Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AZ RANDALL OH INVESTORS DST See All Filings	D/A	2019-10-17 18:39:54 UTC
Amount To Be Raised $28,445,586 Associated Brokers / Dealers Great Point Capital LLC CIK Number 0001787738 Filed Document 0000932440-19-000059 Exclusions or Exemptions 506b Accepted Date 2019-10-17 18:39:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
747 Hudson IV, L.P. See All Filings	D/A	2019-10-17 18:38:08 UTC
Amount To Be Raised $40,086,250 Associated Brokers / Dealers N/A CIK Number 0001770765 Filed Document 0001770765-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-17 18:38:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alidoro Restaurant Group, LLC See All Filings	D	2019-10-17 18:32:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786959 Filed Document 0001786959-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 18:32:36 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCP Cayman Debt Fund L.P. See All Filings	D/A	2019-10-17 18:30:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001755316 Filed Document 0001755316-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 18:30:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Praedium X Middle-Income Housing Fund, L.P. See All Filings	D	2019-10-17 18:09:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790791 Filed Document 0001790791-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 18:09:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Behave Health Corp. See All Filings	D	2019-10-17 18:03:34 UTC
Amount To Be Raised $4,432,258 Associated Brokers / Dealers N/A CIK Number 0001789714 Filed Document 0001789714-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 18:03:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1550 SOUTH FAIRFAX INVESTORS LLC See All Filings	D	2019-10-17 18:01:44 UTC
Amount To Be Raised $5,130,000 Associated Brokers / Dealers N/A CIK Number 0001791530 Filed Document 0001477932-19-005933 Exclusions or Exemptions 506b Accepted Date 2019-10-17 18:01:44 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Enviro Power, Inc. See All Filings	D	2019-10-17 17:37:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Joseph Cardin CIK Number 0001791310 Filed Document 0001791310-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 17:37:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Trilliant Surgical, LLC See All Filings	D	2019-10-17 17:30:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001733337 Filed Document 0000898432-19-001274 Exclusions or Exemptions 506b Accepted Date 2019-10-17 17:30:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Mon Ami, Inc. See All Filings	D	2019-10-17 17:24:25 UTC
Amount To Be Raised $3,399,992 Associated Brokers / Dealers N/A CIK Number 0001791349 Filed Document 0001791349-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 17:24:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AMP, Ltd. See All Filings	D/A	2019-10-17 17:18:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588878 Filed Document 0001790908-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-17 17:18:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHOPIFY INC. See All Filings	D	2019-10-17 17:09:02 UTC
Amount To Be Raised $166,989,646 Associated Brokers / Dealers N/A CIK Number 0001594805 Filed Document 0001567619-19-019698 Exclusions or Exemptions 506b Accepted Date 2019-10-17 17:09:02 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
TechU Angels Venture Partners LLC - Series T See All Filings	D	2019-10-17 17:08:12 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001791509 Filed Document 0001787234-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-17 17:08:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian China A Shares Equity Fund, LLC See All Filings	D/A	2019-10-17 17:05:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001729115 Filed Document 0001729115-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 17:05:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aura Salonware, Inc. See All Filings	D	2019-10-17 17:03:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001791511 Filed Document 0001791511-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 17:03:24 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Pit Pay, Inc. See All Filings	D	2019-10-17 17:03:18 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001790873 Filed Document 0001461373-19-000059 Exclusions or Exemptions 506b Accepted Date 2019-10-17 17:03:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC See All Filings	D	2019-10-17 17:02:51 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0000845611 Filed Document 0001209191-19-053444 Exclusions or Exemptions 506b Accepted Date 2019-10-17 17:02:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Virago Spirits, LLC See All Filings	D/A	2019-10-17 17:01:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001765750 Filed Document 0001765750-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-17 17:01:58 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CSP Investors, LLC See All Filings	D	2019-10-17 16:59:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791102 Filed Document 0001567619-19-019696 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:59:21 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Acquisition Portfolio 2019-D, LP See All Filings	D	2019-10-17 16:58:09 UTC
Amount To Be Raised $52,225,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001789863 Filed Document 0001789863-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:58:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Graham Absolute Return ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2019-10-17 16:56:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001720238 Filed Document 0001783343-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:56:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Realty Value X (Global A) REIT Corp. See All Filings	D	2019-10-17 16:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001791458 Filed Document 0001791458-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:52:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Diversified Alpha Unconstrained Equity Fund, LLC See All Filings	D/A	2019-10-17 16:50:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001679237 Filed Document 0001679237-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:50:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ID Funds LLC - Series XII See All Filings	D	2019-10-17 16:48:32 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001785753 Filed Document 0001785753-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:48:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knowable Universe, Inc. See All Filings	D	2019-10-17 16:44:34 UTC
Amount To Be Raised $3,750,001 Associated Brokers / Dealers N/A CIK Number 0001640789 Filed Document 0001168404-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:44:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlackFin Financial Services Fund III See All Filings	D	2019-10-17 16:44:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Scott Church, Alexandra Zarrilli, and Ian Flavell CIK Number 0001790317 Filed Document 0001790317-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:44:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Equity
Orlando Soccer Investors LLC See All Filings	D/A	2019-10-17 16:30:14 UTC
Amount To Be Raised $49,500,000 Associated Brokers / Dealers Elevate Capital LLC CIK Number 0001652095 Filed Document 0001652095-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:30:14 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LEV INC. See All Filings	D	2019-10-17 16:30:08 UTC
Amount To Be Raised $1,982,997 Associated Brokers / Dealers N/A CIK Number 0001791451 Filed Document 0001791451-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:30:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A3 Financial Investments, LLC See All Filings	D/A	2019-10-17 16:29:57 UTC
Amount To Be Raised $1,256,000 Associated Brokers / Dealers None CIK Number 0001775603 Filed Document 0001775603-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:29:57 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
5071 Inc See All Filings	D	2019-10-17 16:25:19 UTC
Amount To Be Raised $11,250,000 Associated Brokers / Dealers N/A CIK Number 0001695857 Filed Document 0001567619-19-019690 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:25:19 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SageStone Woodstock, LLC See All Filings	D	2019-10-17 16:22:15 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001791454 Filed Document 0001791454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:22:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 471 See All Filings	D	2019-10-17 16:19:00 UTC
Amount To Be Raised $281,809 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001788162 Filed Document 0001787234-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:19:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Angleton & Garden Oaks LLC See All Filings	D	2019-10-17 16:18:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001791425 Filed Document 0001791425-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:18:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 470 See All Filings	D	2019-10-17 16:17:58 UTC
Amount To Be Raised $2,171,092 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001787234 Filed Document 0001787234-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:17:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Great Society Broadway Ltd Liability Co See All Filings	D/A	2019-10-17 16:17:05 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001783749 Filed Document 0001783749-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:17:05 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
ECP Lakewood Partners, LLC See All Filings	D	2019-10-17 16:15:20 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001791462 Filed Document 0001445866-19-001250 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:15:20 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CKE Management, LLC See All Filings	D	2019-10-17 16:08:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724284 Filed Document 0001724284-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:08:24 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SDP Flagship Master Fund, L.P. See All Filings	D/A	2019-10-17 16:02:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622303 Filed Document 0001622303-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 16:02:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERICAN WHOLESALE INSURANCE HOLDING COMPANY, LLC See All Filings	D	2019-10-17 15:59:20 UTC
Amount To Be Raised $36,425,000 Associated Brokers / Dealers N/A CIK Number 0001177703 Filed Document 0001461373-19-000058 Exclusions or Exemptions 506b Accepted Date 2019-10-17 15:59:20 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TPA Fund I, a series of Hack VC, LP See All Filings	D	2019-10-17 15:59:00 UTC
Amount To Be Raised $204,000 Associated Brokers / Dealers N/A CIK Number 0001791369 Filed Document 0001790797-19-000021 Exclusions or Exemptions 506b Accepted Date 2019-10-17 15:59:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEA Fund I ,a series of Hack VC, LP See All Filings	D	2019-10-17 15:55:14 UTC
Amount To Be Raised $206,030 Associated Brokers / Dealers N/A CIK Number 0001791368 Filed Document 0001790797-19-000020 Exclusions or Exemptions 506b Accepted Date 2019-10-17 15:55:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SDP Flagship Fund, L.P. See All Filings	D/A	2019-10-17 15:54:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622306 Filed Document 0001622306-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 15:54:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ledbury Inc. See All Filings	D	2019-10-17 15:54:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001558942 Filed Document 0001558942-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 15:54:12 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Hollis Park Offshore Liquidity Fund Ltd. See All Filings	D	2019-10-17 15:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791390 Filed Document 0001791390-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-17 15:53:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AK Fund II, a series of 5 Prime Ventures, LP See All Filings	D	2019-10-17 15:51:27 UTC
Amount To Be Raised $75,975 Associated Brokers / Dealers N/A CIK Number 0001791367 Filed Document 0001790797-19-000019 Exclusions or Exemptions 506b Accepted Date 2019-10-17 15:51:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCR Denver Multifamily C, LP See All Filings	D	2019-10-17 15:51:27 UTC
Amount To Be Raised $12,574,000 Associated Brokers / Dealers N/A CIK Number 0001791078 Filed Document 0001791078-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 15:51:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Khrom Investments Fund, LP See All Filings	D/A	2019-10-17 15:49:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586094 Filed Document 0001586094-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-17 15:49:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ME Fund I, a series of Zeitgeist, LP See All Filings	D	2019-10-17 15:47:24 UTC
Amount To Be Raised $203,999 Associated Brokers / Dealers N/A CIK Number 0001791366 Filed Document 0001790797-19-000018 Exclusions or Exemptions 506b Accepted Date 2019-10-17 15:47:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoGlowe, Inc. See All Filings	D	2019-10-17 15:46:50 UTC
Amount To Be Raised $520,000 Associated Brokers / Dealers N/A CIK Number 0001687853 Filed Document 0001687853-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-17 15:46:50 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Wynkoop Greenbriar, LLC See All Filings	D	2019-10-17 15:45:11 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001788306 Filed Document 0001788306-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-17 15:45:11 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity