Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
3851 Cape Landing LLC See All Filings	D	2019-10-21 09:58:03 UTC
Amount To Be Raised $6,165,000 Associated Brokers / Dealers N/A CIK Number 0001791642 Filed Document 0001791640-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-21 09:58:03 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
4009 Deep Hollow LLC See All Filings	D	2019-10-21 09:53:54 UTC
Amount To Be Raised $3,023,950 Associated Brokers / Dealers N/A CIK Number 0001791641 Filed Document 0001791640-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-21 09:53:54 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
4955 Century LLC See All Filings	D	2019-10-21 09:48:11 UTC
Amount To Be Raised $3,565,000 Associated Brokers / Dealers N/A CIK Number 0001791651 Filed Document 0001791640-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-21 09:48:11 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
12409 Largo LLC See All Filings	D	2019-10-21 09:38:21 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers N/A CIK Number 0001791640 Filed Document 0001791640-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-21 09:38:21 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Opportunity Labs Inc. See All Filings	D	2019-10-21 09:13:17 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001791508 Filed Document 0001791508-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-21 09:13:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Coast 2 Coast Extracts, LLC See All Filings	D/A	2019-10-21 08:43:26 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001757124 Filed Document 0001757124-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-21 08:43:26 UTC Type of Offering D/A Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Weatherford Investments LLC See All Filings	D	2019-10-21 08:18:11 UTC
Amount To Be Raised $17,750,000 Associated Brokers / Dealers N/A CIK Number 0001791467 Filed Document 0001791467-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-21 08:18:11 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Inyore, Inc. See All Filings	D	2019-10-18 21:38:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001791220 Filed Document 0001791220-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 21:38:46 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
PETROTEQ ENERGY INC. See All Filings	D	2019-10-18 20:45:46 UTC
Amount To Be Raised $1,594,445 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-19-000023 Exclusions or Exemptions 506b Accepted Date 2019-10-18 20:45:46 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN STRATEGIC VALUE REALTY FUND, LP See All Filings	D/A	2019-10-18 20:27:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453332 Filed Document 0001453332-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 20:27:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Royalties Fund I, L.P. See All Filings	D	2019-10-18 20:17:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791133 Filed Document 0000950142-19-002109 Exclusions or Exemptions 506b Accepted Date 2019-10-18 20:17:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
433 Nebraska, LLC See All Filings	D	2019-10-18 20:13:22 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001789226 Filed Document 0001683168-19-003299 Exclusions or Exemptions 506b Accepted Date 2019-10-18 20:13:22 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MCA Carolina Income Fund, LLC See All Filings	D	2019-10-18 19:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791629 Filed Document 0001791629-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 19:44:58 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Kineta, Inc. See All Filings	D	2019-10-18 19:40:58 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001479365 Filed Document 0001479365-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-18 19:40:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Kineta, Inc. See All Filings	D/A	2019-10-18 19:38:14 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001479365 Filed Document 0001479365-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-18 19:38:14 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lionbridge Capital LP See All Filings	D/A	2019-10-18 19:24:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755409 Filed Document 0001755409-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 19:24:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maui Greens, Inc. See All Filings	D	2019-10-18 19:20:48 UTC
Amount To Be Raised $3,999,993 Associated Brokers / Dealers N/A CIK Number 0001776961 Filed Document 0001776961-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-10-18 19:20:48 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Poseidon Capital Syndicate 3, LLC See All Filings	D/A	2019-10-18 19:09:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783043 Filed Document 0001783043-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-18 19:09:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Refactor Capital II, L.P. See All Filings	D/A	2019-10-18 19:05:06 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001772815 Filed Document 0001772815-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-18 19:05:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrainCheck, Inc. See All Filings	D	2019-10-18 18:57:29 UTC
Amount To Be Raised $3,710,000 Associated Brokers / Dealers N/A CIK Number 0001649864 Filed Document 0001649864-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 18:57:29 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LSG Spirits LLC See All Filings	D	2019-10-18 18:41:24 UTC
Amount To Be Raised $11,400,000 Associated Brokers / Dealers N/A CIK Number 0001762552 Filed Document 0001762552-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 18:41:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
World Matcha Inc. See All Filings	D	2019-10-18 18:30:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001790227 Filed Document 0001790227-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 18:30:42 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NORTH HUDSON SRR LP See All Filings	D/A	2019-10-18 18:30:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers CSP SECURITIES, LP CIK Number 0001775885 Filed Document 0001775885-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-18 18:30:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NORTH HUDSON RESOURCE PARTNERS FUND I LP See All Filings	D/A	2019-10-18 18:29:09 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers CSP SECURITIES, LP CIK Number 0001741433 Filed Document 0001741433-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-18 18:29:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Shyft Moving Inc. See All Filings	D/A	2019-10-18 18:18:42 UTC
Amount To Be Raised $15,999,944 Associated Brokers / Dealers N/A CIK Number 0001667486 Filed Document 0001667486-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-18 18:18:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Opal Capital Fund, LP See All Filings	D	2019-10-18 18:16:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786651 Filed Document 0001786651-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 18:16:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bitsian, Ltd. (formerly Amperico Corp) See All Filings	D	2019-10-18 17:52:19 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001780219 Filed Document 0001761088-19-000114 Exclusions or Exemptions 506b Accepted Date 2019-10-18 17:52:19 UTC Type of Offering D Industry Other Technology Principal Place of Business BAHAMAS Revenue or Assets $No Revenues Type of Security Equity
FPA Select Fund, L.P. See All Filings	D/A	2019-10-18 17:28:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Introduction Capital Inc. CIK Number 0001702509 Filed Document 0001315863-19-000863 Exclusions or Exemptions 506b Accepted Date 2019-10-18 17:28:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quest Venture Partners Fund II Annex Fund, L.P. See All Filings	D/A	2019-10-18 17:27:53 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001751461 Filed Document 0001751461-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 17:27:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Molly B'z Inc. See All Filings	D	2019-10-18 17:23:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001791407 Filed Document 0001791407-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 17:23:32 UTC Type of Offering D Industry Other Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Lilly Project Inc. See All Filings	D	2019-10-18 17:19:21 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001787028 Filed Document 0001787028-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-18 17:19:21 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Icosavax, Inc. See All Filings	D	2019-10-18 17:09:22 UTC
Amount To Be Raised $51,007,373 Associated Brokers / Dealers N/A CIK Number 0001786255 Filed Document 0001567619-19-019762 Exclusions or Exemptions 506b Accepted Date 2019-10-18 17:09:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ReadCoor, Inc. See All Filings	D	2019-10-18 16:55:45 UTC
Amount To Be Raised $30,052,427 Associated Brokers / Dealers N/A CIK Number 0001670386 Filed Document 0001670386-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:55:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Chineseinvestors.com, Inc. See All Filings	D	2019-10-18 16:54:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459482 Filed Document 0001683168-19-003287 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:54:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Briar Meads SPV XVI, LLC See All Filings	D	2019-10-18 16:53:49 UTC
Amount To Be Raised $11,150,000 Associated Brokers / Dealers N/A CIK Number 0001791670 Filed Document 0001791670-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:53:49 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Gryphon International Overseas Growth Fund See All Filings	D/A	2019-10-18 16:52:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328682 Filed Document 0001724485-19-000095 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:52:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gryphon International EAFE Growth Group Fund See All Filings	D/A	2019-10-18 16:51:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328683 Filed Document 0001724485-19-000094 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:51:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IA Venture Strategies Fund IV, LP See All Filings	D/A	2019-10-18 16:51:26 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers N/A CIK Number 0001755289 Filed Document 0001755289-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:51:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gryphon International EAFE Growth Fund, a series of Gryphon International LLC See All Filings	D/A	2019-10-18 16:49:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305109 Filed Document 0001724485-19-000093 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:49:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPT Australia Trust, Inc. See All Filings	D	2019-10-18 16:45:45 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001791456 Filed Document 0001791456-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:45:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Braavos Financial Solutions Ltd. See All Filings	D	2019-10-18 16:40:18 UTC
Amount To Be Raised $14,610,080 Associated Brokers / Dealers N/A CIK Number 0001652272 Filed Document 0001652272-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:40:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Access - Co-Investment Fund V LLC See All Filings	D/A	2019-10-18 16:38:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, Not Applicable, and Not Applicable CIK Number 0001746832 Filed Document 0001746832-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:38:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AIM South Fund, LLC See All Filings	D/A	2019-10-18 16:32:38 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001755206 Filed Document 0001755206-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:32:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
i3 LP FUND I LP See All Filings	D	2019-10-18 16:32:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001791484 Filed Document 0001791484-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:32:28 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ANDERSON FKI INVESTORS, LLC See All Filings	D	2019-10-18 16:29:35 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001791450 Filed Document 0001791450-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:29:35 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub PVB LLC See All Filings	D	2019-10-18 16:27:37 UTC
Amount To Be Raised $229,000 Associated Brokers / Dealers N/A CIK Number 0001790802 Filed Document 0001790802-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:27:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovatus Trade Finance Offshore Fund LP See All Filings	D/A	2019-10-18 16:26:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754771 Filed Document 0000943663-19-000195 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:26:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JANVEST CAPITAL PARTNERS IV, L.P. See All Filings	D	2019-10-18 16:20:42 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001791611 Filed Document 0001791611-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:20:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NAM Special Situations Fund VII, LLC See All Filings	D	2019-10-18 16:10:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001789653 Filed Document 0000905718-19-000865 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:10:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verdad Credit Fund, LP See All Filings	D	2019-10-18 16:08:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791497 Filed Document 0001791497-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-18 16:08:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund