Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ZAF Energy Systems, Inc See All Filings	D/A	2019-10-23 13:30:36 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001550997 Filed Document 0001550997-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 13:30:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Stadiumred, Inc. See All Filings	D	2019-10-23 13:22:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001572244 Filed Document 0001572244-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-23 13:22:26 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Bancar Technologies Ltd See All Filings	D	2019-10-23 13:19:50 UTC
Amount To Be Raised $150,000,065 Associated Brokers / Dealers N/A CIK Number 0001754481 Filed Document 0001567619-19-019914 Exclusions or Exemptions 506b Accepted Date 2019-10-23 13:19:50 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BDLF Fund Management LLC See All Filings	D/A	2019-10-23 13:16:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001720303 Filed Document 0001720303-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 13:16:00 UTC Type of Offering D/A Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Pipeline Equity Inc. See All Filings	D	2019-10-23 13:13:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001724824 Filed Document 0001724824-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-23 13:13:18 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Builders Direct Lending Fund LLC See All Filings	D/A	2019-10-23 13:09:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001720301 Filed Document 0001758145-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 13:09:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ASHWOOD CAPITAL LLC See All Filings	D/A	2019-10-23 13:04:07 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers Dennis Wilson CIK Number 0001766047 Filed Document 0001766047-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-23 13:04:07 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
GenZ Holdings Inc. See All Filings	D	2019-10-23 13:02:45 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001791612 Filed Document 0001791612-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 13:02:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Freedom Powersports Investors LLC See All Filings	D	2019-10-23 12:52:03 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001679790 Filed Document 0001679790-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 12:52:03 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
KicksNation, Inc. See All Filings	D	2019-10-23 12:32:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001791960 Filed Document 0001791960-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 12:32:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EVERGREEN CAPITAL LLC See All Filings	D/A	2019-10-23 12:32:10 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001777489 Filed Document 0001777489-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 12:32:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Goodhart Partners Longitude Fund SICAV-SIF See All Filings	D/A	2019-10-23 12:31:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001685339 Filed Document 0001567619-19-019911 Exclusions or Exemptions 506b Accepted Date 2019-10-23 12:31:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WellAware Holdings, Inc. See All Filings	D	2019-10-23 12:17:21 UTC
Amount To Be Raised $13,650,000 Associated Brokers / Dealers Raymond James & Associates, Inc. and KEMA Partners LLC CIK Number 0001566486 Filed Document 0001566486-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 12:17:21 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EG FUND CAPITAL LLC See All Filings	D/A	2019-10-23 12:11:34 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers Tom Neeser and Dennis Wilson CIK Number 0001775642 Filed Document 0001775642-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-23 12:11:34 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Tula Health, Inc. See All Filings	D	2019-10-23 12:10:11 UTC
Amount To Be Raised $2,703,473 Associated Brokers / Dealers Crewe Capital, LLC CIK Number 0001787576 Filed Document 0001787576-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 12:10:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PROCURSYS, INC. See All Filings	D	2019-10-23 12:02:34 UTC
Amount To Be Raised $2,499,853 Associated Brokers / Dealers N/A CIK Number 0001791457 Filed Document 0001791457-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 12:02:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Standing Rock Capital Investments, LLC See All Filings	D	2019-10-23 11:52:45 UTC
Amount To Be Raised $11,230,800 Associated Brokers / Dealers Dempsey Lord Smith, LLC CIK Number 0001791677 Filed Document 0001791677-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 11:52:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Equality Private Equity Partners I (F&F), L.P. See All Filings	D	2019-10-23 11:48:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001791714 Filed Document 0001791714-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 11:48:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eliem Therapeutics, Inc. See All Filings	D	2019-10-23 11:46:56 UTC
Amount To Be Raised $9,999,997 Associated Brokers / Dealers N/A CIK Number 0001768446 Filed Document 0001768446-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-23 11:46:56 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Siriiz, LLC See All Filings	D	2019-10-23 11:44:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791465 Filed Document 0001791465-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 11:44:36 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Equality Private Equity Partners Parallel Fund I-A, L.P. See All Filings	D	2019-10-23 11:42:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001791699 Filed Document 0001791699-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 11:42:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equality Private Equity Partners I, L.P. See All Filings	D	2019-10-23 11:36:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001791829 Filed Document 0001791829-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 11:36:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 460 See All Filings	D	2019-10-23 11:34:52 UTC
Amount To Be Raised $762,018 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001781640 Filed Document 0001781640-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 11:34:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cape Landing Land LLC See All Filings	D	2019-10-23 11:33:01 UTC
Amount To Be Raised $1,257,582 Associated Brokers / Dealers N/A CIK Number 0001792001 Filed Document 0001792001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 11:33:01 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eliem Therapeutics, Inc. See All Filings	D/A	2019-10-23 11:32:09 UTC
Amount To Be Raised $16,302,501 Associated Brokers / Dealers N/A CIK Number 0001768446 Filed Document 0001768446-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 11:32:09 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GHK North Star Holdings LLC See All Filings	D	2019-10-23 11:17:40 UTC
Amount To Be Raised $105,500,000 Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001791985 Filed Document 0001791985-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 11:17:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
OREI WESTBURY CROSSING/SUMMIT HOLDINGS, LLC See All Filings	D/A	2019-10-23 11:16:48 UTC
Amount To Be Raised $7,120,178 Associated Brokers / Dealers N/A CIK Number 0001785367 Filed Document 0001785367-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 11:16:48 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Quadria Capital Fund II PAR LP See All Filings	D/A	2019-10-23 11:14:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001770280 Filed Document 0001770280-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 11:14:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redichip Fund, LP See All Filings	D/A	2019-10-23 11:13:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641249 Filed Document 0001013594-19-000636 Exclusions or Exemptions 506b Accepted Date 2019-10-23 11:13:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACTnano, Inc. See All Filings	D/A	2019-10-23 11:04:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001582628 Filed Document 0001582628-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-23 11:04:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ARISTIDES FUND LP See All Filings	D/A	2019-10-23 11:01:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TGP Securities, Inc. CIK Number 0001437644 Filed Document 0001437644-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 11:01:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ophidion Inc. See All Filings	D	2019-10-23 10:58:20 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001791779 Filed Document 0001791779-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 10:58:20 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amper Technologies, Inc. See All Filings	D	2019-10-23 10:50:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001721038 Filed Document 0001721038-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 10:50:48 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NORTHERN PACIFIC INVESTMENT PARTNERS II-B, L.P. See All Filings	D/A	2019-10-23 10:40:30 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers INEO CAPITAL, LLC CIK Number 0001732449 Filed Document 0001732434-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-23 10:40:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
NORTHERN PACIFIC INVESTMENT PARTNERS II-A, L.P. See All Filings	D/A	2019-10-23 10:39:29 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers INEO CAPITAL, LLC CIK Number 0001732448 Filed Document 0001732434-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 10:39:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
NORTHERN PACIFIC INVESTMENT PARTNERS II, L.P. See All Filings	D/A	2019-10-23 10:38:54 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers INEO CAPITAL, LLC CIK Number 0001732434 Filed Document 0001732434-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 10:38:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Loan Management II (US Feeder), LP See All Filings	D	2019-10-23 10:27:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785983 Filed Document 0000902664-19-004059 Exclusions or Exemptions 506b Accepted Date 2019-10-23 10:27:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Loan Management II (Offshore Feeder), LP See All Filings	D	2019-10-23 10:24:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785960 Filed Document 0000902664-19-004058 Exclusions or Exemptions 506b Accepted Date 2019-10-23 10:24:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Disruptive Innovation Offshore Fund LP See All Filings	D/A	2019-10-23 10:09:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PEACE FIELD LIMITED and SA'AD SHAH CIK Number 0001555934 Filed Document 0001555934-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 10:09:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4DI Inc. See All Filings	D	2019-10-23 09:54:41 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001762939 Filed Document 0001762939-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 09:54:41 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Tyrus Capital SPC for the account of its Tyrus Capital Special Private Equity Opportunities Fund V SP See All Filings	D	2019-10-23 09:54:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791580 Filed Document 0001315863-19-000873 Exclusions or Exemptions 506b Accepted Date 2019-10-23 09:54:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VoltDB, Inc. See All Filings	D	2019-10-23 09:51:53 UTC
Amount To Be Raised $13,239,357 Associated Brokers / Dealers N/A CIK Number 0001500661 Filed Document 0001500661-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 09:51:53 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Vodia Ventures Fund II, LP See All Filings	D	2019-10-23 09:51:47 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001791593 Filed Document 0001791593-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 09:51:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TLS HOLDINGS INC. See All Filings	D	2019-10-23 09:50:25 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001603762 Filed Document 0001603762-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 09:50:25 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Missouri B13 Co-invest L.P. See All Filings	D	2019-10-23 09:49:39 UTC
Amount To Be Raised $5,095,378 Associated Brokers / Dealers N/A CIK Number 0001791924 Filed Document 0001567619-19-019906 Exclusions or Exemptions 506b Accepted Date 2019-10-23 09:49:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
HRH NCE LLC See All Filings	D	2019-10-23 09:46:35 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001791868 Filed Document 0001791868-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 09:46:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Launch Angels Management Company, LLC See All Filings	D	2019-10-23 09:44:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001581765 Filed Document 0001581765-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-23 09:44:08 UTC Type of Offering D Industry Investing Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Plaza East REIT, Inc. See All Filings	D	2019-10-23 09:32:02 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001791928 Filed Document 0001791928-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 09:32:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Disruptive Innovation Fund, L.P. See All Filings	D/A	2019-10-23 09:31:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PEACE FIELD LIMITED CIK Number 0001620257 Filed Document 0001620257-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 09:31:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Republic Restoratives, Inc. See All Filings	D	2019-10-23 09:30:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001647487 Filed Document 0001647487-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-23 09:30:36 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity