|
|
D |
2019-11-04 14:03:59 UTC |
- Amount To Be Raised
- $40,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787204
- Filed Document
- 0001787204-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 14:03:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-04 13:57:58 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791776
- Filed Document
- 0001791776-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 13:57:58 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-04 13:53:20 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- Sandlapper Securities, LLC, Cabot Lodge Securities LLC, Calton & Associates, Inc., Purshe Kaplan Sterling Investments, Coastal Equities, Inc., Newbridge Securities Corporation, Cabin Securities, Inc., Aegis Capital Corp., Whitehall-Parker Securities, Inc., Center Street Securities, Inc., Corinthian Partners, L.L.C., Emerson Equity LLC, Chauner Securities, Inc., Sunbelt Securities, Inc., International Assets Advisory, LLC, Chalice Capital Partners, Skyway Capital Markets, LLC, KCD Financial, Inc., INDEPENDENT FINANCIAL GROUP, LLC, PARITER SECURITIES, LLC, TITAN SECURITIES, ADVISORY GROUP EQUITY SERVICES LTD., ARKADIOS CAPITAL, CENTAURUS FINANCIAL, INC., CLARAPHI ADVISORY NETWORK, LLC, DEMPSEY LORD SMITH, LLC, FORESIGHT WEALTH MANAGEMENT, LLC, KALOS CAPITAL, INC., LANDOLT SECURITIES, INC., NI ADVISORS, PRESIDENTIAL BROKERAGE, INC., SILVERHAWK ASSET MANAGEMENT, LLC, STAINES FINANCIAL, LLC, THE STRATEGIC FINANCIAL ALLIANCE, INC., CORNERSTONE WEALTH ADVISORS, INC., WESTPARK CAPITAL, INC., LEGACY WEALTH MANAGEMENT, LLC, MONEY CONCEPTS CAPITAL CORP, COASTAL EQUITIES, INC., and UNCOMMON CAPITAL, LLC
- CIK Number
- 0001723529
- Filed Document
- 0001723529-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 13:53:20 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-04 13:34:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745189
- Filed Document
- 0001745189-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 13:34:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-04 12:41:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792945
- Filed Document
- 0001792945-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:41:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-04 12:40:56 UTC |
- Amount To Be Raised
- $28,740,778
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001738101
- Filed Document
- 0001738101-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:40:56 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-04 12:37:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719235
- Filed Document
- 0001719235-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:37:37 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- NETHERLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2019-11-04 12:36:09 UTC |
- Amount To Be Raised
- $69,999,945
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609151
- Filed Document
- 0001609151-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:36:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-04 12:31:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685090
- Filed Document
- 0001685090-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:31:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-04 12:28:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690307
- Filed Document
- 0001690307-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:28:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- AUSTRALIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-04 12:27:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793057
- Filed Document
- 0001793057-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:27:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-04 12:25:51 UTC |
- Amount To Be Raised
- $2,303,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793022
- Filed Document
- 0001567619-19-020347
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:25:51 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-04 12:19:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001783290
- Filed Document
- 0001567619-19-020345
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:19:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-04 12:16:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793005
- Filed Document
- 0001793005-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:16:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-04 12:14:54 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H&L Equities
- CIK Number
- 0001793056
- Filed Document
- 0001793056-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:14:54 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-04 12:14:49 UTC |
- Amount To Be Raised
- $2,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757031
- Filed Document
- 0001757031-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:14:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-04 12:09:12 UTC |
- Amount To Be Raised
- $5,994,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790957
- Filed Document
- 0001567619-19-020343
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:09:12 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-04 12:08:48 UTC |
- Amount To Be Raised
- $2,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757031
- Filed Document
- 0001757031-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:08:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-04 12:07:59 UTC |
- Amount To Be Raised
- $5,574,996
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670809
- Filed Document
- 0001670809-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:07:59 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-04 12:07:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James River Securities Corp.
- CIK Number
- 0001793040
- Filed Document
- 0001793040-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:07:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-04 12:07:36 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, and More than 5 persons
- CIK Number
- 0001756823
- Filed Document
- 0001756823-19-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:07:36 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-11-04 12:03:57 UTC |
- Amount To Be Raised
- $45,999,994
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792033
- Filed Document
- 0001792033-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:03:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-04 12:03:34 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793037
- Filed Document
- 0001793037-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 12:03:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-04 11:59:02 UTC |
- Amount To Be Raised
- $5,715,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790956
- Filed Document
- 0001567619-19-020341
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:59:02 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-04 11:55:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792492
- Filed Document
- 0001792492-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:55:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-04 11:55:25 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746726
- Filed Document
- 0001746726-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:55:25 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2019-11-04 11:54:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785409
- Filed Document
- 0001785409-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:54:51 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-04 11:53:22 UTC |
- Amount To Be Raised
- $2,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757031
- Filed Document
- 0001757031-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:53:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-04 11:48:49 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793061
- Filed Document
- 0001793061-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:48:49 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-04 11:44:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Fairview Securities, Inc.
- CIK Number
- 0001770515
- Filed Document
- 0001770515-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:44:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Peralta Series Fund 6, A Separate Series of Membership Interests of Peralta Capital Holdings LLC
See All Filings
|
D |
2019-11-04 11:29:47 UTC |
- Amount To Be Raised
- $999,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792661
- Filed Document
- 0001792664-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:29:47 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-04 11:25:59 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792839
- Filed Document
- 0001792839-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:25:59 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Peralta Series Fund 5, A Separate Series of Membership Interests of Peralta Capital Holdings LLC
See All Filings
|
D |
2019-11-04 11:22:08 UTC |
- Amount To Be Raised
- $999,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792662
- Filed Document
- 0001792664-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:22:08 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-04 11:22:06 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793032
- Filed Document
- 0001793032-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:22:06 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-04 11:16:49 UTC |
- Amount To Be Raised
- $815,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793042
- Filed Document
- 0001793042-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:16:49 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
Peralta Series Fund 4, A Separate Series of Membership Interests of Peralta Capital Holdings LLC
See All Filings
|
D |
2019-11-04 11:13:40 UTC |
- Amount To Be Raised
- $999,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792663
- Filed Document
- 0001792664-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:13:40 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-04 11:13:13 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792186
- Filed Document
- 0001376474-19-000263
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:13:13 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-11-04 11:12:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590530
- Filed Document
- 0001590530-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:12:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-04 11:10:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590528
- Filed Document
- 0001590528-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:10:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-04 11:08:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757692
- Filed Document
- 0000950142-19-002175
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:08:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Peralta Series Fund 3, A Separate Series of Membership Interests of Peralta Capital Holdings LLC
See All Filings
|
D |
2019-11-04 11:04:00 UTC |
- Amount To Be Raised
- $999,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792664
- Filed Document
- 0001792664-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 11:04:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-04 10:55:17 UTC |
- Amount To Be Raised
- $3,552,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001792438
- Filed Document
- 0001792683-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 10:55:17 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2019-11-04 10:51:34 UTC |
- Amount To Be Raised
- $2,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001786075
- Filed Document
- 0001786075-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 10:51:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-04 10:48:31 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001792683
- Filed Document
- 0001792683-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 10:48:31 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2019-11-04 10:47:38 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791666
- Filed Document
- 0001791666-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 10:47:38 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-11-04 10:40:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757981
- Filed Document
- 0001757981-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 10:40:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-04 10:38:26 UTC |
- Amount To Be Raised
- $3,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792392
- Filed Document
- 0001015325-19-000029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 10:38:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-04 10:35:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emerging Manager Advisors, LLC
- CIK Number
- 0001582333
- Filed Document
- 0001582333-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 10:35:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-04 10:28:58 UTC |
- Amount To Be Raised
- $6,284,105
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561799
- Filed Document
- 0001561799-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 10:28:58 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-11-04 10:23:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688794
- Filed Document
- 0001688794-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-04 10:23:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|