Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Celcuity Inc. See All Filings	D/A	2019-10-30 18:04:15 UTC
Amount To Be Raised $2,975,746 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001603454 Filed Document 0001437749-19-020960 Exclusions or Exemptions 506b Accepted Date 2019-10-30 18:04:15 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
CF Hendry Multifamily DST See All Filings	D	2019-10-30 17:44:28 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers Cantor Fitzgerald & Co. CIK Number 0001792431 Filed Document 0001792431-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:44:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Expanesthetics, Inc See All Filings	D	2019-10-30 17:42:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers n/a CIK Number 0001716170 Filed Document 0001716170-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:42:17 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Celcuity Inc. See All Filings	D/A	2019-10-30 17:37:44 UTC
Amount To Be Raised $6,612,667 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001603454 Filed Document 0001437749-19-020955 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:37:44 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Healthcare, Inc. See All Filings	D	2019-10-30 17:37:29 UTC
Amount To Be Raised $17,999,983 Associated Brokers / Dealers Allen & Company LLC CIK Number 0001617422 Filed Document 0001617422-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:37:29 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Crescere Augusta, LLC See All Filings	D	2019-10-30 17:24:25 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001792409 Filed Document 0001792409-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:24:25 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
BSP Unlevered Non-US SOF II (Senior Secured Opportunities) Fund L.P. See All Filings	D	2019-10-30 17:21:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. CIK Number 0001779230 Filed Document 0001779230-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:21:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS EB5 X LLC See All Filings	D	2019-10-30 17:21:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Dalmore Group, LLC and Dalmore Group, LLC CIK Number 0001789483 Filed Document 0001104659-19-057910 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:21:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Movoto Holdings, Inc. See All Filings	D	2019-10-30 17:16:52 UTC
Amount To Be Raised $8,008,473 Associated Brokers / Dealers N/A CIK Number 0001792705 Filed Document 0001792705-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:16:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BSP Levered Non-US SOF II (Senior Secured Opportunities) Fund L.P. See All Filings	D	2019-10-30 17:14:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. CIK Number 0001779111 Filed Document 0001779111-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:14:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSP Unlevered US SOF II (Senior Secured Opportunities) Fund L.P. See All Filings	D	2019-10-30 17:14:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. CIK Number 0001779168 Filed Document 0001779168-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:14:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSP Levered US SOF II (Senior Secured Opportunities) Fund L.P. See All Filings	D	2019-10-30 17:12:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. CIK Number 0001779136 Filed Document 0001779136-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:12:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KCL Capital Offshore Fund, Ltd. See All Filings	D/A	2019-10-30 17:10:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720497 Filed Document 0000905718-19-000881 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:10:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KCL Capital Fund, L.P. See All Filings	D/A	2019-10-30 17:08:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720494 Filed Document 0000905718-19-000879 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:08:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OVP-Stellar Cyber LLC See All Filings	D	2019-10-30 17:06:51 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001792783 Filed Document 0001792783-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:06:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RS-Axiado, LLC See All Filings	D/A	2019-10-30 17:00:45 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001738667 Filed Document 0001738667-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:00:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Apploi Holdings Inc. See All Filings	D	2019-10-30 16:56:48 UTC
Amount To Be Raised $5,275,202 Associated Brokers / Dealers N/A CIK Number 0001629549 Filed Document 0001629549-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:56:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AE 14R Series, a separate series of Amber Equities Master Series, LLC See All Filings	D	2019-10-30 16:55:55 UTC
Amount To Be Raised $805,000 Associated Brokers / Dealers N/A CIK Number 0001789308 Filed Document 0001792652-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:55:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OVP-Axiado LLC See All Filings	D	2019-10-30 16:53:54 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001792757 Filed Document 0001792757-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:53:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
IK Minority Partnership I Fund No.2 SCSp See All Filings	D/A	2019-10-30 16:53:03 UTC
Amount To Be Raised $556,200,000 Associated Brokers / Dealers N/A CIK Number 0001757988 Filed Document 0001757988-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:53:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Trovagene, Inc. See All Filings	D	2019-10-30 16:51:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001213037 Filed Document 0001209191-19-054520 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:51:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IK Minority Partnership I Fund No.1 SCSp See All Filings	D/A	2019-10-30 16:51:37 UTC
Amount To Be Raised $556,200,000 Associated Brokers / Dealers N/A CIK Number 0001757987 Filed Document 0001757987-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:51:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
SC Fund I, a series of Brezina Funds, LP See All Filings	D	2019-10-30 16:50:17 UTC
Amount To Be Raised $185,300 Associated Brokers / Dealers N/A CIK Number 0001792548 Filed Document 0001792548-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:50:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ogee, Inc. See All Filings	D	2019-10-30 16:49:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001653330 Filed Document 0001653330-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:49:46 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other
Agrios Global Holdings Ltd. See All Filings	D	2019-10-30 16:49:00 UTC
Amount To Be Raised $6,607,135 Associated Brokers / Dealers N/A CIK Number 0001729038 Filed Document 0001183740-19-000226 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:49:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Peachtree Real Estate Fund II-A, L.P. See All Filings	D	2019-10-30 16:47:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789717 Filed Document 0001789717-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:47:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foodome Inc. See All Filings	D	2019-10-30 16:43:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001792285 Filed Document 0000897069-19-000496 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:43:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LIONSTONE U.S. VALUE-ADD FIVE, L.P. See All Filings	D/A	2019-10-30 16:39:59 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001754742 Filed Document 0001754742-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:39:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
K5 Global LT Co-Invest LLC See All Filings	D	2019-10-30 16:38:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001792652 Filed Document 0001792652-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:38:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ridge Equity, LLC See All Filings	D	2019-10-30 16:24:48 UTC
Amount To Be Raised $10,741,465 Associated Brokers / Dealers N/A CIK Number 0001792755 Filed Document 0001792755-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:24:48 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Freeplay, a Series of Jason's Syndicate, LLC See All Filings	D/A	2019-10-30 16:23:51 UTC
Amount To Be Raised $294,455 Associated Brokers / Dealers N/A CIK Number 0001785874 Filed Document 0001792173-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:23:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cliq Products LLC See All Filings	D/A	2019-10-30 16:22:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001787981 Filed Document 0001787981-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:22:57 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
General Lattice, Inc. See All Filings	D	2019-10-30 16:17:17 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001792436 Filed Document 0001792436-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:17:17 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Chalkstream Investment (International) Master Fund, Ltd. See All Filings	D	2019-10-30 16:16:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792756 Filed Document 0001792756-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:16:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BioLib, Inc. See All Filings	D	2019-10-30 16:11:09 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001789971 Filed Document 0001615594-19-000037 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:11:09 UTC Type of Offering D Industry Other Technology Principal Place of Business DENMARK Revenue or Assets Decline to Disclose Type of Security Equity
Been There LLC See All Filings	D	2019-10-30 16:08:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791781 Filed Document 0000892251-19-000060 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:08:32 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Twistle, Inc. See All Filings	D	2019-10-30 16:07:13 UTC
Amount To Be Raised $18,023,112 Associated Brokers / Dealers N/A CIK Number 0001509320 Filed Document 0001509320-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:07:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Principal Enhanced Property Fund, L.P. See All Filings	D/A	2019-10-30 16:03:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PRINCIPAL FUNDS DISTRIBUTOR, INC. CIK Number 0001293213 Filed Document 0001293213-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:03:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CBC Partners, LLC See All Filings	D	2019-10-30 16:02:45 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001792707 Filed Document 0001792707-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:02:45 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Slumberkins Inc. See All Filings	D/A	2019-10-30 16:02:10 UTC
Amount To Be Raised $2,914,686 Associated Brokers / Dealers N/A CIK Number 0001758145 Filed Document 0001758145-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:02:10 UTC Type of Offering D/A Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AIC Credit Opportunities Partners Fund II-A, L.P. See All Filings	D	2019-10-30 16:01:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Ltd CIK Number 0001792464 Filed Document 0000950142-19-002145 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:01:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CYTOVALE INC. See All Filings	D	2019-10-30 16:00:20 UTC
Amount To Be Raised $8,433,479 Associated Brokers / Dealers N/A CIK Number 0001725779 Filed Document 0001725779-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-30 16:00:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tattva Investment Fund Ltd. See All Filings	D/A	2019-10-30 15:58:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708576 Filed Document 0001171520-19-000330 Exclusions or Exemptions 506b Accepted Date 2019-10-30 15:58:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IntelliSpeX, Inc. See All Filings	D	2019-10-30 15:56:42 UTC
Amount To Be Raised $2,999,998 Associated Brokers / Dealers N/A CIK Number 0001792344 Filed Document 0001792344-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 15:56:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Metcalfe, Inc. See All Filings	D	2019-10-30 15:56:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001789469 Filed Document 0001789469-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 15:56:26 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
KKR European Fund V ESC (Lev) L.P. See All Filings	D	2019-10-30 15:51:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792208 Filed Document 0001780806-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-10-30 15:51:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Huemen Corp. See All Filings	D/A	2019-10-30 15:48:23 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001783554 Filed Document 0001783554-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-30 15:48:23 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
KKR European Fund V ESC (Unlev) L.P. See All Filings	D	2019-10-30 15:46:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792209 Filed Document 0001780806-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-10-30 15:46:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tmunity Therapeutics, Inc. See All Filings	D	2019-10-30 15:43:58 UTC
Amount To Be Raised $74,999,948 Associated Brokers / Dealers N/A CIK Number 0001661702 Filed Document 0001661702-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 15:43:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SPRING ROCK MANUFACTURING PARTNERS I LP See All Filings	D/A	2019-10-30 15:41:25 UTC
Amount To Be Raised $9,625,000 Associated Brokers / Dealers N/A CIK Number 0001788936 Filed Document 0001788936-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-30 15:41:25 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity