Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
STAMINA FUND LTD. See All Filings	D/A	2019-11-01 10:33:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757792 Filed Document 0000919574-19-006647 Exclusions or Exemptions 506b Accepted Date 2019-11-01 10:33:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Alternative Lending Fund (Cayman) L.P. See All Filings	D/A	2019-11-01 10:30:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001756690 Filed Document 0000945621-19-000332 Exclusions or Exemptions 506b Accepted Date 2019-11-01 10:30:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TMI/RR Winthrop Road Brookline Investor LLC See All Filings	D	2019-11-01 10:24:15 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001787093 Filed Document 0000950138-19-000498 Exclusions or Exemptions 506b Accepted Date 2019-11-01 10:24:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Re Mixers, Inc. See All Filings	D	2019-11-01 10:23:53 UTC
Amount To Be Raised $194,925 Associated Brokers / Dealers N/A CIK Number 0001692798 Filed Document 0001692798-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 10:23:53 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
MVP Opportunity Fund VI LLC, Series VI-F2 See All Filings	D/A	2019-11-01 10:15:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001792178 Filed Document 0001213900-19-021745 Exclusions or Exemptions 506b Accepted Date 2019-11-01 10:15:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upper 90 Tech LLC See All Filings	D	2019-11-01 10:12:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001792914 Filed Document 0001792914-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 10:12:27 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
CM Haynesville, LLC See All Filings	D	2019-11-01 10:04:33 UTC
Amount To Be Raised $20,400,000 Associated Brokers / Dealers N/A CIK Number 0001792961 Filed Document 0001792961-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 10:04:33 UTC Type of Offering D Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lord Abbett High Yield Trust See All Filings	D/A	2019-11-01 10:03:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001721677 Filed Document 0001721677-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 10:03:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMS Analytics, Inc. See All Filings	D	2019-11-01 09:57:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001656137 Filed Document 0001656137-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 09:57:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Biochar Now, LLC See All Filings	D	2019-11-01 09:54:56 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Biochar Now LLC CIK Number 0001537234 Filed Document 0001537234-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-01 09:54:56 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EASTMAIN RESOURCES INC See All Filings	D	2019-11-01 09:54:11 UTC
Amount To Be Raised $16,457 Associated Brokers / Dealers N/A CIK Number 0001020791 Filed Document 0001062993-19-004115 Exclusions or Exemptions 506b Accepted Date 2019-11-01 09:54:11 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LAKE WHILLANS FUND I LP See All Filings	D	2019-11-01 09:43:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EATON PARTNERS, LLC and LIORA PARTNERS CIK Number 0001789480 Filed Document 0001789480-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 09:43:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solutions Sofdesk Inc./Sofdesk Inc. See All Filings	D	2019-11-01 09:34:50 UTC
Amount To Be Raised $4,359,361 Associated Brokers / Dealers N/A CIK Number 0001792879 Filed Document 0001792879-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-01 09:34:50 UTC Type of Offering D Industry Other Technology Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Architect Equity Holdings LLC See All Filings	D	2019-11-01 09:30:09 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001792940 Filed Document 0001567619-19-020257 Exclusions or Exemptions 506b Accepted Date 2019-11-01 09:30:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solutions Sofdesk Inc./Sofdesk Inc. See All Filings	D	2019-11-01 09:11:46 UTC
Amount To Be Raised $2,298,000 Associated Brokers / Dealers N/A CIK Number 0001792879 Filed Document 0001792879-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 09:11:46 UTC Type of Offering D Industry Other Technology Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
1798 Event Convexity Fund Ltd See All Filings	D/A	2019-11-01 08:48:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721140 Filed Document 0001214659-19-006761 Exclusions or Exemptions 506b Accepted Date 2019-11-01 08:48:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1798 Credit Convexity Fund Ltd See All Filings	D/A	2019-11-01 08:45:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687743 Filed Document 0001214659-19-006759 Exclusions or Exemptions 506b Accepted Date 2019-11-01 08:45:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1798 UK Small Cap Best Ideas Fund Ltd. See All Filings	D/A	2019-11-01 08:42:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757677 Filed Document 0001214659-19-006757 Exclusions or Exemptions 506b Accepted Date 2019-11-01 08:42:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Element Corp. See All Filings	D	2019-11-01 08:35:13 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001792416 Filed Document 0001792416-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-01 08:35:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
COLOMBARD FUND, L.P. See All Filings	D/A	2019-11-01 08:33:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527536 Filed Document 0001566114-19-000116 Exclusions or Exemptions 506b Accepted Date 2019-11-01 08:33:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GeoVax Labs, Inc. See All Filings	D	2019-11-01 07:59:37 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0000832489 Filed Document 0000832489-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-01 07:59:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Lasker Fund See All Filings	D/A	2019-11-01 06:48:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379767 Filed Document 0000902664-19-004150 Exclusions or Exemptions 506b Accepted Date 2019-11-01 06:48:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIG Nassau Hall LP See All Filings	D/A	2019-11-01 06:47:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689016 Filed Document 0000902664-19-004149 Exclusions or Exemptions 506b Accepted Date 2019-11-01 06:47:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reneo Capital SPV III LP See All Filings	D/A	2019-11-01 06:46:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757709 Filed Document 0000902664-19-004148 Exclusions or Exemptions 506b Accepted Date 2019-11-01 06:46:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marto Capital Partners LP See All Filings	D/A	2019-11-01 06:45:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687846 Filed Document 0000902664-19-004147 Exclusions or Exemptions 506b Accepted Date 2019-11-01 06:45:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zyversa Therapeutics, Inc. See All Filings	D	2019-11-01 06:33:38 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Craft Capital Management LLC and Noble Life Science Partners CIK Number 0001613083 Filed Document 0000905718-19-000894 Exclusions or Exemptions 506b Accepted Date 2019-11-01 06:33:38 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
PH Fund III, a series of World Changing Ventures Syndicate, LP See All Filings	D/A	2019-10-31 21:00:29 UTC
Amount To Be Raised $247,565 Associated Brokers / Dealers N/A CIK Number 0001788485 Filed Document 0001777636-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-31 21:00:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CU Fund I, a series of New Stack Ventures, LP See All Filings	D/A	2019-10-31 20:54:36 UTC
Amount To Be Raised $168,500 Associated Brokers / Dealers N/A CIK Number 0001782710 Filed Document 0001777636-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-31 20:54:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PR Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D/A	2019-10-31 20:48:39 UTC
Amount To Be Raised $194,000 Associated Brokers / Dealers N/A CIK Number 0001777636 Filed Document 0001777636-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-31 20:48:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PL Fund III, a series of World Changing Ventures Syndicate, LP See All Filings	D/A	2019-10-31 20:42:15 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001787904 Filed Document 0001777636-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-31 20:42:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Passbase, Inc. See All Filings	D	2019-10-31 20:33:09 UTC
Amount To Be Raised $3,776,992 Associated Brokers / Dealers N/A CIK Number 0001792478 Filed Document 0001792478-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 20:33:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Devil May Care Ice Cream K Street, LP See All Filings	D	2019-10-31 20:29:16 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001792608 Filed Document 0001792608-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-31 20:29:16 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
FRNGE, LLC See All Filings	D/A	2019-10-31 20:28:12 UTC
Amount To Be Raised $565,000 Associated Brokers / Dealers N/A CIK Number 0001762834 Filed Document 0001762834-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-31 20:28:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
1WorldNow LLC See All Filings	D	2019-10-31 20:20:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001790786 Filed Document 0001790786-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 20:20:47 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CH Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D/A	2019-10-31 20:11:39 UTC
Amount To Be Raised $132,574 Associated Brokers / Dealers N/A CIK Number 0001781425 Filed Document 0001778707-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-31 20:11:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PR Fund II, a series of Heron Rock AL Access Funds, LP See All Filings	D/A	2019-10-31 20:04:46 UTC
Amount To Be Raised $294,000 Associated Brokers / Dealers N/A CIK Number 0001778707 Filed Document 0001778707-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-31 20:04:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PK Thompson Guitars LLC See All Filings	D	2019-10-31 19:45:53 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001668496 Filed Document 0001668496-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 19:45:53 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Tenfold SPV 2019 Series of Geekdom Fund Sidecar Series LLC See All Filings	D	2019-10-31 19:18:32 UTC
Amount To Be Raised $420,864 Associated Brokers / Dealers N/A CIK Number 0001786941 Filed Document 0001786941-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-31 19:18:32 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brave Care, Inc. See All Filings	D	2019-10-31 19:12:48 UTC
Amount To Be Raised $5,198,495 Associated Brokers / Dealers N/A CIK Number 0001773236 Filed Document 0001773236-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-31 19:12:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TOMORROW IDEAS, INC. See All Filings	D	2019-10-31 19:08:18 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001731149 Filed Document 0001731149-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 19:08:18 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Gameday Gateway, Inc. See All Filings	D/A	2019-10-31 18:50:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001684893 Filed Document 0001683168-19-003406 Exclusions or Exemptions 506b Accepted Date 2019-10-31 18:50:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CyberQuay Inc. See All Filings	D	2019-10-31 18:44:57 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001792847 Filed Document 0001792847-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 18:44:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCU L.L.C. See All Filings	D	2019-10-31 18:37:13 UTC
Amount To Be Raised $2,124,000 Associated Brokers / Dealers N/A CIK Number 0001731822 Filed Document 0001731822-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-31 18:37:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EVOPLS, Inc. See All Filings	D	2019-10-31 18:36:04 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001792929 Filed Document 0001792929-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-31 18:36:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Satori Co-Investment Partners, LP See All Filings	D	2019-10-31 18:35:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789804 Filed Document 0001789804-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 18:35:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Humboldt Eastern Railroad, LLC See All Filings	D/A	2019-10-31 18:29:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001756344 Filed Document 0001756344-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 18:29:50 UTC Type of Offering D/A Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVOPLS, Inc. See All Filings	D	2019-10-31 18:21:47 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001792929 Filed Document 0001792929-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-31 18:21:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 247 See All Filings	D	2019-10-31 18:20:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791506 Filed Document 0001791506-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 18:20:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Satori Capital Strategic Opportunities, LP See All Filings	D/A	2019-10-31 18:20:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501320 Filed Document 0001501320-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 18:20:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVOPLS, Inc. See All Filings	D	2019-10-31 18:06:13 UTC
Amount To Be Raised $214,500 Associated Brokers / Dealers N/A CIK Number 0001792929 Filed Document 0001792929-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 18:06:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity