Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HAWKEYE CAPITAL, LP See All Filings	D/A	2019-10-31 17:48:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137663 Filed Document 0001137663-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-31 17:48:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawkeye Capital Institutional, L.P. See All Filings	D/A	2019-10-31 17:44:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532069 Filed Document 0001532069-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-31 17:44:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawkeye Capital Offshore See All Filings	D/A	2019-10-31 17:39:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532070 Filed Document 0001532070-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-31 17:39:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AYTU BIOSCIENCE, INC See All Filings	D	2019-10-31 17:24:35 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001385818 Filed Document 0001654954-19-012195 Exclusions or Exemptions 506b Accepted Date 2019-10-31 17:24:35 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Direct Leased Properties, LLC See All Filings	D/A	2019-10-31 17:20:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001558681 Filed Document 0001558681-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 17:20:54 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kora Holdings I Offshore Fund Ltd See All Filings	D	2019-10-31 17:18:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786530 Filed Document 0000905718-19-000892 Exclusions or Exemptions 506b Accepted Date 2019-10-31 17:18:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consolidated Machine & Tool Holdings, LLC See All Filings	D	2019-10-31 17:18:06 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001792815 Filed Document 0001711509-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-31 17:18:06 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Unusual Ventures Fund II, L.P. See All Filings	D	2019-10-31 17:17:02 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001792496 Filed Document 0001792496-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 17:17:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SQWAQ INC See All Filings	D	2019-10-31 17:15:11 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001763934 Filed Document 0001763934-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-31 17:15:11 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Nguyen Coffee Supply, LLC See All Filings	D	2019-10-31 17:12:29 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001792677 Filed Document 0001792677-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 17:12:29 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MIRAGEN THERAPEUTICS, INC. See All Filings	D/A	2019-10-31 17:12:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001590750 Filed Document 0001590750-19-000052 Exclusions or Exemptions 506b Accepted Date 2019-10-31 17:12:27 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TCA Global Credit Fund, Ltd. See All Filings	D/A	2019-10-31 17:10:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mark Young and Frank Johansen CIK Number 0001502175 Filed Document 0001315863-19-000889 Exclusions or Exemptions 506b Accepted Date 2019-10-31 17:10:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Whiskey Row Denver LLC See All Filings	D	2019-10-31 17:02:37 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers There are none CIK Number 0001792887 Filed Document 0001792887-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 17:02:37 UTC Type of Offering D Industry Restaurants Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
WWCIP VII, LLC See All Filings	D	2019-10-31 17:01:42 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001711509 Filed Document 0001711509-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 17:01:42 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PRM Fund IV Lake Mary Outside Investors LLC See All Filings	D	2019-10-31 16:57:51 UTC
Amount To Be Raised $6,877,625 Associated Brokers / Dealers N/A CIK Number 0001792711 Filed Document 0001792711-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:57:51 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Soundlink Healthcare Investment Partners, LP See All Filings	D	2019-10-31 16:55:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791622 Filed Document 0001013594-19-000669 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:55:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Varde Fund XIII (B) (Feeder), L.P. See All Filings	D/A	2019-10-31 16:52:44 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Samsung Securities Co., Ltd., and Crosspoint Advisors, Inc. CIK Number 0001753011 Filed Document 0000950142-19-002158 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:52:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soundlink Investment Partners, LP See All Filings	D/A	2019-10-31 16:51:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644931 Filed Document 0001013594-19-000668 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:51:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Varde Fund XIII (A) (Feeder), L.P. See All Filings	D/A	2019-10-31 16:51:46 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Samsung Securities Co., Ltd., and Crosspoint Advisors, Inc. CIK Number 0001752866 Filed Document 0000950142-19-002157 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:51:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALUCRO HEALTHCARE SOLUTIONS, LLC See All Filings	D/A	2019-10-31 16:51:30 UTC
Amount To Be Raised $2,481,446 Associated Brokers / Dealers N/A CIK Number 0001552379 Filed Document 0001792592-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:51:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Zoox, Inc. See All Filings	D	2019-10-31 16:51:23 UTC
Amount To Be Raised $292,644,187 Associated Brokers / Dealers N/A CIK Number 0001675949 Filed Document 0001675949-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:51:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
JCU DEVELOPMENT MANAGEMENT, LLC See All Filings	D	2019-10-31 16:50:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers JIA RONG LIN CIK Number 0001784604 Filed Document 0001784604-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:50:42 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HCG Farmington LLC See All Filings	D	2019-10-31 16:49:54 UTC
Amount To Be Raised $1,541,222 Associated Brokers / Dealers N/A CIK Number 0001791726 Filed Document 0001792592-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:49:54 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Varde Fund XIII, L.P. See All Filings	D/A	2019-10-31 16:48:42 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Samsung Securities Co., Ltd., and Crosspoint Advisors, Inc. CIK Number 0001752865 Filed Document 0000950142-19-002156 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:48:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HelloAva, Inc. See All Filings	D	2019-10-31 16:47:44 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers NA CIK Number 0001777204 Filed Document 0001777204-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:47:44 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
CannGoods, Inc. See All Filings	D	2019-10-31 16:47:42 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001776807 Filed Document 0001776807-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:47:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Amendments Across America Ltd Liability Co See All Filings	D	2019-10-31 16:44:36 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001790030 Filed Document 0001790030-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:44:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Orthogonal Global Fund, LP See All Filings	D/A	2019-10-31 16:42:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757682 Filed Document 0001757682-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:42:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HelloAva, Inc. See All Filings	D	2019-10-31 16:41:57 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers n/a CIK Number 0001777204 Filed Document 0001777204-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:41:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
EMG PRES Equity Holdings, LLC See All Filings	D	2019-10-31 16:41:31 UTC
Amount To Be Raised $171,885,350 Associated Brokers / Dealers N/A CIK Number 0001692540 Filed Document 0001692540-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:41:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Fund IV Sable Holdings, LLC See All Filings	D	2019-10-31 16:38:21 UTC
Amount To Be Raised $78,114,650 Associated Brokers / Dealers N/A CIK Number 0001751972 Filed Document 0001692540-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:38:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vindex LLC See All Filings	D	2019-10-31 16:36:37 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001792602 Filed Document 0001213900-19-021645 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:36:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VSBLTY GROUPE TECHNOLOGIES CORP. See All Filings	D	2019-10-31 16:33:48 UTC
Amount To Be Raised $139,775 Associated Brokers / Dealers N/A CIK Number 0001757207 Filed Document 0001183740-19-000227 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:33:48 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ERApeutics, LLC See All Filings	D/A	2019-10-31 16:33:42 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001792831 Filed Document 0001792831-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:33:42 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HelloAva, Inc. See All Filings	D	2019-10-31 16:33:38 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers n/a CIK Number 0001777204 Filed Document 0001777204-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:33:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
JCU WEALTH MANAGEMENT, LLC See All Filings	D	2019-10-31 16:31:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JIA RONG LIN CIK Number 0001784550 Filed Document 0001784550-19-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2019-10-31 16:31:59 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Plaisance SPV I, LLC See All Filings	D	2019-10-31 16:27:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Britehorn Securities and Stifel Nicolaus & Company, Inc. CIK Number 0001791049 Filed Document 0001791049-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:27:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Venture SPV II, LP See All Filings	D	2019-10-31 16:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792563 Filed Document 0001792563-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:26:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HelloAva, Inc. See All Filings	D	2019-10-31 16:26:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers n/a CIK Number 0001777204 Filed Document 0001777204-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:26:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Two Sigma Ventures Co-Invest Fund, LLC - Investment Series 2 See All Filings	D	2019-10-31 16:24:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001792654 Filed Document 0001792654-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:24:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HelloAva, Inc. See All Filings	D	2019-10-31 16:14:55 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers n/a CIK Number 0001777204 Filed Document 0001777204-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:14:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
EKKDA RESEARCH, LLC See All Filings	D	2019-10-31 16:13:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001792727 Filed Document 0001792727-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:13:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Muy Tech, Inc. See All Filings	D	2019-10-31 16:11:36 UTC
Amount To Be Raised $4,350,342 Associated Brokers / Dealers N/A CIK Number 0001792110 Filed Document 0001792110-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:11:36 UTC Type of Offering D Industry Other Principal Place of Business COLOMBIA Revenue or Assets Decline to Disclose Type of Security Equity
GeoVax Labs, Inc. See All Filings	D	2019-10-31 16:06:20 UTC
Amount To Be Raised $3,256,534 Associated Brokers / Dealers N/A CIK Number 0000832489 Filed Document 0000832489-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:06:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Twenty Acre Global Ltd See All Filings	D	2019-10-31 16:02:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791333 Filed Document 0000905718-19-000890 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:02:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IEQ Capital Access Fund - Fortress Lending Fund (TE), L.P. See All Filings	D	2019-10-31 16:01:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791956 Filed Document 0000897069-19-000499 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:01:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Twenty Acre Global LP See All Filings	D	2019-10-31 16:01:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791334 Filed Document 0000905718-19-000889 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:01:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orion Onshore Fund LP See All Filings	D	2019-10-31 16:00:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791785 Filed Document 0000905718-19-000888 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:00:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nordic Mining ASA See All Filings	D	2019-10-31 16:00:22 UTC
Amount To Be Raised $225,100 Associated Brokers / Dealers N/A CIK Number 0001792514 Filed Document 0001214659-19-006746 Exclusions or Exemptions 506b Accepted Date 2019-10-31 16:00:22 UTC Type of Offering D Industry Other Principal Place of Business NORWAY Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2019-10-31 15:57:25 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers Vik Goel, Brian Pacen, Cambridge Investment Research, Inc., Jason Salmon, Tony Barouti, Chay Lapin, Alan B. Harrison, James Parry, Shane Siederman, Jason D'Amelio, Joseph A. Langlois III, Independent Financial Group, LLC, Bart Zandbergen, Steven Kolinsky, Assaf Pinchas, Shawn Williamson, Jon Paul Cirelli, and Crown Capital Securities, L.P. CIK Number 0001773819 Filed Document 0001773819-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-10-31 15:57:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity