|
|
D |
2019-10-30 12:28:37 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791772
- Filed Document
- 0001567619-19-020129
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 12:28:37 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 12:25:33 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791962
- Filed Document
- 0001791962-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 12:25:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-30 12:18:39 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621688
- Filed Document
- 0001621688-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 12:18:39 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-10-30 12:13:40 UTC |
- Amount To Be Raised
- $18,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792638
- Filed Document
- 0001792638-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 12:13:40 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-30 12:09:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777336
- Filed Document
- 0001777336-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 12:09:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 12:07:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001471120
- Filed Document
- 0001471120-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 12:07:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 12:05:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792120
- Filed Document
- 0001393725-19-000128
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 12:05:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 12:05:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539742
- Filed Document
- 0001539742-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 12:05:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 12:04:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790973
- Filed Document
- 0001393725-19-000127
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 12:04:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 12:02:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790971
- Filed Document
- 0001393725-19-000126
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 12:02:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 12:01:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539743
- Filed Document
- 0001539743-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 12:01:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 11:58:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638087
- Filed Document
- 0001638087-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:58:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 11:53:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729912
- Filed Document
- 0001729912-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:53:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 11:50:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- VNTR Securities LLC
- CIK Number
- 0001792178
- Filed Document
- 0001213900-19-021471
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:50:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 11:45:15 UTC |
- Amount To Be Raised
- $29,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001786027
- Filed Document
- 0001786027-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:45:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Equity
|
|
|
D/A |
2019-10-30 11:44:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756477
- Filed Document
- 0001756477-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:44:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 11:42:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656292
- Filed Document
- 0001656292-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:42:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-30 11:31:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FAP USA, L.P., First Avenue Partners LLP, and Credicorp Capital Asset Management S.A. Administradora General De Fondos
- CIK Number
- 0001755067
- Filed Document
- 0001755067-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:31:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 11:31:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721936
- Filed Document
- 0001721936-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:31:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 11:30:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FAP USA, L.P., First Avenue Partners LLP, and Credicorp Capital Asset Management S.A. Administradora General De Fondos
- CIK Number
- 0001755057
- Filed Document
- 0001755057-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:30:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 11:30:14 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792642
- Filed Document
- 0001792642-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:30:14 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-30 11:28:38 UTC |
- Amount To Be Raised
- $190,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782397
- Filed Document
- 0001012975-19-000654
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:28:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 11:21:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001625349
- Filed Document
- 0001625349-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:21:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 11:20:04 UTC |
- Amount To Be Raised
- $56,080,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771368
- Filed Document
- 0001771368-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:20:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-30 11:19:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001625318
- Filed Document
- 0001625318-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:19:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 11:15:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750906
- Filed Document
- 0001750906-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:15:16 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 11:11:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- VNTR Securities LLC
- CIK Number
- 0001791264
- Filed Document
- 0001213900-19-021462
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:11:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 11:07:33 UTC |
- Amount To Be Raised
- $20,202,020
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792447
- Filed Document
- 0001792447-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:07:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 10:45:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757672
- Filed Document
- 0001757672-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:45:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 10:40:27 UTC |
- Amount To Be Raised
- $4,732,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792656
- Filed Document
- 0001792656-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:40:27 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 10:33:05 UTC |
- Amount To Be Raised
- $20,710,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792181
- Filed Document
- 0001398344-19-018753
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:33:05 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 10:32:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792105
- Filed Document
- 0001792105-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:32:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 10:32:47 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792324
- Filed Document
- 0001792324-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:32:47 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 10:28:56 UTC |
- Amount To Be Raised
- $7,290,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792180
- Filed Document
- 0001398344-19-018751
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:28:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 10:16:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Andrew R. Feldman
- CIK Number
- 0001450774
- Filed Document
- 0000919574-19-006617
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:16:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-30 10:12:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757594
- Filed Document
- 0001013594-19-000646
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:12:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 10:10:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Acanthus Capital Limited
- CIK Number
- 0001792545
- Filed Document
- 0001792545-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:10:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 10:07:06 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792588
- Filed Document
- 0001792588-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:07:06 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 10:06:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782134
- Filed Document
- 0001782134-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:06:26 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 10:05:54 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792160
- Filed Document
- 0001792160-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:05:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 10:00:24 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792583
- Filed Document
- 0001792583-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:00:24 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-10-30 09:52:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001488863
- Filed Document
- 0001013594-19-000645
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:52:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 09:52:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001053370
- Filed Document
- 0001013594-19-000644
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:52:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 09:52:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000948447
- Filed Document
- 0001013594-19-000643
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:52:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 09:42:02 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Sandler O'Neill & Partners, L.P.
- CIK Number
- 0001070680
- Filed Document
- 0001070680-19-000034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:42:02 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 09:39:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., and CAIS CAPITAL LLC
- CIK Number
- 0001791656
- Filed Document
- 0001791656-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:39:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 09:38:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., and CAIS CAPITAL LLC
- CIK Number
- 0001791657
- Filed Document
- 0001791657-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:38:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 09:36:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., and CAIS CAPITAL LLC
- CIK Number
- 0001791658
- Filed Document
- 0001791658-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:36:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 09:35:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., and CAIS CAPITAL LLC
- CIK Number
- 0001791659
- Filed Document
- 0001791659-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:35:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 09:33:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., and CAIS CAPITAL LLC
- CIK Number
- 0001791660
- Filed Document
- 0001791660-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:33:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|