Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BTGO SNF Realty Holdings LLC See All Filings	D	2019-11-07 10:48:11 UTC
Amount To Be Raised $1,825,000 Associated Brokers / Dealers N/A CIK Number 0001788468 Filed Document 0001788468-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 10:48:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Townsend Real Estate Fund-E, L.P. See All Filings	D/A	2019-11-07 10:35:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756110 Filed Document 0001756110-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 10:35:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vermilion Peak Master Fund See All Filings	D/A	2019-11-07 10:32:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689102 Filed Document 0000902664-19-004196 Exclusions or Exemptions 506b Accepted Date 2019-11-07 10:32:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKK 9i Ventures QP, LLC See All Filings	D	2019-11-07 10:32:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787199 Filed Document 0000919574-19-006749 Exclusions or Exemptions 506b Accepted Date 2019-11-07 10:32:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKK 9i Ventures, LLC See All Filings	D	2019-11-07 10:27:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787454 Filed Document 0000919574-19-006747 Exclusions or Exemptions 506b Accepted Date 2019-11-07 10:27:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COR Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D	2019-11-07 10:21:28 UTC
Amount To Be Raised $460,000 Associated Brokers / Dealers N/A CIK Number 0001793302 Filed Document 0001793286-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 10:21:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Business Agility Midco, LLC See All Filings	D	2019-11-07 10:15:04 UTC
Amount To Be Raised $19,350,037 Associated Brokers / Dealers N/A CIK Number 0001792996 Filed Document 0001567619-19-020566 Exclusions or Exemptions 506b Accepted Date 2019-11-07 10:15:04 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Business Agility Holdco, LP See All Filings	D	2019-11-07 10:11:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793018 Filed Document 0001567619-19-020565 Exclusions or Exemptions 506b Accepted Date 2019-11-07 10:11:49 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LE Fund I, a series of Jude Gomila, LP See All Filings	D	2019-11-07 10:01:06 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001793286 Filed Document 0001793286-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 10:01:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Base HQ, Inc. See All Filings	D	2019-11-07 09:38:07 UTC
Amount To Be Raised $2,906,846 Associated Brokers / Dealers N/A CIK Number 0001793429 Filed Document 0001793429-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 09:38:07 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Field of Snow Limied Liability Co See All Filings	D/A	2019-11-07 09:24:31 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001781042 Filed Document 0001781042-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 09:24:31 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
NEUROONE MEDICAL TECHNOLOGIES Corp See All Filings	D	2019-11-07 09:10:53 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Paulson Investment Company CIK Number 0001500198 Filed Document 0001596771-19-000130 Exclusions or Exemptions 506b Accepted Date 2019-11-07 09:10:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Maglan Distressed Offshore Fund Ltd. See All Filings	D/A	2019-11-07 09:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508050 Filed Document 0000902664-19-004192 Exclusions or Exemptions 506b Accepted Date 2019-11-07 09:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEUROONE MEDICAL TECHNOLOGIES Corp See All Filings	D	2019-11-07 09:01:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001500198 Filed Document 0001596771-19-000129 Exclusions or Exemptions 506b Accepted Date 2019-11-07 09:01:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TCR Denver Multifamily B, LP See All Filings	D	2019-11-07 08:37:13 UTC
Amount To Be Raised $132,569,000 Associated Brokers / Dealers N/A CIK Number 0001793259 Filed Document 0001793259-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 08:37:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cabot Industrial Value Fund VI, L.P. See All Filings	D	2019-11-07 07:54:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792936 Filed Document 0001792936-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 07:54:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Imsonic Medical, Inc. See All Filings	D	2019-11-06 21:42:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001793385 Filed Document 0001793385-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 21:42:08 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Toccata Capital Fund See All Filings	D	2019-11-06 21:00:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001523873 Filed Document 0001523873-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 21:00:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtua International Holdings, LLC See All Filings	D/A	2019-11-06 20:10:17 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001720005 Filed Document 0001720005-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-06 20:10:17 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SP100 Special Opportunity Fund, LLC See All Filings	D	2019-11-06 20:07:08 UTC
Amount To Be Raised $10,000,001 Associated Brokers / Dealers SharesPost Financial Corp CIK Number 0001634625 Filed Document 0001634625-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-06 20:07:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
SOMAVAC Medical Solutions, Inc. See All Filings	D	2019-11-06 19:17:23 UTC
Amount To Be Raised $3,034,750 Associated Brokers / Dealers N/A CIK Number 0001674843 Filed Document 0001674843-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 19:17:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Liquidata Inc. See All Filings	D	2019-11-06 19:03:45 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001793409 Filed Document 0001567619-19-020547 Exclusions or Exemptions 506b Accepted Date 2019-11-06 19:03:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-RRA, a series of Forge Investments LLC See All Filings	D/A	2019-11-06 18:58:15 UTC
Amount To Be Raised $30,238,638 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001676065 Filed Document 0001676065-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-06 18:58:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-RLU, a series of Forge Investments, LLC See All Filings	D/A	2019-11-06 18:48:04 UTC
Amount To Be Raised $9,645,700 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001763262 Filed Document 0001763262-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-06 18:48:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-RGH, a series of Forge Investments, LLC See All Filings	D/A	2019-11-06 18:46:19 UTC
Amount To Be Raised $8,366,725 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001697974 Filed Document 0001697974-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-06 18:46:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-RFB, a series of Forge Investments, LLC See All Filings	D/A	2019-11-06 18:44:16 UTC
Amount To Be Raised $1,402,024 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001776522 Filed Document 0001776522-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-06 18:44:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-PRQ, a series of Forge Investments, LLC See All Filings	D/A	2019-11-06 18:42:37 UTC
Amount To Be Raised $6,189,360 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001787244 Filed Document 0001787244-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-11-06 18:42:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-PLP, a series of Forge Investments, LLC See All Filings	D/A	2019-11-06 18:38:51 UTC
Amount To Be Raised $1,763,702 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001780479 Filed Document 0001780479-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-11-06 18:38:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-PHL, a series of Forge Investments, LLC See All Filings	D/A	2019-11-06 18:37:08 UTC
Amount To Be Raised $695,200 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001788461 Filed Document 0001788461-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-06 18:37:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-OXS, a series of Forge Investments LLC See All Filings	D/A	2019-11-06 18:35:13 UTC
Amount To Be Raised $262,566 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001779513 Filed Document 0001728390-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-11-06 18:35:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTHERN ARC MINERALS INC See All Filings	D	2019-11-06 18:32:20 UTC
Amount To Be Raised $134,299 Associated Brokers / Dealers N/A CIK Number 0001350138 Filed Document 0001350138-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-06 18:32:20 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Valley View Ceramics LLC See All Filings	D	2019-11-06 18:28:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001793260 Filed Document 0001793260-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 18:28:52 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-NDQ, a series of Forge Investments, LLC See All Filings	D/A	2019-11-06 18:20:55 UTC
Amount To Be Raised $476,280 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001763261 Filed Document 0001763261-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-06 18:20:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Dakota Bancshares, Inc. See All Filings	D	2019-11-06 18:20:53 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001487384 Filed Document 0001487384-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-06 18:20:53 UTC Type of Offering D Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
Fund FG-MXY, a series of Forge Investments LLC See All Filings	D/A	2019-11-06 18:18:51 UTC
Amount To Be Raised $555,000 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001722826 Filed Document 0001722826-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-06 18:18:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-MBW, a series of Forge Investments LLC See All Filings	D/A	2019-11-06 18:16:51 UTC
Amount To Be Raised $7,473,936 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001764597 Filed Document 0001764597-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-06 18:16:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Five46 Investors LLC See All Filings	D	2019-11-06 18:00:56 UTC
Amount To Be Raised $11,215,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001793225 Filed Document 0001793225-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 18:00:56 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Prospect Advisors QP, L.P. See All Filings	D/A	2019-11-06 17:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553959 Filed Document 0001553959-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 17:59:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tatum & Dynamite Self Storage Partners, LLC See All Filings	D	2019-11-06 17:56:55 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Advisory Group Equity Services, Ltd. CIK Number 0001786970 Filed Document 0001786970-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 17:56:55 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Prospect Advisors, L.P. See All Filings	D/A	2019-11-06 17:53:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553961 Filed Document 0001553961-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 17:53:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-LYW, a series of Forge Investments LLC See All Filings	D/A	2019-11-06 17:52:32 UTC
Amount To Be Raised $243,902 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001786629 Filed Document 0001786629-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-06 17:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-LRN, a series of Forge Investments, LLC See All Filings	D/A	2019-11-06 17:50:54 UTC
Amount To Be Raised $22,570,072 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001758082 Filed Document 0001758082-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-06 17:50:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAVmed Inc. See All Filings	D	2019-11-06 17:44:05 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001624326 Filed Document 0001493152-19-016564 Exclusions or Exemptions 506b Accepted Date 2019-11-06 17:44:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Fund FG-LQA, a series of Forge Investments LLC See All Filings	D/A	2019-11-06 17:43:33 UTC
Amount To Be Raised $3,425,269 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001674878 Filed Document 0001674878-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-06 17:43:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-LHU, a series of Forge Investments, LLC See All Filings	D/A	2019-11-06 17:41:36 UTC
Amount To Be Raised $6,564,878 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001780481 Filed Document 0001780481-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-06 17:41:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Assure, a Series of Jason's Syndicate, LLC See All Filings	D	2019-11-06 17:34:17 UTC
Amount To Be Raised $730,530 Associated Brokers / Dealers N/A CIK Number 0001787695 Filed Document 0001790111-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-11-06 17:34:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 455 See All Filings	D	2019-11-06 17:30:25 UTC
Amount To Be Raised $1,137,500 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001781653 Filed Document 0001790111-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-11-06 17:30:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 492 See All Filings	D	2019-11-06 17:27:53 UTC
Amount To Be Raised $367,472 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001792736 Filed Document 0001790111-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-11-06 17:27:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 421 See All Filings	D	2019-11-06 17:26:25 UTC
Amount To Be Raised $202,449 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001780482 Filed Document 0001790111-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-11-06 17:26:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KBS Parent Holdings, L.P. See All Filings	D	2019-11-06 17:23:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793309 Filed Document 0001793309-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 17:23:55 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other