|
|
D/A |
2019-10-18 13:24:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities LLC
- CIK Number
- 0001479539
- Filed Document
- 0001636587-19-000029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 13:24:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 13:23:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities LLC
- CIK Number
- 0001670712
- Filed Document
- 0001636587-19-000028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 13:23:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 13:20:10 UTC |
- Amount To Be Raised
- $88,650
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700553
- Filed Document
- 0001085037-19-000098
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 13:20:10 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 13:19:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities LLC
- CIK Number
- 0001581083
- Filed Document
- 0001636587-19-000027
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 13:19:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 13:18:12 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756358
- Filed Document
- 0001756358-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 13:18:12 UTC
- Type of Offering
- D/A
- Industry
- Restaurants
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-10-18 13:16:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787634
- Filed Document
- 0001787634-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 13:16:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-18 13:12:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787644
- Filed Document
- 0001787644-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 13:12:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-18 13:11:26 UTC |
- Amount To Be Raised
- $56,463
- Associated Brokers / Dealers
- none
- CIK Number
- 0001755068
- Filed Document
- 0001755068-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 13:11:26 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2019-10-18 13:09:19 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791286
- Filed Document
- 0001791286-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 13:09:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-10-18 13:05:24 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784610
- Filed Document
- 0001591408-19-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 13:05:24 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-10-18 13:01:13 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791568
- Filed Document
- 0001791568-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 13:01:13 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2019-10-18 13:00:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589329
- Filed Document
- 0001756361-19-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 13:00:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 12:55:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- William Emanuel Bonner
- CIK Number
- 0001755411
- Filed Document
- 0001315863-19-000846
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 12:55:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-18 12:52:54 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791498
- Filed Document
- 0001791498-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 12:52:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2019-10-18 12:44:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Commonfund Securities, Inc.
- CIK Number
- 0001756356
- Filed Document
- 0001756361-19-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 12:44:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 12:32:57 UTC |
- Amount To Be Raised
- $205,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787509
- Filed Document
- 0001787509-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 12:32:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 12:32:33 UTC |
- Amount To Be Raised
- $3,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515776
- Filed Document
- 0001009448-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 12:32:33 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2019-10-18 12:20:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Commonfund Securities, Inc.
- CIK Number
- 0001756263
- Filed Document
- 0001756361-19-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 12:20:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 12:10:16 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791571
- Filed Document
- 0001791571-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 12:10:16 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-10-18 12:07:29 UTC |
- Amount To Be Raised
- $150,040
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791579
- Filed Document
- 0001062993-19-003943
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 12:07:29 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 11:56:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715112
- Filed Document
- 0000919574-19-006486
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:56:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-18 11:54:07 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- Blake Capital Partners, LLC
- CIK Number
- 0001730533
- Filed Document
- 0001730533-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:54:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 11:50:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712510
- Filed Document
- 0001756361-19-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:50:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 11:49:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001121431
- Filed Document
- 0001121431-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:49:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-18 11:47:46 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791252
- Filed Document
- 0001791252-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:47:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 11:47:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Franklin Templeton Financial Services Corp.
- CIK Number
- 0001754773
- Filed Document
- 0001754773-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:47:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 11:47:13 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- Quilvest Securities LLC and Compass Securities Corporation
- CIK Number
- 0001790212
- Filed Document
- 0000943663-19-000193
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:47:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 11:42:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Franklin Templeton Financial Services Corp.
- CIK Number
- 0001477279
- Filed Document
- 0001477279-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:42:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
QS PE Fund II SCA SICAV-RAIF - Asia Opportunities II Compartment
See All Filings
|
D |
2019-10-18 11:40:07 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- Quilvest Securities LLC and Compass Securities Corporation
- CIK Number
- 0001790506
- Filed Document
- 0000943663-19-000192
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:40:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 11:34:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673496
- Filed Document
- 0001673496-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:34:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 11:33:09 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- Quilvest Securities LLC and Compass Securities Corporation
- CIK Number
- 0001790208
- Filed Document
- 0000943663-19-000191
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:33:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 11:29:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580038
- Filed Document
- 0001580038-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:29:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 11:29:52 UTC |
- Amount To Be Raised
- $4,951,892
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580740
- Filed Document
- 0001580740-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:29:52 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 11:27:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712505
- Filed Document
- 0001756361-19-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:27:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 11:21:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655502
- Filed Document
- 0000943663-19-000190
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:21:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 11:17:29 UTC |
- Amount To Be Raised
- $840,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790954
- Filed Document
- 0001567619-19-019710
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:17:29 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-18 11:15:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790711
- Filed Document
- 0000935836-19-000554
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:15:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 11:15:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622811
- Filed Document
- 0001622811-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:15:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, Ltd.
See All Filings
|
D/A |
2019-10-18 11:15:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Funds Distributors, LLC
- CIK Number
- 0001641220
- Filed Document
- 0000899140-19-000592
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:15:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 11:14:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Funds Distributors, LLC
- CIK Number
- 0001661390
- Filed Document
- 0000899140-19-000591
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:14:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 11:14:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC
- CIK Number
- 0001588407
- Filed Document
- 0000899140-19-000590
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:14:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-18 11:12:57 UTC |
- Amount To Be Raised
- $158,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788040
- Filed Document
- 0000897069-19-000472
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:12:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 11:12:20 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745724
- Filed Document
- 0001745724-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:12:20 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 11:08:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC
- CIK Number
- 0001449086
- Filed Document
- 0000899140-19-000589
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:08:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 11:07:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC
- CIK Number
- 0001445853
- Filed Document
- 0000899140-19-000588
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:07:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 11:05:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387271
- Filed Document
- 0001756361-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:05:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 11:03:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001126512
- Filed Document
- 0001126512-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:03:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 10:35:54 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791562
- Filed Document
- 0001791562-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:35:54 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 10:35:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387082
- Filed Document
- 0001756361-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:35:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 10:34:12 UTC |
- Amount To Be Raised
- $23,630,272
- Associated Brokers / Dealers
- Bobby K Cowand, Ty Bauer, Richard Goodwin, Charles Huffington, Kenneth Harter, Michael Ihrie, Marc Seeherman, Azam Jaber, Leslie Calhoun, Troy Sutton, Curtis J Jones, Torry Scott, Rodger Sprouse, Eliot Rosenberg, Kathy Scanlon, Javier Larrea, Todd Gottel, Taher Gilani, Jennifer Lander, Zach Carey, Christopher Fess, Paul Nicolini, Stephen Sumner, George Hjorth, Charles Lanza, Neal Scott, Jill Goldman, Lisa Allen, Chris Marrs, Paul Gautier, Wayne Hast, Ronald H Berg, Stephen B Murchison, Gerald Hast, Robert Roach, and Joseph Ondris
- CIK Number
- 0001765835
- Filed Document
- 0001765835-19-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:34:12 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|