603 Filed Document 0001790603-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:00:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virgil Sigma Fund, LP See All Filings	D/A	2019-10-16 12:47:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734133 Filed Document 0001734133-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:47:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CALIBRE MINING CORP. See All Filings	D	2019-10-16 12:39:10 UTC
Amount To Be Raised $67,959 Associated Brokers / Dealers CANACCORD GENUITY LLC CIK Number 0001280797 Filed Document 0001062993-19-003916 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:39:10 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Specialty Fund, L.P. See All Filings	D/A	2019-10-16 12:33:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001656061 Filed Document 0000950103-19-013897 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:33:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Astignes Asia Rates Compass Fund Ltd. See All Filings	D	2019-10-16 12:28:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Debra Pipines CIK Number 0001788589 Filed Document 0000919574-19-006442 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:28:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kingsmen Resources Ltd. See All Filings	D	2019-10-16 12:28:03 UTC
Amount To Be Raised $113,268 Associated Brokers / Dealers N/A CIK Number 0001191832 Filed Document 0001567619-19-019576 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:28:03 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio IX DST See All Filings	D/A	2019-10-16 12:24:47 UTC
Amount To Be Raised $17,857,732 Associated Brokers / Dealers Inland Securities Corporation, Mc Dermott Investment Services, LLC, WealthForge Securities LLC, RCX Capital Group LLC, Concorde Investment Services, LLC, JRL Capital Corporation, Cambridge Investment Research, Arkadios Capital, Westpark Capital Inc, Avantax Investment Services Inc, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., Colorado Financial Service Corp, Independent Financial Group, LLC, Triad Advisors, Inc., and DFPG Investments, Inc. CIK Number 0001789375 Filed Document 0001789375-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:24:47 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
White Oak Fixed Income Fund C, L.P. See All Filings	D/A	2019-10-16 12:23:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623617 Filed Document 0001623617-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:23:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Second Street One LLC See All Filings	D	2019-10-16 12:21:41 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001790643 Filed Document 0001790643-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:21:41 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
IEQ Capital Access Fund - FP Credit Partners (TE), L.P. See All Filings	D	2019-10-16 12:10:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790377 Filed Document 0000897069-19-000458 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:10:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fluidex Family & Friends Forex Fund See All Filings	D	2019-10-16 12:06:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph J. Pantella, IV CIK Number 0001791136 Filed Document 0001791136-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:06:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
III Convex Strategies Fund L.P. See All Filings	D/A	2019-10-16 12:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Norfolk Markets, LLC, James River Securities Corp., Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001719705 Filed Document 0001719705-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SILVERCREST HEDGED EQUITY FUND (INTERNATIONAL) LTD. See All Filings	D/A	2019-10-16 12:04:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334613 Filed Document 0001012975-19-000640 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:04:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline Opportunity Fund IV Onshore TE, L.P. See All Filings	D	2019-10-16 12:04:13 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers N/A CIK Number 0001791219 Filed Document 0000902664-19-003989 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:04:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Balto Software, Inc. See All Filings	D	2019-10-16 12:01:49 UTC
Amount To Be Raised $2,999,998 Associated Brokers / Dealers N/A CIK Number 0001752469 Filed Document 0000950138-19-000494 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:01:49 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
GW Apps, Inc. See All Filings	D/A	2019-10-16 12:01:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741419 Filed Document 0001741419-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:01:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ambient Automotive, Inc. See All Filings	D/A	2019-10-16 11:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740382 Filed Document 0001740010-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-16 11:54:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
rMark Bio, Inc. See All Filings	D	2019-10-16 11:52:50 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001730006 Filed Document 0000898432-19-001251 Exclusions or Exemptions 506b Accepted Date 2019-10-16 11:52:50 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
IEQ Capital Access Fund - FP Credit Partners, L.P. See All Filings	D/A	2019-10-16 11:51:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788781 Filed Document 0000897069-19-000457 Exclusions or Exemptions 506b Accepted Date 2019-10-16 11:51:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unmatched Media Group, Inc. See All Filings	D	2019-10-16 11:51:18 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001791053 Filed Document 0001162677-19-000085 Exclusions or Exemptions 506b Accepted Date 2019-10-16 11:51:18 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SILVERCREST HEDGED EQUITY FUND, L.P. See All Filings	D/A	2019-10-16 11:50:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001262298 Filed Document 0001012975-19-000639 Exclusions or Exemptions 506b Accepted Date 2019-10-16 11:50:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1Sharpe Income Fund L.P. See All Filings	D/A	2019-10-16 11:47:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684954 Filed Document 0001684954-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 11:47:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unmatched Media Group, Inc. See All Filings	D	2019-10-16 11:46:47 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001791053 Filed Document 0001162677-19-000084 Exclusions or Exemptions 506b Accepted Date 2019-10-16 11:46:47 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ty View Capital Fund, L.P. See All Filings	D/A	2019-10-16 11:42:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524344 Filed Document 0001524344-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 11:42:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
In Vitro Sciences, LLC See All Filings	D	2019-10-16 11:36:07 UTC
Amount To Be Raised $31,500,000 Associated Brokers / Dealers N/A CIK Number 0001790997 Filed Document 0001015325-19-000028 Exclusions or Exemptions 506b Accepted Date 2019-10-16 11:36:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MHP NoLibs LLC See All Filings	D	2019-10-16 11:33:36 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001790925 Filed Document 0001790923-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-16 11:33:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Parafin Technologies, Inc. See All Filings	D/A	2019-10-16 11:29:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725172 Filed Document 0001740010-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-16 11:29:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
4D Path Inc. See All Filings	D	2019-10-16 11:22:38 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001708545 Filed Document 0001708545-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 11:22:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Family Health Funding I, LLC See All Filings	D	2019-10-16 11:17:10 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001791020 Filed Document 0001791020-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 11:17:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
POWERUP TECHNOLOGY INC. See All Filings	D	2019-10-16 11:16:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001731898 Filed Document 0001731898-19-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2019-10-16 11:16:31 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MHP Conshohocken LLC See All Filings	D	2019-10-16 11:06:56 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001790923 Filed Document 0001790923-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 11:06:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
New IVS Holdings, LLC See All Filings	D	2019-10-16 11:01:03 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001790783 Filed Document 0001015325-19-000027 Exclusions or Exemptions 506b Accepted Date 2019-10-16 11:01:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BGA Horizon Fund, LLC - Aviation - Wings2 Series See All Filings	D	2019-10-16 10:59:02 UTC
Amount To Be Raised $7,805,100 Associated Brokers / Dealers N/A CIK Number 0001791151 Filed Document 0001791151-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 10:59:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accolade, Inc. See All Filings	D	2019-10-16 10:53:39 UTC
Amount To Be Raised $20,000,038 Associated Brokers / Dealers N/A CIK Number 0001481646 Filed Document 0001481646-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 10:53:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
EQT Infrastructure IV Co-Investment (A) SCSp See All Filings	D	2019-10-16 10:47:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791099 Filed Document 0001791099-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 10:47:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpareIt, Inc. See All Filings	D	2019-10-16 10:40:36 UTC
Amount To Be Raised $300,083 Associated Brokers / Dealers N/A CIK Number 0001791226 Filed Document 0001791226-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 10:40:36 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Bridgepoint Europe Portfolio IV LP See All Filings	D	2019-10-16 10:23:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790928 Filed Document 0001790928-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 10:23:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PURECYCLE TECHNOLOGIES LLC See All Filings	D	2019-10-16 10:21:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers GREAT POINT CAPITAL LLC CIK Number 0001753625 Filed Document 0001753625-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-16 10:21:54 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Oleander Medical Technologies LLC See All Filings	D/A	2019-10-16 10:21:16 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001591185 Filed Document 0001591185-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 10:21:16 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
BAYARD GLOBAL HIGH DIVIDEND YIELD FUND LP See All Filings	D/A	2019-10-16 10:09:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516949 Filed Document 0001013594-19-000609 Exclusions or Exemptions 506b Accepted Date 2019-10-16 10:09:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
STAMINA PARTNERS LP See All Filings	D/A	2019-10-16 10:02:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719857 Filed Document 0000919574-19-006440 Exclusions or Exemptions 506b Accepted Date 2019-10-16 10:02:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Infinity Long/Short Equity Fund, LLC See All Filings	D/A	2019-10-16 09:58:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687430 Filed Document 0000926877-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-10-16 09:58:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DC MSA Multifamily DST See All Filings	D/A	2019-10-16 09:48:46 UTC
Amount To Be Raised $39,280,105 Associated Brokers / Dealers Inland Securities Corporation, Primex Prime Electronic Execution Inc, WealthForge Securities LLC, McDermott Investment Services, LLC, Lightpath Capital Inc., RCX Capital Group LLC, Concorde Investment Services, LLC, Investacorp, Inc., DFPG Investments, Inc., 1st Global Capital Corporation, Westpark Capital Inc, Cabot Lodge Securities LLC, Investment Planners, Inc., Sagepoint Financial, Inc., Lincoln Financial Advisors, Nationwide Planning Associates, Inc., and Triad Advisors, Inc. CIK Number 0001785005 Filed Document 0001785005-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-16 09:48:46 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NYDIG Institutional Basket Fund LP See All Filings	D	2019-10-16 09:42:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780005 Filed Document 0001780005-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-16 09:42:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Lane Impact Fund LP See All Filings	D/A	2019-10-16 09:37:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001756639 Filed Document 0001756639-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 09:37:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun Belt Multifamily Portfolio II DST See All Filings	D/A	2019-10-16 09:33:10 UTC
Amount To Be Raised $67,591,872 Associated Brokers / Dealers DFPG Investments, Inc., APW Capital Inc, Westpark Capital Inc, Capital Investment Group, Inc., Mc Dermott Investment Services, LLC, American Investors Company, Sagepoint Financial, Inc., International Assets Advisory, LLC, Tfs Securities, Inc., Concorde Investment Services, LLC, Calton & Associates, Primex Prime Electronic Execution Inc, Investacorp, Inc., Securities America Inc., Triad Advisors, Inc., Lincoln Financial Advisors, H D Vest Investment Securities Inc, WealthForge Securities LLC, Crown Capital Securities L.P., 1st Global Capital Corporation, Woodbury Financial Services, Inc., Cambridge Investment Research, Lincoln Financial Securities Corp, Whitehall-Parker Securities, Inc., Great Point Capital LLC, Commonwealth Financial Network, Royal Alliance Associates, Inc., First Allied Securities Inc., Summit Brokerage Services, Inc., Colorado Financial Service Corp, Madison Avenue Securities, LLC, FSC Securities Corporation, RCX Capital Group LLC, Independent Financial Group, LLC, Capulent LLC, Voya Financial Advisors, Center Street Securities, Inc., Nationwide Planning Associates, Inc, Vanderbilt Securities, LLC, Ameritas Investment Corp., Stonecrest Capital Markets, Inc, and Avantax Investment Services Inc CIK Number 0001777792 Filed Document 0001777792-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-10-16 09:33:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ZAHN Parent, LLC See All Filings	D	2019-10-16 09:27:59 UTC
Amount To Be Raised $379,903,128 Associated Brokers / Dealers N/A CIK Number 0001790914 Filed Document 0001790914-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 09:27:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Monroe Capital Income Plus Corp See All Filings	D/A	2019-10-16 09:24:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital, LLC CIK Number 0001742313 Filed Document 0001104659-19-054301 Exclusions or Exemptions 506b Accepted Date 2019-10-16 09:24:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity