Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BIRCHCOURT CAPITAL LLC See All Filings	D	2019-10-25 14:52:52 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers Dennis Wilson CIK Number 0001766027 Filed Document 0001766027-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-25 14:52:52 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Stoic Onshore LP See All Filings	D/A	2019-10-25 14:50:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743495 Filed Document 0001743495-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-25 14:50:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IOTA COMMUNICATIONS, INC. See All Filings	D	2019-10-25 14:42:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers GP Nurmenkari Inc. CIK Number 0001095130 Filed Document 0001095130-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-25 14:42:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Brix on 26th Investments, LLC See All Filings	D	2019-10-25 14:41:45 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001790941 Filed Document 0001790941-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 14:41:45 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Wellington Securitized Opportunities, Ltd. See All Filings	D	2019-10-25 14:38:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001710239 Filed Document 0000919574-19-006574 Exclusions or Exemptions 506b Accepted Date 2019-10-25 14:38:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
EMG Fund V Spur Holdings, LLC See All Filings	D	2019-10-25 14:36:13 UTC
Amount To Be Raised $231,377,207 Associated Brokers / Dealers N/A CIK Number 0001791211 Filed Document 0001791211-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 14:36:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Fund IV Spur Holdings, LLC See All Filings	D	2019-10-25 14:27:54 UTC
Amount To Be Raised $156,824,813 Associated Brokers / Dealers N/A CIK Number 0001791214 Filed Document 0001791214-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 14:27:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Fund V Spur Co-Investment, LP See All Filings	D	2019-10-25 14:24:47 UTC
Amount To Be Raised $26,427,440 Associated Brokers / Dealers N/A CIK Number 0001791208 Filed Document 0001791208-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 14:24:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnolia CO Investors LP See All Filings	D	2019-10-25 14:21:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RealCadre LLC CIK Number 0001792274 Filed Document 0001792274-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 14:21:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMG Fund IV Spur Co-Investment, LP See All Filings	D	2019-10-25 14:18:04 UTC
Amount To Be Raised $8,865,000 Associated Brokers / Dealers N/A CIK Number 0001791712 Filed Document 0001791712-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 14:18:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASANITE, INC. See All Filings	D	2019-10-25 14:12:22 UTC
Amount To Be Raised $338,000 Associated Brokers / Dealers N/A CIK Number 0001448705 Filed Document 0001553350-19-001087 Exclusions or Exemptions 506b Accepted Date 2019-10-25 14:12:22 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HMPF 2020, LP See All Filings	D	2019-10-25 14:10:00 UTC
Amount To Be Raised $3,008,204 Associated Brokers / Dealers N/A CIK Number 0001792284 Filed Document 0001792284-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 14:10:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Private Real Assets Fund, L.P. See All Filings	D	2019-10-25 14:03:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791122 Filed Document 0001791122-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 14:03:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Safeguard Home & Auto, LLC See All Filings	D	2019-10-25 13:47:40 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001714041 Filed Document 0001714041-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 13:47:40 UTC Type of Offering D Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Analytical Wizards, Inc. See All Filings	D	2019-10-25 13:45:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001792312 Filed Document 0001792312-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 13:45:52 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Global Focus Fund, Ltd. See All Filings	D/A	2019-10-25 13:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457466 Filed Document 0000919574-19-006572 Exclusions or Exemptions 506b Accepted Date 2019-10-25 13:41:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sexton Biotechnologies, Inc. See All Filings	D	2019-10-25 13:39:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001792289 Filed Document 0001792289-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 13:39:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Castlegate Partners IX-MMV, LLC See All Filings	D	2019-10-25 13:39:44 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001790758 Filed Document 0001790758-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 13:39:44 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Discovery Global Macro Partnership, L.P. See All Filings	D/A	2019-10-25 13:31:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528170 Filed Document 0000919574-19-006570 Exclusions or Exemptions 506b Accepted Date 2019-10-25 13:31:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Leben & Cerne Corp See All Filings	D	2019-10-25 13:29:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001792086 Filed Document 0001792086-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 13:29:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
EPQ LLC, AMTB PS See All Filings	D/A	2019-10-25 13:26:31 UTC
Amount To Be Raised $29,570,000 Associated Brokers / Dealers N/A CIK Number 0001788890 Filed Document 0001788890-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-25 13:26:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DISCOVERY SPECIAL OPPORTUNITIES IV, LP See All Filings	D/A	2019-10-25 13:25:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755798 Filed Document 0000919574-19-006568 Exclusions or Exemptions 506b Accepted Date 2019-10-25 13:25:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GCM Grosvenor Advance Feeder Fund, L.P. See All Filings	D/A	2019-10-25 13:24:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GRV Securities LLC CIK Number 0001781065 Filed Document 0001781065-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-25 13:24:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Grosvenor Advance Fund, L.P. See All Filings	D/A	2019-10-25 13:17:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GRV Securities LLC CIK Number 0001780706 Filed Document 0001780706-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-25 13:17:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Navigation, Inc. See All Filings	D	2019-10-25 13:05:19 UTC
Amount To Be Raised $471,937 Associated Brokers / Dealers N/A CIK Number 0001792087 Filed Document 0001209191-19-054061 Exclusions or Exemptions 506b Accepted Date 2019-10-25 13:05:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Iris Plans, Inc. See All Filings	D	2019-10-25 13:05:17 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001718256 Filed Document 0001718256-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-25 13:05:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eternal Ratio Inc. See All Filings	D	2019-10-25 13:05:05 UTC
Amount To Be Raised $1,124,998 Associated Brokers / Dealers N/A CIK Number 0001792277 Filed Document 0001792277-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 13:05:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SponsorUnited, Inc. See All Filings	D	2019-10-25 13:02:30 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001694204 Filed Document 0001694204-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 13:02:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Iris Plans, Inc. See All Filings	D	2019-10-25 12:50:15 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001718256 Filed Document 0001718256-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-25 12:50:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Scout Energy Partners Co-Invest V-A, LP See All Filings	D	2019-10-25 12:48:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792271 Filed Document 0001792271-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 12:48:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Invest-007 LLC (A Series of Harvest Invest LLC) See All Filings	D	2019-10-25 12:48:32 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001789870 Filed Document 0001789870-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 12:48:32 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
REO Injection Well Joint Venture LLC See All Filings	D	2019-10-25 12:47:23 UTC
Amount To Be Raised $2,985,000 Associated Brokers / Dealers N/A CIK Number 0001791672 Filed Document 0001791672-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 12:47:23 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PFH Capital Fund, LLC See All Filings	D/A	2019-10-25 12:41:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753083 Filed Document 0001753083-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 12:41:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preserve SC Fund, LLC See All Filings	D	2019-10-25 12:27:58 UTC
Amount To Be Raised $7,950,000 Associated Brokers / Dealers N/A CIK Number 0001719467 Filed Document 0001719467-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-25 12:27:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PVAM Perlus Microcap Fund, L.P. See All Filings	D/A	2019-10-25 12:16:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan P. Lawrence CIK Number 0001472885 Filed Document 0001472885-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 12:16:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2201 Jefferson LLC See All Filings	D	2019-10-25 12:14:12 UTC
Amount To Be Raised $6,105,000 Associated Brokers / Dealers N/A CIK Number 0001792262 Filed Document 0001792262-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 12:14:12 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
KI Horizons Investors, LLC See All Filings	D	2019-10-25 12:02:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001792294 Filed Document 0001792294-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 12:02:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Invesco Long Duration Corporate Bond Fund, a Series of Invesco Multi Series Funds II, LLC See All Filings	D/A	2019-10-25 12:02:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001741863 Filed Document 0001741863-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-25 12:02:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sprott Private Resource Lending II (International), LP See All Filings	D/A	2019-10-25 11:45:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sprott Global Resource Investments Ltd. and Hoshea Greenfield CIK Number 0001759897 Filed Document 0001567619-19-019992 Exclusions or Exemptions 506b Accepted Date 2019-10-25 11:45:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LLJ Multifamily Ventures 12, LLC See All Filings	D	2019-10-25 11:34:16 UTC
Amount To Be Raised $19,720,354 Associated Brokers / Dealers N/A CIK Number 0001792187 Filed Document 0001683168-19-003362 Exclusions or Exemptions 506b Accepted Date 2019-10-25 11:34:16 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sunshine Encinitas, LLC See All Filings	D	2019-10-25 11:33:04 UTC
Amount To Be Raised $25,305,798 Associated Brokers / Dealers N/A CIK Number 0001792189 Filed Document 0001683168-19-003361 Exclusions or Exemptions 506b Accepted Date 2019-10-25 11:33:04 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RespireDx, Inc. See All Filings	D	2019-10-25 11:26:24 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001791882 Filed Document 0001791882-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 11:26:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Thresher Partners, L.P. See All Filings	D/A	2019-10-25 11:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert Noonan CIK Number 0000948249 Filed Document 0000919574-19-006562 Exclusions or Exemptions 506b Accepted Date 2019-10-25 11:24:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Vintage Horizon Holdings, LLC See All Filings	D	2019-10-25 11:24:05 UTC
Amount To Be Raised $17,800,000 Associated Brokers / Dealers N/A CIK Number 0001792151 Filed Document 0001792151-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-25 11:24:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Roof4All MCI 1, LLC See All Filings	D	2019-10-25 11:24:04 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001792007 Filed Document 0001792007-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 11:24:04 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Partners Capital II LLC See All Filings	D	2019-10-25 11:21:16 UTC
Amount To Be Raised $5,710,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001792272 Filed Document 0001792272-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 11:21:16 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HEALTHCARE VALUE PARTNERS, L.P. See All Filings	D/A	2019-10-25 11:13:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358300 Filed Document 0000919574-19-006560 Exclusions or Exemptions 506b Accepted Date 2019-10-25 11:13:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
What About Health, Inc. See All Filings	D	2019-10-25 11:13:09 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001791813 Filed Document 0001791813-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 11:13:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
White Square Partners Fund Inc. See All Filings	D/A	2019-10-25 11:09:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TGP Securities CIK Number 0001687204 Filed Document 0001687204-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-25 11:09:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metacapital Rising Rates Fund, Ltd. See All Filings	D/A	2019-10-25 11:02:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CdR Capital S.A., Morgan Stanley, Citigroup Global Markets Inc., and J.P. Morgan Securities LLC CIK Number 0001582319 Filed Document 0000919574-19-006558 Exclusions or Exemptions 506b Accepted Date 2019-10-25 11:02:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund