Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SR GLOBAL FUND INC See All Filings	D/A	2019-10-24 11:25:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AGECROFT PARTNERS, LLC CIK Number 0001340288 Filed Document 0000943663-19-000196 Exclusions or Exemptions 506b Accepted Date 2019-10-24 11:25:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCI Preferred Income Fund II, LLC See All Filings	D/A	2019-10-24 11:21:38 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers International Assets Advisory, LLC, PHX Financial, Inc., Center Street Securities, Inc., Emerson Equity, LLC, KCD Financial, Inc., Coastal Equities, Inc., Dempsey Lord Smith, LLC, Ausdal Financial Partners, Inc., Cabot Lodge Securities LLC, Cape Securities Inc., Great Point Capital LLC, J.K. Financial Services, Inc., Newbridge Securities Corporation, NI Advisors, RelyOn Financial Advisors, LLC, Taylor Capital Management, Inc., Whitehall Parker Securities, Inc., Dakota Securities International, Inc., Network 1 Financial Securities, Inc., Capital City Securities, LLC, Heritage Financial Systems, Inc., Bain Wealth Management Group, LLC, Intercarolina Financial Services, Inc., Investment Security Corporation, The Strategic Financial Alliance, Capital Financial Services, Inc., Claraphi Advisory Network, LLC, Kingsbury Capital, Inc., Western International Securities, Inc., Accelerated Capital Group, Inc., Aegis Capital Corp., Alexander Capital, L.P., Coppell Advisory Solutions, LLC, New Frontier Financial Advisory, LLC, Strategic Advisors, Inc., Purshe Kaplan Sterling Investments, Inc., Grand Parkway Capital, LLC, Great Nation Investment Corporation, Capital Markets IQ, LLC, Joseph Stone Capital, L.L.C., Momentum Advisors, LLC, BSG&L Financial Services, LLC, GVC Capital, LLC, Arkadios Capital LLC, Accretive Wealth Management, LLC, American Global Wealth Management, Inc., Wealth Management of Kentucky, Inc., Womack Investment Advisors, Inc., Veripax Wealth Management, LLC, Revere Securities, LLC, Fox Wealth Advisors, LLC, WE Alliance Wealth Advisors, Van Der Noord Financial Advisors, Inc., Westpark Wealth Advisors, Dedora Capital, Inc., SCF Securities, Inc., Frontier Financial Partners, LLC, Stephen A. Kohn & Associates, Ltd, Vestech Securities, Inc., Jim Poe & Associates, Inc., Advanced Strategies Agency Inc., Primex, Aeon Capital, Inc., Independence Capital Co, Sanders Morris Harris, LLC, Naylor & Company Investments, LLC, JRL Capital Corporation, DH Hill Securities, LLLP, Fourstar Wealth Advisors, LLC, Saxony Securitites, Inc., Chalice Capital Partners, LLC, Asset Preservation Group Inc., WestPark Capital, Inc., Lucia Securities, LLC, Arete Wealth Management, LLC, SWBC Investment Services, LLC, David A Noyes & Company, Crown Capital Securities, L.P., Legacy Wealth Management, LLC, SW Financial, Altus Wealth Group, LLC, Personal Wealth Management, LLC, Frontier Wealth Strategies Inc., Titus Financial, Inc., Vanderbilt Securities, LLC, Orthniel Financial Advisory Services, LLC, Lifemark Securities Corp., Crosspoint Financial, LLC, The Hughes Group Wealth Management Partners, LLC, Harbor Light Investment Advisors, LLC, Investment Planners, Inc., Koshinski Asset Management, Inc., Lyles Wealth Management, LLC, Arive Capital Markets, Green Vista Capital, LLC, Matrix Private Wealth Solutions, Inc., Barndollar Investment Advisory Services Incorporated, World Equity Group, Inc., Willow Grove Advisors, LLC, and T Dibernardo Consulting Inc. CIK Number 0001713236 Filed Document 0001713236-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-24 11:21:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tech Pioneers Fund SPV II, LLC See All Filings	D	2019-10-24 11:21:14 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001790288 Filed Document 0001567619-19-019955 Exclusions or Exemptions 506b Accepted Date 2019-10-24 11:21:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Windmuehle Funds - Series Three See All Filings	D/A	2019-10-24 11:17:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756915 Filed Document 0001756915-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 11:17:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blade Therapeutics, Inc. See All Filings	D	2019-10-24 11:16:19 UTC
Amount To Be Raised $49,999,999 Associated Brokers / Dealers N/A CIK Number 0001677379 Filed Document 0001677379-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-24 11:16:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 464 See All Filings	D	2019-10-24 11:14:23 UTC
Amount To Be Raised $826,320 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001781636 Filed Document 0001781636-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 11:14:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RCP MULTI-FUND FEEDER SBO 1.0, LP See All Filings	D	2019-10-24 11:13:23 UTC
Amount To Be Raised $126,250,000 Associated Brokers / Dealers N/A CIK Number 0001791702 Filed Document 0001791702-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 11:13:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Dwellsy, Inc. See All Filings	D	2019-10-24 11:13:06 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001792113 Filed Document 0001792113-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 11:13:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Kirenaga Safe LP See All Filings	D	2019-10-24 10:58:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791570 Filed Document 0001791570-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 10:58:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Reiley Pharmaceuticals, Inc. See All Filings	D	2019-10-24 10:56:21 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001616308 Filed Document 0001616308-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 10:56:21 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Aurora Hill, Ltd. See All Filings	D/A	2019-10-24 10:43:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596751 Filed Document 0001596751-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 10:43:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Panola-Acworth, LLC See All Filings	D	2019-10-24 10:35:16 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001791743 Filed Document 0001791743-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 10:35:16 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BERENS GLOBAL VALUE FUND, LTD. See All Filings	D/A	2019-10-24 10:21:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282899 Filed Document 0001566114-19-000115 Exclusions or Exemptions 506b Accepted Date 2019-10-24 10:21:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navat Delaware Feeder Fund LP See All Filings	D/A	2019-10-24 10:21:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756575 Filed Document 0001315863-19-000875 Exclusions or Exemptions 506b Accepted Date 2019-10-24 10:21:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RK Mine Finance Fund I Ltd See All Filings	D	2019-10-24 10:07:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457148 Filed Document 0001457148-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-24 10:07:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
OmniSparx Labs LLC See All Filings	D	2019-10-24 10:02:58 UTC
Amount To Be Raised $26,500 Associated Brokers / Dealers N/A CIK Number 0001771876 Filed Document 0001771876-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-24 10:02:58 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
BERENS GLOBAL VALUE FUND QP, L.P. See All Filings	D/A	2019-10-24 10:01:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359172 Filed Document 0001566114-19-000114 Exclusions or Exemptions 506b Accepted Date 2019-10-24 10:01:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horseman Global Fund Ltd. See All Filings	D/A	2019-10-24 09:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534189 Filed Document 0000919574-19-006528 Exclusions or Exemptions 506b Accepted Date 2019-10-24 09:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
RK Mine Finance Fund I LP See All Filings	D	2019-10-24 09:55:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458702 Filed Document 0001458702-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-24 09:55:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Horseman European Select Fund Ltd. See All Filings	D/A	2019-10-24 09:54:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534188 Filed Document 0000919574-19-006526 Exclusions or Exemptions 506b Accepted Date 2019-10-24 09:54:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Mobility Capital Finance, Inc. See All Filings	D	2019-10-24 09:18:49 UTC
Amount To Be Raised $7,229,179 Associated Brokers / Dealers N/A CIK Number 0001675017 Filed Document 0001393725-19-000125 Exclusions or Exemptions 506b Accepted Date 2019-10-24 09:18:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Moonlighting Inc. See All Filings	D/A	2019-10-24 09:07:36 UTC
Amount To Be Raised $4,034,995 Associated Brokers / Dealers N/A CIK Number 0001745226 Filed Document 0001745226-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-24 09:07:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
OSP Value Fund II-B, LP See All Filings	D/A	2019-10-24 08:59:21 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001775143 Filed Document 0001213900-19-020964 Exclusions or Exemptions 506b Accepted Date 2019-10-24 08:59:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Aavishkaar Emerging India Fund See All Filings	D/A	2019-10-24 07:30:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719315 Filed Document 0001315863-19-000874 Exclusions or Exemptions 506b Accepted Date 2019-10-24 07:30:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
North Haven Private Equity Asia V Offshore, L.P. See All Filings	D/A	2019-10-24 06:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, Not Applicable, Not Applicable, Not Applicable, Not Applicable, and Not Applicable CIK Number 0001756691 Filed Document 0001783134-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:58:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prosiris Global Opportunities Fund Ltd See All Filings	D/A	2019-10-24 06:41:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558640 Filed Document 0000902664-19-004075 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:41:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prosiris Global Opportunities Institutional Fund Ltd See All Filings	D/A	2019-10-24 06:34:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591373 Filed Document 0000902664-19-004074 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:34:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantera Venture Fund II LP See All Filings	D/A	2019-10-24 06:27:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623081 Filed Document 0000902664-19-004072 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:27:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Multi-Series LLC - Series USF II See All Filings	D/A	2019-10-24 06:26:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594191 Filed Document 0000902664-19-004071 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:26:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Multi-Series LLC - Series USF See All Filings	D/A	2019-10-24 06:24:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588266 Filed Document 0000902664-19-004070 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:24:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rapax OC Offshore Fund, Ltd. See All Filings	D/A	2019-10-24 06:20:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566989 Filed Document 0000902664-19-004069 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:20:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rapax OC Master Fund, Ltd. See All Filings	D/A	2019-10-24 06:18:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566987 Filed Document 0000902664-19-004068 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:18:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtua Alpharetta Northpoint Holdings, LLC See All Filings	D	2019-10-23 21:18:48 UTC
Amount To Be Raised $6,050,000 Associated Brokers / Dealers EMERSON EQUITY LLC CIK Number 0001792042 Filed Document 0001792042-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 21:18:48 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
FiTran Fund LP See All Filings	D/A	2019-10-23 20:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734856 Filed Document 0001734856-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 20:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roystone on Queen Anne LLC See All Filings	D	2019-10-23 20:07:29 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001792020 Filed Document 0001792020-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 20:07:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BGHTX 02, LLC See All Filings	D	2019-10-23 19:35:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001792008 Filed Document 0001792008-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 19:35:27 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CHC Direct Investment Fund I, L.P. See All Filings	D/A	2019-10-23 18:36:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733846 Filed Document 0001733846-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:36:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Emergent India Opportunities Fund Mauritius See All Filings	D	2019-10-23 18:36:19 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001788928 Filed Document 0001788928-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:36:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invicta III, a series of Invicta Growth, LLC See All Filings	D/A	2019-10-23 18:34:50 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers N/A CIK Number 0001788690 Filed Document 0001788690-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:34:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDEL AVIONICS INC See All Filings	D	2019-10-23 18:33:55 UTC
Amount To Be Raised $3,635 Associated Brokers / Dealers N/A CIK Number 0001367522 Filed Document 0001446933-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:33:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Motivo Consulting, Inc. See All Filings	D/A	2019-10-23 18:25:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001792049 Filed Document 0001792049-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:25:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Rainier Ventures, LLC See All Filings	D	2019-10-23 18:22:45 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001791997 Filed Document 0001791997-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:22:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GB SCIENCES INC See All Filings	D	2019-10-23 18:10:31 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001165320 Filed Document 0001445866-19-001262 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:10:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Synchronicity Pharma, Inc. See All Filings	D	2019-10-23 17:57:55 UTC
Amount To Be Raised $5,953,344 Associated Brokers / Dealers N/A CIK Number 0001593318 Filed Document 0001593318-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:57:55 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kaptyn Inc. See All Filings	D/A	2019-10-23 17:56:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001707430 Filed Document 0001707430-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:56:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Axiado Corp See All Filings	D	2019-10-23 17:42:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001791931 Filed Document 0001791931-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:42:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Monticello Special Fund IV, LLC See All Filings	D	2019-10-23 17:36:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789255 Filed Document 0001789255-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:36:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UWHARRIE CAPITAL CORP See All Filings	D	2019-10-23 17:29:58 UTC
Amount To Be Raised $9,992,000 Associated Brokers / Dealers The Strategic Alliance Corporation CIK Number 0000898171 Filed Document 0001209191-19-053862 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:29:58 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
AMITY OPPORTUNITY I LP See All Filings	D	2019-10-23 17:29:22 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001791936 Filed Document 0001791936-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:29:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXO Trading Partners LP See All Filings	D	2019-10-23 17:27:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792063 Filed Document 0000935836-19-000557 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:27:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity